-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Byw+YCZwE0grPGk3xgGdCC0dBuQwnL/Y+22fQ2+JNVDKOvVISUUxjIrKP2Gmulru Gto0ddJK0q4jyXjOcY2IMQ== 0000919574-03-002337.txt : 20031114 0000919574-03-002337.hdr.sgml : 20031114 20031114111819 ACCESSION NUMBER: 0000919574-03-002337 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIBRA ADVISORS INC CENTRAL INDEX KEY: 0001005557 IRS NUMBER: 133561953 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10048 FILM NUMBER: 031001343 BUSINESS ADDRESS: STREET 1: 277 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123505125 MAIL ADDRESS: STREET 1: 277 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d442632_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2003 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Libra Advisors, LLC Address: 909 Third Floor 29th Floor New York, NY 10022 13F File Number: 28-10048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ranjan Tandon Title: Managing Member Phone: (212) 350-5125 Signature, Place and Date of Signing: /s/ Ranjan Tandon New York, NY 11/14/03 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE [If there are no entries in this list, omit this section.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 145 Form 13F Information Table Value Total: $254,272 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. Libra Associates, LLC 2. Libra Fund, L.P. - ---- ------------------- ------------------------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ----------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------------ --- ---- ---------- -------- ---- ----- ---- Advanced Fibre Communication COMMON STOCK 00754a105 629 30,000 SH Shared 1,2 0 30,000 0 Agnico-Eagle Mines Ltd COMMON STOCK 008474108 1,833 148,300 SH Shared 1,2 0 148,300 0 Agnico-Eagle Mines Ltd W EXP 11/07/ 2007 008474132 42 12,500 SH Shared 1,2 0 12,500 0 Amazon.Com Inc COMMON STOCK 023135106 4,698 97,000 SH Shared 1,2 0 97,000 0 Amerco Inc COMMON STOCK 023586100 536 27,500 SH Shared 1,2 0 27,500 0 American Pharmaceutical Partners Inc COMMON STOCK 02886p109 442 14,100 SH Shared 1,2 0 14,100 0 Ameritrade Holding Corp COMMON STOCK 03074K100 160 14,000 SH Shared 1,2 0 14,000 0 Anadarko Petroleum Corp COMMON STOCK 032511107 626 15,000 SH Shared 1,2 0 15,000 0 Apollo Gold Corp COMMON STOCK 03761E102 5,900 3,664,900 SH Shared 1,2 0 3,664,900 0 Applied Materials Inc COMMON STOCK 038222105 230 12,700 SH Shared 1,2 0 12,700 0 Applied Micro Circuits Corp COMMON STOCK 03822W109 138 28,300 SH Shared 1,2 0 28,300 0 ARM Holdings Plc Sponsored ADR 042068106 112 22,933 SH Shared 1,2 0 22,933 0 Autozone Inc COMMON STOCK 053332102 815 9,100 SH Shared 1,2 0 9,100 0 Avanex Corp COMMON STOCK 05348w109 2,327 479,762 SH Shared 1,2 0 479,762 0 Banco Latinoamericano de Exportaciones SA COMMON STOCK p16994132 930 77,500 SH Shared 1,2 0 77,500 0 Bema Gold Corp COMMON STOCK 08135f107 615 241,000 SH Shared 1,2 0 241,000 0 BindView Development Corp COMMON STOCK 090327107 136 50,000 SH Shared 1,2 0 50,000 0 Black Box Corp COMMON STOCK 091826107 1,107 27,800 SH Shared 1,2 0 27,800 0 Bookham Technology Plc Sponsored ADR 09856Q108 64 30,006 SH Shared 1,2 0 30,006 0 Cadence Design Systems Inc COMMON STOCK 127387108 884 66,000 SH Shared 1,2 0 66,000 0 CAE Inc COMMON STOCK 124765108 2,725 728,500 SH Shared 1,2 0 728,500 0 Callaway Golf Co COMMON STOCK 131193104 831 58,200 SH