0001127602-12-028693.txt : 20121016 0001127602-12-028693.hdr.sgml : 20121016 20121016112141 ACCESSION NUMBER: 0001127602-12-028693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121012 FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYNES CARL E CENTRAL INDEX KEY: 0001074513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 121145600 MAIL ADDRESS: STREET 1: C/O TOMPKINS COUNTY TRUSTCO INC STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-10-12 0001005817 TOMPKINS FINANCIAL CORP TMP 0001074513 HAYNES CARL E TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 Common Stock 2012-10-12 4 P 0 201 41.26 A 4701 D Automatic monthly purchase through Tompkins Financial Dividend Reinvestment and Stock Purchase and Sale Plan. Shares acquired through reinvestment of quarterly cash dividend that at the date of investment were exempt under Section 240.16a-6 Small acquisitions. /s/ Carl E. Haynes 2012-10-15