0001005607-21-000011.txt : 20211025 0001005607-21-000011.hdr.sgml : 20211025 20211025135944 ACCESSION NUMBER: 0001005607-21-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 EFFECTIVENESS DATE: 20211025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001005607 IRS NUMBER: 943315228 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05208 FILM NUMBER: 211343388 BUSINESS ADDRESS: STREET 1: 580 CALIFORNIA STREET STE 1900 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4153625637 MAIL ADDRESS: STREET 1: 580 CALIFORNIA ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: OSBORNE PARTNERS CAPITAL MANAGEMENT DATE OF NAME CHANGE: 20010724 FORMER COMPANY: FORMER CONFORMED NAME: BERRY HARTELL EVERS & OSBORNE INC/ DATE OF NAME CHANGE: 19990406 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001005607 XXXXXXXX 09-30-2021 09-30-2021 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC

580 CALIFORNIA ST SAN FRANCISCO CA 94104

13F HOLDINGS REPORT 028-05208 N ALICIA W CHENG 415-362-5637 ALICIA W CHENG SAN FRANCISCO CA 10-25-2021 0 195 1245001 false INFORMATION TABLE 2 inftable.xml 13F FOR PERIOD ENDING SEPTEMBER 30, 2021 ISHARES INC MSCI JPN ETF NEW 46434G822 27694 394214 SH SOLE 0 0 0 394214 ISHARES TR CORE S&P500 ETF 464287200 459 1066 SH SOLE 0 0 0 1066 ISHARES TR RUS 1000 VAL ETF 464287598 1982 12661 SH SOLE 0 0 0 12661 ISHARES TR RUS 1000 GRW ETF 464287614 4247 15496 SH SOLE 0 0 0 15496 ISHARES TR RUSSELL 2000 ETF 464287655 2236 10223 SH SOLE 0 0 0 10223 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2219 4614 SH SOLE 0 0 0 4614 SPDR S&P 500 ETF TR TR UNIT 78462F103 7584 17673 SH SOLE 0 0 0 17673 AMAZON COM INC COM 023135106 949 289 SH SOLE 0 0 0 289 BRISTOL-MYERS SQUIBB CO COM 110122108 386 6523 SH SOLE 0 0 0 6523 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1332 4880 SH SOLE 0 0 0 4880 BOEING CO COM 097023105 324 1475 SH SOLE 0 0 0 1475 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 588 55700 SH SOLE 0 0 0 55700 INVESCO QQQ TR UNIT SER 1 46090E103 1426 3983 SH SOLE 0 0 0 3983 ABBOTT LABS COM 002824100 12253 103723 SH SOLE 0 0 0 103723 EBAY INC. COM 278642103 596 8550 SH SOLE 0 0 0 8550 FEDEX CORP COM 31428X106 9461 43143 SH SOLE 0 0 0 43143 INTEL CORP COM 458140100 1106 20749 SH SOLE 0 0 0 20749 ORACLE CORP COM 68389X105 1959 22480 SH SOLE 0 0 0 22480 QUALCOMM INC COM 747525103 447 3463 SH SOLE 0 0 0 3463 DISNEY WALT CO COM 254687106 11003 65040 SH SOLE 0 0 0 65040 JOHNSON & JOHNSON COM 478160104 4311 26693 SH SOLE 0 0 0 26693 PFIZER INC COM 717081103 1841 42802 SH SOLE 0 0 0 42802 LOWES COS INC COM 548661107 8111 39983 SH SOLE 0 0 0 39983 ISHARES TR MSCI EAFE ETF 464287465 2266 29046 SH SOLE 0 0 0 29046 CHEVRON CORP NEW COM 166764100 2776 27368 SH SOLE 0 0 0 27368 MICROSOFT CORP COM 594918104 26232 93048 SH SOLE 0 0 0 93048 ISHARES TR LATN AMER 40 ETF 464287390 22368 842815 SH SOLE 0 0 0 842815 AT&T