Shared 1,2 0 58,200 0 Cambior Inc COMMON STOCK 13201L103 166 60,000 SH Shared 1,2 0 60,000 0 Cameco Corp COMMON STOCK 13321L108 696 20,000 SH Shared 1,2 0 20,000 0 Capital One Financial Corp COMMON STOCK 14040h105 2,253 39,500 SH Shared 1,2 0 39,500 0 CapitalSource Inc COMMON STOCK 14055x102 438 25,000 SH Shared 1,2 0 25,000 0 Capstone Turbine Corp COMMON STOCK 14067D102 38 20,000 SH Shared 1,2 0 20,000 0 Carmax Inc COMMON STOCK 143130102 523 16,000 SH Shared 1,2 0 16,000 0 Catalina Marketing Corp COMMON STOCK 148867104 582 38,300 SH Shared 1,2 0 38,300 0 Catalytica Energy Systems Inc COMMON STOCK 148884109 89 27,374 SH Shared 1,2 0 27,374 0 CE Franklin Ltd COMMON STOCK 125151100 702 318,900 SH Shared 1,2 0 318,900 0 Centra Software Inc COMMON STOCK 15234X103 60 17,000 SH Shared 1,2 0 17,000 0 Central European Media Enterprises Ltd CL A NEW g20045202 1,815 71,000 SH Shared 1,2 0 71,000 0 Century Business Services Inc COMMON STOCK 156490104 64 15,000 SH Shared 1,2 0 15,000 0 Cephalon Inc COMMON STOCK 156708109 413 9,000 SH Shared 1,2 0 9,000 0 Checkfree Corp COMMON STOCK 162813109 402 20,000 SH Shared 1,2 0 20,000 0 CIT Group Inc COMMON STOCK 125581108 4,892 170,100 SH Shared 1,2 0 170,100 0 Cognizant Technology Solutions Corp CL A 192446102 270 7,398 SH Shared 1,2 0 7,398 0 CompuCredit Corp COMMON STOCK 20478N100 184 10,500 SH Shared 1,2 0 10,500 0 Concerto Software Inc COMMON STOCK 20602T106 131 15,000 SH Shared 1,2 0 15,000 0 Cott Corp Que COMMON STOCK 22163N106 234 10,000 SH Shared 1,2 0 10,000 0 Creo Inc COMMON STOCK 225606102 924 88,400 SH Shared 1,2 0 88,400 0 Dunn & Bradstreet Corp Del COMMON STOCK 26483e100 15,490 372,900 SH Shared 1,2 0 372,900 0 Dade Behring Holdings Inc COMMON STOCK 23342J206 3,653 129,300 SH Shared 1,2 0 129,300 0 Datawatch Corp COMMON STOCK 237917208 122 16,000 SH Shared 1,2 0 16,000 0 Decode Genetics Inc COMMON STOCK 243586104 995 211,200 SH Shared 1,2 0 211,200 0 Digital Lightwave Inc COMMON STOCK 253855100 27 25,000 SH Shared 1,2 0 25,000 0 Edison International COMMON STOCK 281020107 825 43,200 SH Shared 1,2 0 43,200 0 EL Paso Corp COMMON STOCK 28336l109 676 92,600 SH Shared 1,2 0 92,600 0 Eldorado Gold Corp New COMMON STOCK 284902103 1,431 546,100 SH Shared 1,2 0 546,100 0 Electronic Data Systems Corp COMMON STOCK 285661104 566 28,000 SH Shared 1,2 0 28,000 0 Embraer-Empresa Brasileira de Aeronautica SA SP ADR PFD SHS 29081m102 572 27,100 SH Shared 1,2 0 27,100 0 Federal National Mtg Assn COMMON STOCK 313586109 1,320 18,800 SH Shared 1,2 0 18,800 0 Financial Federal Corp COMMON STOCK 317492106 467 15,300 SH Shared 1,2 0 15,300 0 Finisar Corp COMMON STOCK 31787a101 300 133,500 SH Shared 1,2 0 133,500 0 Flowserve Corp COMMON STOCK 34354p105 473 23,300 SH Shared 1,2 0 23,300 0 FNX Mining Co Inc COMMON STOCK 30253R101 1,824 365,000 SH Shared 1,2 0 365,000 0 Furniture Brands International Inc COMMON STOCK 360921100 1,229 51,000 SH Shared 1,2 0 51,000 0 Gammon Lake Resources Inc COMMON STOCK 364915108 2,605 1,100,000 SH Shared 1,2 0 1,100,000 0 General Electric Co COMMON STOCK 369604103 1,577 52,900 SH Shared 1,2 0 52,900 0 Glamis Gold Ltd COMMON STOCK 376775102 138 10,400 SH Shared 1,2 0 10,400 0 Gold Fields Ltd New Sponsored ADR 38059t106 707 49,900 SH Shared 1,2 0 49,900 0 Goldcorp Inc New COMMON STOCK 380956409 447 32,000 SH Shared 1,2 0 32,000 0 Golden Star Resources Ltd Cda COMMON STOCK 