0001005607-12-000002.txt : 20120213 0001005607-12-000002.hdr.sgml : 20120213 20120213143954 ACCESSION NUMBER: 0001005607-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSBORNE PARTNERS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001005607 IRS NUMBER: 943315228 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05208 FILM NUMBER: 12598101 BUSINESS ADDRESS: STREET 1: 580 CALIFORNIA STREET STE 1900 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415362-5637 MAIL ADDRESS: STREET 1: 580 CALIFORNIA ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: BERRY HARTELL EVERS & OSBORNE INC/ DATE OF NAME CHANGE: 19990406 13F-HR 1 inftable.txt 13F FOR PERIOD ENDING DECEMBER 31, 2011 UNITED STATES SECRITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ] Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC. Address: 580 CALIFORNIA STREET, SUITE 1900 SAN FRANCISCO, CA 94104 Form 13F File Number: 028-05208 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: SHANNON LEMON Title: CCO Phone: 415-627-0737 Signature, Place, and Date of Signing: /s/ SHANNON S. LEMON SAN FRANCISCO, CA February 13, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 152 Form 13F Information Table Value Total: 539,477 (x$1000) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1/100 Berkshire Hathaway COM 084990175 459 400 SH Sole 400 3M Company COM 88579y101 623 7621 SH Sole 7621 Abbott Labs COM 002824100 11481 204179 SH Sole 204179 Accenture Ltd Bermuda Cl A COM 389 7309 SH Sole 7309 Affiliated Managers Group COM 008252108 5174 53928 SH Sole 53928 Air Prods & Chems Inc COM 009158106 5922 69510 SH Sole 69510 Altria Group Inc COM 02209S103 2242 75625 SH Sole 75625 American Express Co COM 025816109 5362 113678 SH Sole 113678 Amgen Inc COM 031162100 1563 24335 SH Sole 24335 Apple Inc COM 037833100 13176 32534 SH Sole 32534 Astex Pharmaceuticals Inc Com COM 04624B103 378 200000 SH Sole 200000 AT&T Inc COM 00206R102 9370 309841 SH Sole 309841 Automatic Data Processing Inc COM 053015103 4495 83225 SH Sole 83225 Baxter Intl Inc COM 071813109 247 5000 SH Sole 5000 Becton Dickinson & Co COM 075887109 344 4608 SH Sole 4608 Bemis Inc COM 081437105 1310 43540 SH Sole 43540 Berkshire Hathaway COM 084670108 230 2 SH Sole 2 Berkshire Hathaway B COM 084670207 3391 44444 SH Sole 44444 BP plc Sponsored ADR COM 055622104 2480 58024 SH Sole 58024 Bristol Myers Squibb COM 110122108 4579 129925 SH Sole 129925 Caterpillar Inc COM 149123101 523 5775 SH Sole 5775 Chevron Corp COM 166764100 17452 164026 SH Sole 164026 Chubb Corp COM 171232101 207 2986 SH Sole 2986 Cisco Systems COM 17275r102 6356 351566 SH Sole 351566 Citrix Systems Inc COM 177376100 4990 82175 SH Sole 82175 Coca Cola Co COM 191216100 2597 37120 SH Sole 37120 Cognizant Technology Solutions COM 192446102 215 3339 SH Sole 3339 Colgate Palmolive Co COM 194162103 930 10067 SH Sole 10067 Conocophillips COM 20825C104 403 5531 SH Sole 5531 Constant Contact Inc COM 210313102 251 10800 SH Sole 10800 Convergys Corp COM 212485106 128 10000 SH Sole 10000 Corning Inc COM 219350105 204 15700 SH Sole 15700 Costco Whsl Corp COM 22160K105 1281 15375 SH Sole 15375 Covidien Plc COM G2554F113 985 21886 SH Sole 21886 CVS Caremark Corporation COM 126650100 5090 124810 SH Sole 124810 Daily Journal Corp COM 233912104 758 11637 SH Sole 11637 