Chief Compliance Officer

0001005441-20-000006.txt : 20201028 0001005441-20-000006.hdr.sgml : 20201028 20201028123633 ACCESSION NUMBER: 0001005441-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201028 DATE AS OF CHANGE: 20201028 EFFECTIVENESS DATE: 20201028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 201267295 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 20130419 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 19951228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001005441 XXXXXXXX 09-30-2020 09-30-2020 HONKAMP KRUEGER FINANCIAL SERVICES, INC.

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes Chief Compliance Officer 563.582.2855 Chris Kobes Dubuque IA 10-28-2020 0 296 1892478 false INFORMATION TABLE 2 CustomReport.xml SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 375 1350 SH SOLE 0 0 1350 ISHARES TR CORE S&P MCP ETF 464287507 584 3150 SH SOLE 0 0 3150 ISHARES TR S&P MC 400VL ETF 464287705 921 6831 SH SOLE 0 0 6831 ISHARES TR S&P MC 400GR ETF 464287606 1315 5498 SH SOLE 0 0 5498 ISHARES TR S&P 500 VAL ETF 464287408 1435 12760 SH SOLE 0 0 12760 ISHARES TR CORE S&P500 ETF 464287200 747 2222 SH SOLE 0 0 2222 ISHARES TR S&P 500 GRWT ETF 464287309 8020 34708 SH SOLE 0 0 34708 ISHARES TR RUS 1000 VAL ETF 464287598 9601 81278 SH SOLE 0 0 81278 ISHARES TR RUS 1000 GRW ETF 464287614 1373 6331 SH SOLE 0 0 6331 ISHARES TR RUSSELL 2000 ETF 464287655 760 5076 SH SOLE 0 0 5076 ISHARES TR RUS 2000 VAL ETF 464287630 498 5009 SH SOLE 0 0 5009 SPDR S&P 500 ETF TR TR UNIT 78462F103 1349 4029 SH SOLE 0 0 4029 SELECT SECTOR SPDR TR SBI INT-UTILS 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COM 595017104 821 7994 SH SOLE 0 0 7994 BALL CORP COM 058498106 272 3272 SH SOLE 0 0 3272 ALPHABET INC CAP STK CL A 02079K305 3029 2067 SH SOLE 0 0 2067 SPDR GOLD TR GOLD SHS 78463V107 341 1924 SH SOLE 0 0 1924 WEC ENERGY GROUP INC COM 92939U106 563 5812 SH SOLE 0 0 5812 VANGUARD INDEX FDS VALUE ETF 922908744 7302 69872 SH SOLE 0 0 69872 CELANESE CORP DEL COM 150870103 292 2714 SH SOLE 0 0 2714 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2886 14148 SH SOLE 0 0 14148 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 490 6211 SH SOLE 0 0 6211 VANGUARD WORLD FDS MATERIALS ETF 92204A801 577 4287 SH SOLE 0 0 4287 BLACKROCK INC COM 09247X101 2233 3962 SH SOLE 0 0 3962 FASTENAL CO COM 311900104 926 20537 SH SOLE 0 0 20537 VANGUARD INDEX FDS GROWTH ETF 922908736 2109 9267 SH SOLE 0 0 9267 GARMIN LTD SHS H2906T109 274 2883 SH SOLE 0 0 2883 MOSAIC CO NEW COM 61945C103 251 13738 SH SOLE 0 0 13738 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1227 20981 SH SOLE 0 0 20981 PARKER-HANNIFIN CORP COM 701094104 385 1904 SH SOLE 0 0 1904 VANGUARD WORLD FDS UTILITIES ETF 92204A876 592 4583 SH SOLE 0 0 4583 CRANE CO COM 224399105 205 4096 SH SOLE 0 0 4096 CASEYS GEN STORES INC COM 147528103 413 2327 SH SOLE 0 0 2327 SPDR SER TR S&P DIVID ETF 78464A763 1306 14135 SH SOLE 0 0 14135 AMER STATES WTR CO COM 029899101 216 2885 SH SOLE 0 0 2885 UNITED AIRLS HLDGS INC COM 910047109 417 12001 SH SOLE 0 0 12001 THERMO FISHER SCIENTIFIC INC COM 883556102 9083 20572 SH SOLE 0 0 20572 ISHARES TR EAFE VALUE ETF 464288877 395 9797 SH SOLE 0 0 9797 ISHARES TR EAFE GRWTH ETF 464288885 873 9715 SH SOLE 0 0 9715 SALESFORCE COM INC COM 79466L302 2271 9038 SH SOLE 0 0 9038 MANNKIND CORP COM NEW 56400P706 22 11730 SH SOLE 0 0 11730 ENBRIDGE INC COM 29250N105 297 10169 SH SOLE 0 0 10169 VANGUARD WORLD FDS INF TECH ETF 92204A702 7202 23125 SH SOLE 0 0 23125 SPDR SER TR S&P 400 MDCP VAL 