INC COM 00206R102 363 13448 SH SOLE 0 0 0 13448 CISCO SYS INC COM 17275R102 2353 43233 SH SOLE 0 0 0 43233 INTERNATIONAL BUSINESS MACHS COM 459200101 854 6144 SH SOLE 0 0 0 6144 COCA COLA CO COM 191216100 3204 61069 SH SOLE 0 0 0 61069 PEPSICO INC COM 713448108 7341 48806 SH SOLE 0 0 0 48806 JOHNSON CTLS INTL PLC SHS G51502105 729 10701 SH SOLE 0 0 0 10701 VERIZON COMMUNICATIONS INC COM 92343V104 599 11093 SH SOLE 0 0 0 11093 ISHARES INC MSCI GERMANY ETF 464286806 17397 528461 SH SOLE 0 0 0 528461 SPDR SER TR DJ REIT ETF 78464A607 1504 14266 SH SOLE 0 0 0 14266 SELECT SECTOR SPDR TR ENERGY 81369Y506 385 7385 SH SOLE 0 0 0 7385 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 456 3054 SH SOLE 0 0 0 3054 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 387 3040 SH SOLE 0 0 0 3040 ISHARES INC MSCI NETHERL ETF 464286814 19744 400900 SH SOLE 0 0 0 400900 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 12612 82107 SH SOLE 0 0 0 82107 SCHWAB CHARLES CORP COM 808513105 782 10738 SH SOLE 0 0 0 10738 WALGREENS BOOTS ALLIANCE INC COM 931427108 357 7580 SH SOLE 0 0 0 7580 DEERE & CO COM 244199105 1103 3292 SH SOLE 0 0 0 3292 BK OF AMERICA CORP COM 060505104 495 11667 SH SOLE 0 0 0 11667 STARBUCKS CORP COM 855244109 267 2423 SH SOLE 0 0 0 2423 AUTOMATIC DATA PROCESSING IN COM 053015103 3928 19647 SH SOLE 0 0 0 19647 EXXON MOBIL CORP COM 30231G102 1193 20280 SH SOLE 0 0 0 20280 WALMART INC COM 931142103 312 2241 SH SOLE 0 0 0 2241 UNION PAC CORP COM 907818108 8278 42233 SH SOLE 0 0 0 42233 BORGWARNER INC COM 099724106 7487 173276 SH SOLE 0 0 0 173276 CABOT OIL & GAS CORP COM 127097103 4599 211350 SH SOLE 0 0 0 211350 COSTCO WHSL CORP NEW COM 22160K105 220 490 SH SOLE 0 0 0 490 CVS HEALTH CORP COM 126650100 11238 132429 SH SOLE 0 0 0 132429 DOMINION ENERGY INC COM 25746U109 422 5775 SH SOLE 0 0 0 5775 SCHLUMBERGER LTD COM STK 806857108 7049 237835 SH SOLE 0 0 0 237835 DANAHER CORPORATION COM 235851102 18186 59737 SH SOLE 0 0 0 59737 MERCK & CO INC COM 58933Y105 227 3020 SH SOLE 0 0 0 3020 PROCTER AND GAMBLE CO COM 742718109 4378 31316 SH SOLE 0 0 0 31316 GENERAL ELECTRIC CO COM NEW 369604301 889 8631 SH SOLE 0 0 0 8631 KIMBERLY-CLARK CORP COM 494368103 320 2418 SH SOLE 0 0 0 2418 HOME DEPOT INC COM 437076102 359 1095 SH SOLE 0 0 0 1095 MCDONALDS CORP COM 580135101 351 1456 SH SOLE 0 0 0 1456 JPMORGAN CHASE & CO COM 46625H100 20189 123337 SH SOLE 0 0 0 123337 BOOKING HOLDINGS INC COM 09857L108 6441 2713 SH SOLE 0 0 0 2713 WELLS FARGO CO NEW COM 949746101 575 12400 SH SOLE 0 0 0 12400 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 721 2254 SH SOLE 0 0 0 2254 AMERICAN TOWER CORP NEW COM 03027X100 273 1029 SH SOLE 0 0 0 1029 RAYTHEON TECHNOLOGIES CORP COM 75513E101 5382 62612 SH SOLE 0 0 0 62612 MARSH & MCLENNAN COS INC COM 571748102 9925 65540 SH SOLE 0 0 0 65540 DOLLAR TREE INC COM 256746108 4117 43014 SH SOLE 0 0 0 43014 