Danaher Corp COM 235851102 12654 269000 SH Sole 269000 Deere & Co COM 244199105 715 9245 SH Sole 9245 Disney Walt Co COM 254687106 9075 241994 SH Sole 241994 Dominion Res Inc Va COM 25746U109 255 4802 SH Sole 4802 Dun & Bradstreet Corp COM 26483E100 463 6185 SH Sole 6185 eBay Inc COM 278642103 6000 197817 SH Sole 197817 Ecolab Inc COM 278865100 6904 119430 SH Sole 119430 Electronic Arts, Inc COM 285512109 906 44000 SH Sole 44000 Eli Lilly&Co COM 532457108 204 4908 SH Sole 4908 EMC Corp. COM 268648102 1732 80394 SH Sole 80394 Emerson Elec Co COM 291011104 4159 89270 SH Sole 89270 EOG Resources Inc COM 26875P101 332 3370 SH Sole 3370 Exelon Corp COM 30161N101 293 6750 SH Sole 6750 Express Scripts Inc COM 302182100 468 10463 SH Sole 10463 Exxon Mobil Corp COM 30231G102 24186 285345 SH Sole 285345 Fiserv Inc COM 337738108 1188 20226 SH Sole 20226 Franklin Resources Inc COM 354613101 1772 18450 SH Sole 18450 General Electric Co. COM 369604103 9500 530412 SH Sole 530412 General Mls Inc COM 370334104 440 10899 SH Sole 10899 Glaxosmithkline Plc Sponsored COM 37733W105 2490 54571 SH Sole 54571 Google, Inc. COM 38259p508 8677 13434 SH Sole 13434 Heinz H J Co COM 423074103 243 4500 SH Sole 4500 Hewlett Packard Co. COM 428236103 7674 297891 SH Sole 297891 Home Depot Inc COM 437076102 2027 48208 SH Sole 48208 Intel Corp COM 458140100 4514 186132 SH Sole 186132 International Business Machs COM 459200101 10765 58543 SH Sole 58543 Intl Paper Co COM 460146103 639 21575 SH Sole 21575 Intuit COM 461202103 7157 136095 SH Sole 136095 Johnson & Johnson COM 478160104 12307 187664 SH Sole 187664 Johnson Ctls Inc COM 478366107 4507 144180 SH Sole 144180 JPMorgan Chase & Co COM 46625H100 7447 223958 SH Sole 223958 Kellogg Co COM 487836108 1169 23125 SH Sole 23125 Key Tronic Inc COM 493144109 394 84000 SH Sole 84000 Kimberly Clark Corp COM 494368103 1581 21486 SH Sole 21486 Kinder Morgan Energy Partners COM 494550106 854 10050 SH Sole 10050 Kinder Morgan Fractional Share COM eke55u103 1 723217 SH Sole 723217 Kinder Morgan Managment, LLC COM 49455U100 1365 17386 SH Sole 17386 Kohl's Corp. COM 500255104 3842 77855 SH Sole 77855 Kraft Foods Inc Cl A COM 50075N104 1776 47531 SH Sole 47531 Life Technologies Corp. COM 53217v109 747 19200 SH Sole 19200 Lowes Cos Inc COM 548661107 4631 182477 SH Sole 182477 McDonalds Corp COM 580135101 2979 29689 SH Sole 29689 Merck & Co COM 58933Y105 686 18199 SH Sole 18199 Microsoft Corp COM 594918104 14811 570523 SH Sole 570523 Monsanto Co COM 61166W101 4057 57895 SH Sole 57895 Nike Inc Cl B COM 654106103 1623 16844 SH Sole 16844 Noble Energy, Inc. COM 655044105 472 5000 SH Sole 5000 Nordstrom Inc COM 655664100 3840 77250 SH Sole 77250 Norfolk Southern Corp. COM 655844108 206 2825 SH Sole 2825 Novartis A G Sponsored ADR COM 66987V109 6889 120495 SH Sole 120495 Nucor Corp COM 670346105 1124 28400 SH Sole 28400 Occidental Pete Corp COM 674599105 236 2520 SH Sole 2520 Oilsands Quest Inc COM 678046103 0 16000 SH Sole 16000 Omnicom Group Inc COM 681919106 432 9700 SH Sole 9700 Oracle Corp. COM 68389x105 7533 293681 SH Sole 293681 Paccar, Inc. COM 693718108 1270 33888 SH Sole 33888 Peets Coffee & Tea Inc COM 705560100 376 6000 SH Sole 6000 Pepsico Inc COM 713448108 14040 211602 SH Sole 211602 Pfizer Inc COM 717081103 6609 305426 SH Sole 305426 Philip Morris