78464A839 6167 142130 SH SOLE 0 0 142130 STAMPS COM INC COM NEW 852857200 210 870 SH SOLE 0 0 870 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 501 3461 SH SOLE 0 0 3461 MASTERCARD INCORPORATED CL A 57636Q104 1689 4994 SH SOLE 0 0 4994 HEARTLAND FINL USA INC COM 42234Q102 4305 143540 SH SOLE 0 0 143540 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 644 10770 SH SOLE 0 0 10770 DIGITAL RLTY TR INC COM 253868103 226 1537 SH SOLE 0 0 1537 WISDOMTREE TR US HIGH DIVIDEND 97717W208 5146 82342 SH SOLE 0 0 82342 WISDOMTREE TR US MIDCAP DIVID 97717W505 4918 170040 SH SOLE 0 0 170040 ISHARES TR MSCI USA ESG SLC 464288802 971 6600 SH SOLE 0 0 6600 VANGUARD INDEX FDS LARGE CAP ETF 922908637 209 1335 SH SOLE 0 0 1335 BLACKROCK MUNIYIELD INVT FD COM 09254R104 331 24753 SH SOLE 0 0 24753 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 292 22954 SH SOLE 0 0 22954 LEIDOS HOLDINGS INC COM 525327102 209 2342 SH SOLE 0 0 2342 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3895 38427 SH SOLE 0 0 38427 SPDR SER TR S&P 400 MDCP GRW 78464A821 11591 201972 SH SOLE 0 0 201972 VANGUARD BD INDEX FDS INTERMED TERM 921937819 208 2224 SH SOLE 0 0 2224 DELTA AIR LINES INC DEL COM NEW 247361702 621 20295 SH SOLE 0 0 20295 SPDR SER TR PORTFOLIO S&P400 78464A847 522 16000 SH SOLE 0 0 16000 BLACKSTONE GROUP INC COM CL A 09260D107 278 5330 SH SOLE 0 0 5330 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 5963 247936 SH SOLE 0 0 247936 ISHARES TR PFD AND INCM SEC 464288687 2430 66657 SH SOLE 0 0 66657 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 386 4774 SH SOLE 0 0 4774 ISHARES TR NATIONAL MUN ETF 464288414 28230 243509 SH SOLE 0 0 243509 VISA INC COM CL A 92826C839 4754 23774 SH SOLE 0 0 23774 PHILIP MORRIS INTL INC COM 718172109 836 11145 SH SOLE 0 0 11145 TITAN MACHY INC COM 88830R101 415 31400 SH SOLE 0 0 31400 ISHARES TR MSCI ACWI EX US 464288240 282 6132 SH SOLE 0 0 6132 FIRST TR FTSE EPRA / NAREIT COM 33736N101 249 6441 SH SOLE 0 0 6441 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 307 20844 SH SOLE 0 0 20844 DIGITAL ALLY INC COM NEW 25382P208 73 33936 SH SOLE 0 0 33936 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 436 5401 SH SOLE 0 0 5401 ISHARES TR SHRT NAT MUN ETF 464288158 2699 24966 SH SOLE 0 0 24966 BROADCOM INC COM 11135F101 1315 3609 SH SOLE 0 0 3609 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 356 4473 SH SOLE 0 0 4473 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 21951 699070 SH SOLE 0 0 699070 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1726 21403 SH SOLE 0 0 21403 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 435 6364 SH SOLE 0 0 6364 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 479761 4165680 SH SOLE 0 0 4165680 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 353041 6764536 SH SOLE 0 0 6764536 TESLA INC COM 88160R101 674 1570 SH SOLE 0 0 1570 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 215 4177 SH SOLE 0 0 4177 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 408 1325 SH SOLE 0 0 1325 COHEN & STEERS SELECT PFD & COM 19248Y107 351 13237 SH SOLE 0 0 13237 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 224 4042 SH SOLE 0 0 4042 VANGUARD STAR FDS VG TL INTL STK F 921909768 422 8095 SH SOLE 0 0 8095 SPDR SER TR NUVEEN BBG BRCLY 78464A284 20370 358243 SH SOLE 0 0 358243 ISHARES TR FLTG RATE NT ETF 46429B655 883 17400 SH SOLE 0 0 17400 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 170644 3042861 SH SOLE 0 0 3042861 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 211632 