0001127602-13-016411.txt : 20130510 0001127602-13-016411.hdr.sgml : 20130510 20130510125801 ACCESSION NUMBER: 0001127602-13-016411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130503 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYCE DAVID S CENTRAL INDEX KEY: 0001201524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 13832276 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-05-03 0001005817 TOMPKINS FINANCIAL CORP TMP 0001201524 BOYCE DAVID S TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 EVP, Pres. & CEO Tompkins Ins. Common Stock 2013-05-03 4 A 0 2860 40.60 A 13450 D Stock Appreciation Rights (SAR) 40.60 2013-05-03 4 A 0 3055 40.60 A 2023-05-03 Common Stock 3055 3055 D Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. The grant will expire ten years from the date of the grant. Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. /s/ David S. Boyce 2013-05-10