Chief Compliance Officer

0001005441-20-000003.txt : 20200427 0001005441-20-000003.hdr.sgml : 20200427 20200427125459 ACCESSION NUMBER: 0001005441-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200427 DATE AS OF CHANGE: 20200427 EFFECTIVENESS DATE: 20200427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 20818523 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 20130419 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 19951228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001005441 XXXXXXXX 03-31-2020 03-31-2020 HONKAMP KRUEGER FINANCIAL SERVICES, INC.

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes Chief Compliance Officer 5635822855 Chris Kobes Dubuque IA 04-27-2020 0 276 1436140 false INFORMATION TABLE 2 CustomReport.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 286 1303 SH SOLE 0 0 1303 ISHARES TR CORE S&P MCP ETF 464287507 451 3136 SH SOLE 0 0 3136 ISHARES TR S&P MC 400VL ETF 464287705 918 8368 SH SOLE 0 0 8368 ISHARES TR S&P MC 400GR ETF 464287606 1173 6574 SH SOLE 0 0 6574 ISHARES TR S&P 500 VAL ETF 464287408 1406 14610 SH SOLE 0 0 14610 ISHARES TR CORE S&P500 ETF 464287200 612 2368 SH SOLE 0 0 2368 ISHARES TR S&P 500 GRWT ETF 464287309 6425 38927 SH SOLE 0 0 38927 ISHARES TR RUS 1000 VAL ETF 464287598 10159 102431 SH SOLE 0 0 102431 ISHARES TR RUS 1000 GRW ETF 464287614 2179 14464 SH SOLE 0 0 14464 ISHARES TR RUSSELL 2000 ETF 464287655 586 5117 SH SOLE 0 0 5117 ISHARES TR RUS 2000 VAL ETF 464287630 385 4689 SH SOLE 0 0 4689 SPDR S&P 500 ETF TR TR UNIT 78462F103 719 2791 SH SOLE 0 0 2791 ADOBE INC COM 00724F101 1181 3712 SH SOLE 0 0 3712 AMAZON COM INC COM 023135106 4917 2522 SH SOLE 0 0 2522 BLACK HILLS CORP COM 092113109 2092 32672 SH SOLE 0 0 32672 BRISTOL-MYERS SQUIBB CO COM 110122108 2006 35991 SH SOLE 0 0 35991 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3554 19437 SH SOLE 0 0 19437 EMERSON ELEC CO COM 291011104 385 8075 SH SOLE 0 0 8075 BOEING CO COM 097023105 1797 12047 SH SOLE 0 0 12047 INVESCO QQQ TR UNIT SER 1 46090E103 2674 14043 SH SOLE 0 0 14043 AMGEN INC COM 031162100 1079 5323 SH SOLE 0 0 5323 ABBOTT LABS COM 002824100 2377 30118 SH SOLE 0 0 30118 BP PLC SPONSORED ADR 055622104 231 9460 SH SOLE 0 0 9460 CONAGRA BRANDS INC COM 205887102 286 9755 SH SOLE 0 0 9755 ALTRIA GROUP INC COM 02209S103 1564 40452 SH SOLE 0 0 40452 FEDEX CORP COM 31428X106 228 1878 SH SOLE 0 0 1878 HORMEL FOODS CORP COM 440452100 459 9832 SH SOLE 0 0 9832 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 309 8165 SH SOLE 0 0 8165 INTEL CORP COM 458140100 4693 86722 SH SOLE 0 0 86722 ISHARES TR RUS 2000 GRW ETF 464287648 2210 13970 SH SOLE 0 0 13970 ORACLE CORP COM 68389X105 610 12620 SH SOLE 0 0 12620 QUALCOMM INC COM 747525103 1467 21679 SH SOLE 0 0 21679 DISNEY WALT CO COM DISNEY 254687106 1466 15179 SH SOLE 0 0 15179 HONEYWELL INTL INC COM 438516106 613 4583 SH SOLE 0 0 4583 SHERWIN WILLIAMS CO COM 824348106 309 673 SH SOLE 0 0 673 US BANCORP DEL COM NEW 902973304 1248 36215 SH SOLE 0 0 36215 JOHNSON & JOHNSON COM 478160104 4685 35730 SH SOLE 0 0 35730 MEDTRONIC PLC SHS G5960L103 610 6766 SH SOLE 0 0 6766 PFIZER INC COM 717081103 3941 