38119T104 1,851 444,000 SH Shared 1,2 0 444,000 0 Grant Prideco Inc COMMON STOCK 38821g101 510 50,000 SH Shared 1,2 0 50,000 0 Halliburton Co COMMON STOCK 406216101 1,639 67,600 SH Shared 1,2 0 67,600 0 Hanover Compressor Co COMMON STOCK 410768105 308 31,100 SH Shared 1,2 0 31,100 0 Harmony Gold Mining Co Ltd Sponsored ADR 413216300 4,029 278,033 SH Shared 1,2 0 278,033 0 Heartland Partners LP UT LTD PARTNER 422357103 728 97,200 SH Shared 1,2 0 97,200 0 HSBC Holdings Plc Sponsored ADR 404280406 879 13,321 SH Shared 1,2 0 13,321 0 Iamgold Corp COMMON STOCK 450913108 717 115,500 SH Shared 1,2 0 115,500 0 ImClone Systems Inc COMMON STOCK 45245w109 545 14,000 SH Shared 1,2 0 14,000 0 Imperial Sugar Co COMMON STOCK 453096208 999 100,000 SH Shared 1,2 0 100,000 0 India Fund Inc COMMON STOCK 454089103 4,954 325,732 SH Shared 1,2 0 325,732 0 Integrated Circuit Systems Inc COMMON STOCK 45811k208 694 23,100 SH Shared 1,2 0 23,100 0 Intrado Inc COMMON STOCK 46117a100 554 24,300 SH Shared 1,2 0 24,300 0 Investors Financial Services Corp COMMON STOCK 461915100 1,407 44,600 SH Shared 1,2 0 44,600 0 I-Stat Corp COMMON STOCK 450312103 341 25,500 SH Shared 1,2 0 25,500 0 Jabil Circuit Inc COMMON STOCK 466313103 599 23,000 SH Shared 1,2 0 23,000 0 JDS Uniphase Corp COMMON STOCK 46612j101 612 170,100 SH Shared 1,2 0 170,100 0 King Pharmaceuticals Inc COMMON STOCK 495582108 644 42,500 SH Shared 1,2 0 42,500 0 Kinross Gold Corp COMMON STOCK 496902206 2,726 360,769 SH Shared 1,2 0 360,769 0 Kla-Tencor Corp COMMON STOCK 482480100 583 11,300 SH Shared 1,2 0 11,300 0 Korea Fund Inc/The COMMON STOCK 500634100 1,652 106,400 SH Shared 1,2 0 106,400 0 Lawson Software Inc COMMON STOCK 520780107 537 75,700 SH Shared 1,2 0 75,700 0 Lennox International Inc COMMON STOCK 526107107 1,465 100,300 SH Shared 1,2 0 100,300 0 Lone Star Technologies COMMON STOCK 542312103 607 45,000 SH Shared 1,2 0 45,000 0 Luxottica Group SpA Sponsored ADR 55068r202 259 18,100 SH Shared 1,2 0 18,100 0 Maverick Tube Corp COMMON STOCK 577914104 554 35,700 SH Shared 1,2 0 35,700 0 MBIA Inc COMMON STOCK 55262c100 1,116 20,300 SH Shared 1,2 0 20,300 0 McDermott International Inc COMMON STOCK 580037109 871 152,500 SH Shared 1,2 0 152,500 0 Mentor Graphics Corp COMMON STOCK 587200106 493 28,000 SH Shared 1,2 0 28,000 0 Meridian Gold Inc COMMON STOCK 589975101 1,730 146,250 SH Shared 1,2 0 146,250 0 Methanex Corp COMMON STOCK 59151k108 2,767 296,700 SH Shared 1,2 0 296,700 0 MI Developments Inc COMMON STOCK 55304x104 6,243 275,000 SH Shared 1,2 0 275,000 0 Michael Anthony Jewelers Inc COMMON STOCK 594060105 44 22,300 SH Shared 1,2 0 22,300 0 Micron Technology Inc COMMON STOCK 595112103 282 21,000 SH Shared 1,2 0 21,000 0 Microsemi Corp COMMON STOCK 595137100 494 32,600 SH Shared 1,2 0 32,600 0 Millennium Cell Inc COMMON STOCK 60038b105 206 88,980 SH Shared 1,2 0 88,980 0 Mobile Telesystems Sponsored ADR 607409109 14,828 201,600 SH Shared 1,2 0 201,600 0 MRV Communications Inc COMMON STOCK 553477100 416 151,449 SH Shared 1,2 0 151,449 0 New Century Financial Corp COMMON STOCK 64352d101 355 12,500 SH Shared 1,2 0 12,500 0 Newmont Mining Corp COMMON STOCK 651639106 1,880 48,100 SH Shared 1,2 0 48,100 0 North American Scientific Inc COMMON STOCK 65715d100 1,983 186,200 SH Shared 1,2 0 186,200 0 Novastar Financial Inc COMMON STOCK 669947400 506 8,800 SH Shared 1,2 0 8,800 0 Open Jt. Stk