3826978 SH SOLE 0 0 3826978 PHILLIPS 66 COM 718546104 597 11520 SH SOLE 0 0 11520 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 1679 50896 SH SOLE 0 0 50896 SPDR SER TR BLOMBERG BRC INV 78468R200 124692 4077573 SH SOLE 0 0 4077573 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 254 11985 SH SOLE 0 0 11985 FACEBOOK INC CL A 30303M102 2269 8662 SH SOLE 0 0 8662 SERVICENOW INC COM 81762P102 566 1166 SH SOLE 0 0 1166 ISHARES INC CORE MSCI EMKT 46434G103 275 5214 SH SOLE 0 0 5214 ABBVIE INC COM 00287Y109 2467 28168 SH SOLE 0 0 28168 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 231 13516 SH SOLE 0 0 13516 ZOETIS INC CL A 98978V103 208 1259 SH SOLE 0 0 1259 ALPS ETF TR INTL SEC DV DOG 00162Q718 2341 108591 SH SOLE 0 0 108591 ISHARES TR MSCI USA QLT FCT 46432F339 485 4674 SH SOLE 0 0 4674 PROSHARES TR S&P 500 DV ARIST 74348A467 608 8431 SH SOLE 0 0 8431 EASTMAN KODAK CO COM NEW 277461406 128 14514 SH SOLE 0 0 14514 ALPHABET INC CAP STK CL C 02079K107 1077 733 SH SOLE 0 0 733 HERITAGE INS HLDGS INC COM 42727J102 1121 110812 SH SOLE 0 0 110812 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 3441 61886 SH SOLE 0 0 61886 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 261 887 SH SOLE 0 0 887 CAESARS ENTERTAINMENT INC NE COM 12769G100 1058 18875 SH SOLE 0 0 18875 ISHARES TR IBONDS DEC21 ETF 46434VBK5 484 19340 SH SOLE 0 0 19340 ISHARES TR IBONDS DEC23 ETF 46434VAX8 432 16456 SH SOLE 0 0 16456 ISHARES TR IBONDS DEC25 ETF 46434VBD1 456 16796 SH SOLE 0 0 16796 ETF SER SOLUTIONS US GLB JETS 26922A842 184 10876 SH SOLE 0 0 10876 ISHARES TR IBONDS DEC22 ETF 46434VBA7 446 17414 SH SOLE 0 0 17414 ISHARES TR IBONDS DEC24 ETF 46434VBG4 466 17635 SH SOLE 0 0 17635 KRAFT HEINZ CO COM 500754106 231 7709 SH SOLE 0 0 7709 PAYPAL HLDGS INC COM 70450Y103 1370 6952 SH SOLE 0 0 6952 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 306 5612 SH SOLE 0 0 5612 ISHARES TR IBONDS DEC2022 46435G755 1332 50281 SH SOLE 0 0 50281 ISHARES TR IBONDS DEC2021 46435G789 1281 49449 SH SOLE 0 0 49449 SPDR SER TR PRTFLO S&P500 HI 78468R788 325 11868 SH SOLE 0 0 11868 ISHARES TR U.S. FIXED INCME 46435U796 642 6323 SH SOLE 0 0 6323 CHARTER COMMUNICATIONS INC N CL A 16119P108 242 387 SH SOLE 0 0 387 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 139 16500 SH SOLE 0 0 16500 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 663 26018 SH SOLE 0 0 26018 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 750 25308 SH SOLE 0 0 25308 ISHARES TR IBONDS DEC2023 46435G318 1339 50954 SH SOLE 0 0 50954 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 229 5431 SH SOLE 0 0 5431 J P MORGAN EXCHANGE-TRADED F INTL BD OPP ETF 46641Q852 455 9039 SH SOLE 0 0 9039 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 723 14238 SH SOLE 0 0 14238 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 1628 31995 SH SOLE 0 0 31995 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 1858 72649 SH SOLE 0 0 72649 DUPONT DE NEMOURS INC COM 26614N102 252 4535 SH SOLE 0 0 4535 NUSHARES ETF TR NUVEEN ESG US 67092P870 1891 70179 SH SOLE 0 0 70179 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 4376 150473 SH SOLE 0 0 150473 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 903 31820 SH SOLE 0 0 31820 INSPIRE MED SYS INC COM 457730109 456 3535 SH SOLE 0 0 3535 DOW INC COM 260557103 341 7248 SH SOLE 0 0 7248 OWL ROCK CAPITAL CORPORATION COM 69121K104 131 10900 SH SOLE 0 0 10900 CARRIER GLOBAL CORPORATION COM 14448C104 271 8880 SH SOLE 0 0 8880 OTIS WORLDWIDE CORP COM 68902V107 271 4341 SH SOLE 0 0 4341