0001127602-11-024400.txt : 20110829 0001127602-11-024400.hdr.sgml : 20110829 20110829165208 ACCESSION NUMBER: 0001127602-11-024400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110829 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN GERALD J JR CENTRAL INDEX KEY: 0001384977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 111063347 MAIL ADDRESS: STREET 1: C/O TOMPKINS TRUSTCO, INC. STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-08-29 0001005817 TOMPKINS FINANCIAL CORP TMP 0001384977 KLEIN GERALD J JR TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 EVP Pres&CEO Mahopac Natl Bank Common Stock 2011-08-29 4 S 0 1000 39.1794 D 5923 D /s/ Gerald J. Klein, Jr. 2011-08-29