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1617 7282 SH SOLE 0 0 0 7282 NEXTERA ENERGY INC COM 65339F101 318 4056 SH SOLE 0 0 0 4056 DUKE ENERGY CORP NEW COM NEW 26441C204 379 3884 SH SOLE 0 0 0 3884 APPLE INC COM 037833100 39212 277115 SH SOLE 0 0 0 277115 LAM RESEARCH CORP COM 512807108 268 470 SH SOLE 0 0 0 470 OMEGA HEALTHCARE INVS INC COM 681936100 4374 145996 SH SOLE 0 0 0 145996 CATERPILLAR INC COM 149123101 1861 9694 SH SOLE 0 0 0 9694 KINDER MORGAN INC DEL COM 49456B101 5936 354801 SH SOLE 0 0 0 354801 ISHARES TR MSCI EMG MKT ETF 464287234 1002 19898 SH SOLE 0 0 0 19898 OGE ENERGY CORP COM 670837103 290 8800 SH SOLE 0 0 0 8800 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 3386 21979 SH SOLE 0 0 0 21979 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3604 24055 SH SOLE 0 0 0 24055 ECOLAB INC COM 278865100 602 2885 SH SOLE 0 0 0 2885 AMERICAN EXPRESS CO COM 025816109 2062 12311 SH SOLE 0 0 0 12311 KEY TRONIC CORP COM 493144109 372 57300 SH SOLE 0 0 0 57300 HEALTHPEAK PROPERTIES INC COM 42250P103 456 13625 SH SOLE 0 0 0 13625 S&P GLOBAL INC COM 78409V104 673 1585 SH SOLE 0 0 0 1585 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 45903 917886 SH SOLE 0 0 0 917886 PINNACLE WEST CAP CORP COM 723484101 233 3215 SH SOLE 0 0 0 3215 ISHARES TR CORE US AGGBD ET 464287226 1025 8924 SH SOLE 0 0 0 8924 AUTOZONE INC COM 053332102 9157 5393 SH SOLE 0 0 0 5393 BIOGEN INC COM 09062X103 262 925 SH SOLE 0 0 0 925 ISHARES TR SELECT DIVID ETF 464287168 3490 30423 SH SOLE 0 0 0 30423 ACTIVISION BLIZZARD INC COM 00507V109 4296 55513 SH SOLE 0 0 0 55513 AIR PRODS & CHEMS INC COM 009158106 258 1007 SH SOLE 0 0 0 1007 LENNAR CORP CL A 526057104 9432 100679 SH SOLE 0 0 0 100679 CONSOLIDATED EDISON INC COM 209115104 290 4000 SH SOLE 0 0 0 4000 NVIDIA CORPORATION COM 67066G104 467 2256 SH SOLE 0 0 0 2256 FREEPORT-MCMORAN INC CL B 35671D857 5140 158022 SH SOLE 0 0 0 158022 TRAVELERS COMPANIES INC COM 89417E109 613 4033 SH SOLE 0 0 0 4033 RAYONIER INC COM 754907103 392 10990 SH SOLE 0 0 0 10990 MGM RESORTS INTERNATIONAL COM 552953101 11458 265539 SH SOLE 0 0 0 265539 ALPHABET INC CAP STK CL A 02079K305 12587 4708 SH SOLE 0 0 0 4708 CBRE GROUP INC CL A 12504L109 4306 44226 SH SOLE 0 0 0 44226 WEC ENERGY GROUP INC COM 92939U106 259 2941 SH SOLE 0 0 0 2941 DENTSPLY SIRONA INC COM 24906P109 11365 195774 SH SOLE 0 0 0 195774 VANGUARD INDEX FDS VALUE ETF 922908744 6341 46845 SH SOLE 0 0 0 46845 VANGUARD INDEX FDS MID CAP ETF 922908629 238 1006 SH SOLE 0 0 0 1006 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 32364 317981 SH SOLE 0 0 0 317981 CHENIERE ENERGY INC COM NEW 16411R208 12299 125925 SH SOLE 0 0 0 125925 VANGUARD INDEX FDS SMALL CP ETF 922908751 364 1663 SH SOLE 0 0 0 1663 VANGUARD INDEX FDS GROWTH ETF 922908736 8145 28070 SH SOLE 0 0 0 28070 CARMAX INC COM 143130102 304 2375 SH SOLE 0 0 0 2375 VULCAN MATLS CO COM 929160109 5658 33445 