0001127602-12-014090.txt : 20120418 0001127602-12-014090.hdr.sgml : 20120418 20120418120819 ACCESSION NUMBER: 0001127602-12-014090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120417 FILED AS OF DATE: 20120418 DATE AS OF CHANGE: 20120418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rooney Kathleen M CENTRAL INDEX KEY: 0001323987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 12765333 MAIL ADDRESS: STREET 1: C/O TOMPKINS TRUSTCO, INC. STREET 2: P O BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0305 4 2012-04-17 1 0001005817 TOMPKINS FINANCIAL CORP TMP 0001323987 Rooney Kathleen M TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 EVP, Retired 3/31/2012 Common Stock 2012-04-17 4 M 0 2500 37.28 A 4522 D Common Stock 2012-04-17 4 S 0 2350 40.7809 D 2172 D Incentive Stock Option (Right to Buy) 37.2727 2012-04-17 4 M 0 2500 0 D 2017-11-29 Common Stock 2500 6346 D The stock option becomes exercisable in six annual installments commencing two years after the date of the grant. /s/ Kathleen M. Rooney 2012-04-18