0001127602-15-014795.txt : 20150420 0001127602-15-014795.hdr.sgml : 20150420 20150420113231 ACCESSION NUMBER: 0001127602-15-014795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150417 FILED AS OF DATE: 20150420 DATE AS OF CHANGE: 20150420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYCE DAVID S CENTRAL INDEX KEY: 0001201524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 15779907 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-04-17 0001005817 TOMPKINS FINANCIAL CORP TMP 0001201524 BOYCE DAVID S TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 EVP, Pres. & CEO Tompkins Ins. Common Stock 2015-04-17 4 M 0 1650 37.28 A 18127 D Common Stock 2015-04-17 4 F 0 1134 54.29 D 16993 D Common Stock 2015-04-17 4 F 0 127 54.29 D 16866 D Common Stock 467.75 I by 401(k)/ISOP Common Stock 1720.1 I by ESOP Incentive Stock Option (Right to Buy) 37.2727 2015-04-17 4 M 0 1650 0 D 2017-11-29 Common Stock 1650 0 D Shares withheld for Option Cost Shares withheld for taxes. Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends. The stock option becomes exercisable in six annual installments commencing two years after the date of grant. /s/ David S. Boyce 2015-04-20