-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMHFc3Dada9Z0Ipjb88uFlZQA72PF23GnaTrm4k3pxiUaNTUZEcZhFsksiy1Xqq5 bLfqlz9nY5UpMj4xCUKkww== 0001181431-06-044793.txt : 20060801 0001181431-06-044793.hdr.sgml : 20060801 20060801185440 ACCESSION NUMBER: 0001181431-06-044793 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060725 FILED AS OF DATE: 20060801 DATE AS OF CHANGE: 20060801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZHONE TECHNOLOGIES INC CENTRAL INDEX KEY: 0001101680 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223509099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7001 OAKPORT STREET CITY: OAKLAND STATE: CA ZIP: 94621 BUSINESS PHONE: 5107777000 FORMER COMPANY: FORMER CONFORMED NAME: TELLIUM INC DATE OF NAME CHANGE: 20000911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMLICH C RICHARD CENTRAL INDEX KEY: 0001005550 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-32743 FILM NUMBER: 06995630 BUSINESS ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102440115 MAIL ADDRESS: STREET 1: 2490 SANDHILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 4/A 1 rrd126002.xml X0202 4/A 2006-07-25 2006-07-27 0 0001101680 ZHONE TECHNOLOGIES INC ZHNE 0001005550 KRAMLICH C RICHARD 1119 ST. PAUL STREET BALTIMORE MD 21202 1 0 0 0 Common Stock 2006-07-25 4 P 0 252257 1.362 A 6147929 I See Note 1 Common Stock 2006-07-26 4 P 0 252257 1.3988 A 6400186 I See Note 1 Common Stock 2006-07-27 4 P 0 252257 1.3669 A 6652443 I See Note 1 The Reporting Person is a general partner of NEA Partners 10, Limited Partnership, the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), which is the beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the Reporting Person has no actual pecuniary interest therein. This Amended Form 4 is being filed to correct the amount of securities that are beneficially owned following the reported transactions. Louis S. Citron, attorney-in-fact 2006-08-01 -----END PRIVACY-ENHANCED MESSAGE-----