Co. - Vimpel Communications Sponsored ADR 68370r109 12,616 207,300 SH Shared 1,2 0 207,300 0 OPTi Inc COMMON STOCK 683960108 472 329,000 SH Shared 1,2 0 329,000 0 Orbital Sciences Corp COMMON STOCK 685564106 1,299 140,000 SH Shared 1,2 0 140,000 0 Pacificare Health Systems Del COMMON STOCK 695112102 1,220 25,000 SH Shared 1,2 0 25,000 0 PG&E Corp COMMON STOCK 69331c108 3,002 125,600 SH Shared 1,2 0 125,600 0 Placer Dome Inc COMMON STOCK 725906101 1,745 126,910 SH Shared 1,2 0 126,910 0 PLATO Learning Inc COMMON STOCK 72764y100 368 47,700 SH Shared 1,2 0 47,700 0 Polaris Industries Inc COMMON STOCK 731068102 452 6,100 SH Shared 1,2 0 6,100 0 Quantum Fuel Systems Technologies Worldwide Inc COMMON STOCK 74765E109 250 37,100 SH Shared 1,2 0 37,100 0 Quiksilver Inc COMMON STOCK 74838c106 1,340 84,000 SH Shared 1,2 0 84,000 0 Randgold Resources Ltd ADR 752344309 3,334 144,950 SH Shared 1,2 0 144,950 0 Ross Stores Inc COMMON STOCK 778296103 709 15,300 SH Shared 1,2 0 15,300 0 Royal Gold Inc COMMON STOCK 780287108 1,233 67,400 SH Shared 1,2 0 67,400 0 Seabulk Intl. Inc. COMMON STOCK 8169P101 182 25,000 SH Shared 1,2 0 25,000 0 Sierra Pacific Resources COMMON STOCK 826428104 364 75,000 SH Shared 1,2 0 75,000 0 Stellent Inc COMMON STOCK 85856W105 145 18,700 SH Shared 1,2 0 18,700 0 Telesystem International Wireless Inc COMMON STOCK 879946606 3,470 800,000 SH Shared 1,2 0 800,000 0 Templeton Russia and Eastern European Fund Inc COMMON STOCK 88022f105 2,451 80,100 SH Shared 1,2 0 80,100 0 Terra Networks SA Sponsored ADR 88100w103 329 60,000 SH Shared 1,2 0 60,000 0 Tesco Corp COMMON STOCK 88157k101 3,293 408,150 SH Shared 1,2 0 408,150 0 Texas Genco Holdings Inc COMMON STOCK 882443104 10,927 459,100 SH Shared 1,2 0 459,100 0 Total System Services Inc COMMON STOCK 891906109 506 19,200 SH Shared 1,2 0 19,200 0 TransAlta Corp COMMON STOCK 89346d107 4,958 365,900 SH Shared 1,2 0 365,900 0 Triad Guaranty Inc COMMON STOCK 895925105 368 7,500 SH Shared 1,2 0 7,500 0 Trinity Industries Inc COMMON STOCK 896522109 1,047 40,500 SH Shared 1,2 0 40,500 0 United Industrial Corp/ New York COMMON STOCK 910671106 1,511 95,000 SH Shared 1,2 0 95,000 0 UnitedGlobalCom Inc CL A 913247508 1,716 280,900 SH Shared 1,2 0 280,900 0 Universal Stainless & Alloy COMMON STOCK 913837100 225 27,900 SH Shared 1,2 0 27,900 0 Valero Energy Corp COMMON STOCK 91913Y100 383 10,000 SH Shared 1,2 0 10,000 0 Valueclick Inc COMMON STOCK 92046n102 2,099 249,600 SH Shared 1,2 0 249,600 0 VeriSign Inc COMMON STOCK 92343E102 158 11,700 SH Shared 1,2 0 11,700 0 Warnaco Group Inc/The CL A 934390402 582 37,300 SH Shared 1,2 0 37,300 0 Washington Group International Inc COMMON STOCK 938862208 14,310 530,000 SH Shared 1,2 0 530,000 0 WebMD Corp COMMON STOCK 94769m105 1,159 129,500 SH Shared 1,2 0 129,500 0 Westaim Corp COMMON STOCK 956909105 10,414 4,199,753 SH Shared 1,2 0 4,199,753 0 Westmoreland Coal Co COMMON STOCK 960878106 1,995 142,200 SH Shared 1,2 0 142,200 0 Wheaton River Minerals Ltd COMMON STOCK 962902102 11,030 5,620,700 SH Shared 1,2 0 5,620,700 0 Wheaton River Minerals Ltd W EXP 05/30/ 2007 962902144 4,594 4,687,500 SH Shared 1,2 0 4,687,500 0 Whirlpool Corp COMMON STOCK 963320106 1,288 19,000 SH Shared 1,2 0 19,000 0 Wimm-Bill-Dann Foods OJSC Sponsored ADR 97263m109 6,027 313,600 SH Shared 1,2 0 313,600 0 254,272
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