Intl Inc COM 718172109 5534 70519 SH Sole 70519 PowerShares ETF Dynamic Biotec COM 73935x856 662 33000 SH Sole 33000 Praxair Inc COM 74005P104 1960 18339 SH Sole 18339 Procter & Gamble Co COM 742718109 21486 322085 SH Sole 322085 Qualcomm Inc COM 747525103 9456 172872 SH Sole 172872 Royal Dutch Shell Plc Spons AD COM 780259206 3448 47175 SH Sole 47175 Sara Lee Corp COM 803111103 3640 192369 SH Sole 192369 Schlumberger Ltd COM 806857108 10307 150885 SH Sole 150885 Schwab Charles Corp COM 808513105 540 47943 SH Sole 47943 Southern Co COM 842587107 491 10600 SH Sole 10600 State Street Corp COM 857477103 5497 136360 SH Sole 136360 Stericycle Inc. COM 858912108 4211 54045 SH Sole 54045 Stryker Corp COM 863667101 706 14200 SH Sole 14200 Target Corp COM 87612E106 5306 103586 SH Sole 103586 Teva Pharmaceutical Inds Ltd A COM 881624209 740 18325 SH Sole 18325 Thermo Fisher Scientific COM 883556102 5174 115048 SH Sole 115048 Travelers Companies Inc COM 89417E109 9235 156078 SH Sole 156078 True Religion Apparel COM 89784N104 415 12000 SH Sole 12000 Tyco Electronics Ltd COM H8912P106 212 6887 SH Sole 6887 U.S. Bancorp COM 902973304 453 16734 SH Sole 16734 Union Pacific Corp. COM 907818108 437 4129 SH Sole 4129 United Technologies Corp COM 913017109 7750 106037 SH Sole 106037 Unitedhealth Group Inc COM 91324P102 263 5191 SH Sole 5191 Verizon Comm COM 92343V104 1217 30326 SH Sole 30326 Vodafone Grp ADR COM 92857W209 2174 77543 SH Sole 77543 Wal Mart Stores Inc COM 931142103 7410 123997 SH Sole 123997 Walgreen Co COM 931422109 207 6250 SH Sole 6250 Weatherford Intl COM H27013103 874 59700 SH Sole 59700 Wells Fargo & Co COM 949746101 9592 348027 SH Sole 348027 Zimmer Holdings COM 98956p102 627 11740 SH Sole 11740 Bac Cap Tr XII Gtd Cap 6.875% PRD 05633T209 414 20500 SH Sole 20500 Capital One Cap II 7.5% Trups PRD 14041L204 304 12000 SH Sole 12000 AQR FDS Divrsf Arbtg I 00203H602 4327 397292 SH Sole 397292 AQR Fds Momntm Fd Cl L 00203H701 4462 321232 SH Sole 321232 Chestnut Str Exch Fd Sh Partsh 166668103 12932 37432 SH Sole 37432 CMG Absolute Return Strategies 66537V104 2414 258432 SH Sole 258432 DWS Dreman Small Mid Cap Val V 108 10291 SH Sole 10291 Schwab Invts 1000 Index Inv 808517106 264 7476 SH Sole 7476 Schwab S&P 500 Portfolio 210 10619 SH Sole 10619 Turner Fds Med Sci LS Inst 900297565 2301 222109 SH Sole 222109 Turner Spectrum Fund Instl 900297664 4525 413201 SH Sole 413201 Vanguard US Growth Inv 921910105 254 14073 SH Sole 14073 Wells Fargo VT Advantage Oppor 205 18613 SH Sole 18613 Performance Mortgage Investor' 140 139752 SH Sole 139752 Unknown ADR 3 26413 SH Sole 26413 iShares Russell 2000 Index Fun 464287655 515 6979 SH Sole 6979 iShares Tr Russell 1000 464287622 290 4186 SH Sole 4186 Midcap SPDR Tr Ser 1 595635103 352 2210 SH Sole 2210 PowerShares ETF Trust Finl Pfd 73935X229 419 26000 SH Sole 26000 PowerShares FTSE RAFI US 1000 8621 157948 SH Sole 157948 PowerShares QQQ Trust 73935A104 1262 22611 SH Sole 22611 SPDR Tr Unit Ser 1 78462F103 17706 141085 SH Sole 141085 Altegris Global Macro Fund, LP 4562 4078070 SH Sole 4078070 Blueline Capital Partners 1600 1600000 SH Sole 1600000 BlueLine Capital Partners II, 250 250000 SH Sole 250000 Hatteras VC Co-Investment Fund 489hvc995 1949 22519 SH Sole 22519 SVB Strategic Investors II 250 250000 SH Sole 250000