SH SOLE 0 0 0 33445 QUANTA SVCS INC COM 74762E102 1495 13138 SH SOLE 0 0 0 13138 FMC CORP COM NEW 302491303 7124 77810 SH SOLE 0 0 0 77810 CENTENE CORP DEL COM 15135B101 16757 268935 SH SOLE 0 0 0 268935 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 615 13888 SH SOLE 0 0 0 13888 ISHARES GOLD TR ISHARES NEW 464285204 11704 350322 SH SOLE 0 0 0 350322 THERMO FISHER SCIENTIFIC INC COM 883556102 14755 25826 SH SOLE 0 0 0 25826 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1303 23808 SH SOLE 0 0 0 23808 ISHARES TR EAFE VALUE ETF 464288877 524 10312 SH SOLE 0 0 0 10312 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 11743 74152 SH SOLE 0 0 0 74152 TRIP COM GROUP LTD ADS 89677Q107 7005 227805 SH SOLE 0 0 0 227805 NICE LTD SPONSORED ADR 653656108 3950 13907 SH SOLE 0 0 0 13907 SPDR SER TR S&P HOMEBUILD 78464A888 330 4598 SH SOLE 0 0 0 4598 SPDR SER TR NUVEEN BLMBRG SR 78468R739 693 14025 SH SOLE 0 0 0 14025 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 21099 721345 SH SOLE 0 0 0 721345 ARENA PHARMACEUTICALS INC COM NEW 040047607 545 9149 SH SOLE 0 0 0 9149 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 27999 426750 SH SOLE 0 0 0 426750 EXTRA SPACE STORAGE INC COM 30225T102 277 1650 SH SOLE 0 0 0 1650 ISHARES TR CORE S&P TTL STK 464287150 222 2258 SH SOLE 0 0 0 2258 GARTNER INC COM 366651107 859 2828 SH SOLE 0 0 0 2828 LAZARD LTD SHS A G54050102 5655 123482 SH SOLE 0 0 0 123482 BIO RAD LABS INC CL B 090572108 211 284 SH SOLE 0 0 0 284 CAMDEN NATL CORP COM 133034108 388 8104 SH SOLE 0 0 0 8104 CF INDS HLDGS INC COM 125269100 10308 184671 SH SOLE 0 0 0 184671 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 220 14690 SH SOLE 0 0 0 14690 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 103234 1693467 SH SOLE 0 0 0 1693467 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 4713 52687 SH SOLE 0 0 0 52687 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 738 8642 SH SOLE 0 0 0 8642 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 374 1298 SH SOLE 0 0 0 1298 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 14195 128522 SH SOLE 0 0 0 128522 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1467 29050 SH SOLE 0 0 0 29050 VANECK ETF TRUST LOW CARBN ENERGY 92189F502 1133 7606 SH SOLE 0 0 0 7606 MERCADOLIBRE INC COM 58733R102 4479 2667 SH SOLE 0 0 0 2667 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 14746 582607 SH SOLE 0 0 0 582607 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 10364 1295522 SH SOLE 0 0 0 1295522 VISA INC COM CL A 92826C839 7833 35165 SH SOLE 0 0 0 35165 PHILIP MORRIS INTL INC COM 718172109 237 2501 SH SOLE 0 0 0 2501 SPDR SER TR PORTFOLIO AGRGTE 78464A649 296 9925 SH SOLE 0 0 0 9925 PINDUODUO INC SPONSORED ADS 722304102 3219 35501 SH SOLE 0 0 0 35501 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 559 10951 SH SOLE 0 0 0 10951 ISHARES TR GL CLEAN ENE ETF 