0001127602-16-037112.txt : 20160119 0001127602-16-037112.hdr.sgml : 20160118 20160119113913 ACCESSION NUMBER: 0001127602-16-037112 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fessenden Daniel J. CENTRAL INDEX KEY: 0001463126 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 161347466 MAIL ADDRESS: STREET 1: C/O TOMPKINS FINANCIAL CORPORATION STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2015-12-31 0 0 0001005817 TOMPKINS FINANCIAL CORP TMP 0001463126 Fessenden Daniel J. C/O TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 Common Stock 1268.118 D Phantom Stock Common Stock 2170.055 2170.055 D Includes shares acquired through reinvestment of quarterly dividends. Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. /s/Daniel J. Fessenden 2016-01-14