464288224 692 31979 SH SOLE 0 0 0 31979 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 10444 110624 SH SOLE 0 0 0 110624 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 8329 458394 SH SOLE 0 0 0 458394 BROADCOM INC COM 11135F101 13069 26950 SH SOLE 0 0 0 26950 PROSHARES TR SHRT 20+YR TRE 74347X849 7679 460347 SH SOLE 0 0 0 460347 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 23921 290263 SH SOLE 0 0 0 290263 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 12454 378763 SH SOLE 0 0 0 378763 GLOBAL X FDS GLOBAL X COPPER 37954Y830 291 8501 SH SOLE 0 0 0 8501 NXP SEMICONDUCTORS N V COM N6596X109 9333 47651 SH SOLE 0 0 0 47651 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 28305 502665 SH SOLE 0 0 0 502665 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1209 54659 SH SOLE 0 0 0 54659 COLUMBIA ETF TR II INDIA CONSMR ETF 19762B707 28703 502255 SH SOLE 0 0 0 502255 PHILLIPS 66 COM 718546104 8119 115931 SH SOLE 0 0 0 115931 SPDR SER TR BLOOMBERG SRT TR 78468R408 472 17235 SH SOLE 0 0 0 17235 FACEBOOK INC CL A 30303M102 14911 43935 SH SOLE 0 0 0 43935 PALO ALTO NETWORKS INC COM 697435105 17758 37073 SH SOLE 0 0 0 37073 ABBVIE INC COM 00287Y109 550 5096 SH SOLE 0 0 0 5096 CYRUSONE INC COM 23283R100 4903 63342 SH SOLE 0 0 0 63342 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 20065 436012 SH SOLE 0 0 0 436012 ISHARES TR MSCI USA MMENTM 46432F396 451 2570 SH SOLE 0 0 0 2570 ISHARES TR MSCI USA QLT FCT 46432F339 226 1716 SH SOLE 0 0 0 1716 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 5517 110025 SH SOLE 0 0 0 110025 ISHARES TR BLACKROCK ULTRA 46434V878 3943 78076 SH SOLE 0 0 0 78076 ALPHABET INC CAP STK CL C 02079K107 15499 5815 SH SOLE 0 0 0 5815 TRINET GROUP INC COM 896288107 7054 74580 SH SOLE 0 0 0 74580 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6034 40755 SH SOLE 0 0 0 40755 CAESARS ENTERTAINMENT INC NE COM 12769G100 24044 214143 SH SOLE 0 0 0 214143 PAYPAL HLDGS INC COM 70450Y103 2297 8827 SH SOLE 0 0 0 8827 PLANET FITNESS INC CL A 72703H101 8761 111532 SH SOLE 0 0 0 111532 ISHARES TR CONV BD ETF 46435G102 9504 95288 SH SOLE 0 0 0 95288 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 296 4483 SH SOLE 0 0 0 4483 CHARTER COMMUNICATIONS INC N CL A 16119P108 250 344 SH SOLE 0 0 0 344 CAMPING WORLD HLDGS INC CL A 13462K109 4494 115615 SH SOLE 0 0 0 115615 ISHARES TR ESG AWR MSCI USA 46435G425 332 3375 SH SOLE 0 0 0 3375 CAMBRIA ETF TR TAIL RISK 132061862 10685 569576 SH SOLE 0 0 0 569576 DUPONT DE NEMOURS INC COM 26614N102 5562 81802 SH SOLE 0 0 0 81802 ELASTIC N V ORD SHS N14506104 10328 69321 SH SOLE 0 0 0 69321 CARRIER GLOBAL CORPORATION COM 14448C104 1189 22976 SH SOLE 0 0 0 22976 OTIS WORLDWIDE CORP COM 68902V107 6058 73632 SH SOLE 0 0 0 73632 DOORDASH INC CL A 25809K105 212 1029 SH SOLE 0 0 0 1029 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 485 8443 SH SOLE 0 0 0 8443