120727 SH SOLE 0 0 120727 EXELON CORP COM 30161N101 287 7806 SH SOLE 0 0 7806 LOWES COS INC COM 548661107 833 9680 SH SOLE 0 0 9680 ISHARES TR MSCI EAFE ETF 464287465 640 11968 SH SOLE 0 0 11968 CHEVRON CORP NEW COM 166764100 2057 28389 SH SOLE 0 0 28389 MICROSOFT CORP COM 594918104 7517 47666 SH SOLE 0 0 47666 UNITED PARCEL SERVICE INC CL B 911312106 1854 19841 SH SOLE 0 0 19841 AT&T INC COM 00206R102 4070 139633 SH SOLE 0 0 139633 CITIGROUP INC COM NEW 172967424 275 6519 SH SOLE 0 0 6519 CISCO SYS INC COM 17275R102 1987 50535 SH SOLE 0 0 50535 DNP SELECT INCOME FD COM 23325P104 176 17959 SH SOLE 0 0 17959 INTERNATIONAL BUSINESS MACHS COM 459200101 1961 17676 SH SOLE 0 0 17676 COCA COLA CO COM 191216100 4102 92704 SH SOLE 0 0 92704 LOCKHEED MARTIN CORP COM 539830109 2687 7928 SH SOLE 0 0 7928 PEPSICO INC COM 713448108 4390 36549 SH SOLE 0 0 36549 STRYKER CORP COM 863667101 662 3977 SH SOLE 0 0 3977 VERIZON COMMUNICATIONS INC COM 92343V104 4733 88084 SH SOLE 0 0 88084 SPDR SER TR S&P 600 SMCP VAL 78464A300 767 18770 SH SOLE 0 0 18770 SPDR SER TR S&P 600 SMCP GRW 78464A201 7067 153027 SH SOLE 0 0 153027 ISHARES TR RUS MD CP GR ETF 464287481 700 5754 SH SOLE 0 0 5754 ISHARES TR RUS MDCP VAL ETF 464287473 375 5857 SH SOLE 0 0 5857 ISHARES TR U.S. TECH ETF 464287721 267 1305 SH SOLE 0 0 1305 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 472 22670 SH SOLE 0 0 22670 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 548 6821 SH SOLE 0 0 6821 ISHARES TR NASDAQ BIOTECH 464287556 319 2956 SH SOLE 0 0 2956 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3572 34546 SH SOLE 0 0 34546 WALGREENS BOOTS ALLIANCE INC COM 931427108 308 6743 SH SOLE 0 0 6743 DEERE & CO COM 244199105 1274 9219 SH SOLE 0 0 9219 BK OF AMERICA CORP COM 060505104 533 25093 SH SOLE 0 0 25093 STARBUCKS CORP COM 855244109 760 11567 SH SOLE 0 0 11567 AUTOMATIC DATA PROCESSING IN COM 053015103 881 6446 SH SOLE 0 0 6446 EXXON MOBIL CORP COM 30231G102 2612 68792 SH SOLE 0 0 68792 AFLAC INC COM 001055102 284 8294 SH SOLE 0 0 8294 WALMART INC COM 931142103 2664 23448 SH SOLE 0 0 23448 APPLIED MATLS INC COM 038222105 399 8709 SH SOLE 0 0 8709 UNION PAC CORP COM 907818108 1919 13606 SH SOLE 0 0 13606 TEXAS INSTRS INC COM 882508104 1743 17439 SH SOLE 0 0 17439 BAXTER INTL INC COM 071813109 220 2709 SH SOLE 0 0 2709 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 293 6124 SH SOLE 0 0 6124 TARGET CORP COM 87612E106 293 3150 SH SOLE 0 0 3150 COLGATE PALMOLIVE CO COM 194162103 553 8334 SH SOLE 0 0 8334 COSTCO WHSL CORP NEW COM 22160K105 1611 5651 SH SOLE 0 0 5651 LILLY ELI & CO COM 532457108 767 5529 SH SOLE 0 0 5529 CVS HEALTH CORP COM 126650100 1499 25268 SH SOLE 0 0 25268 DOMINION ENERGY INC COM 25746U109 249 3443 SH SOLE 0 0 3443 MCKESSON CORP COM 58155Q103 595 4401 SH SOLE 0 0 4401 MERCK & CO. INC COM 58933Y105 4660 60568 SH SOLE 0 0 60568 RAYTHEON CO COM NEW 755111507 205 1564 SH SOLE 0 0 1564 FLOWERS FOODS INC COM 343498101 201 9815 SH SOLE 0 0 9815 PROCTER & GAMBLE CO COM 742718109 5569 50630 SH SOLE 0 0 50630 GENERAL ELECTRIC CO COM 369604103 234 29517 SH SOLE 0 0 29517 KIMBERLY CLARK CORP COM 494368103 375 2935 SH SOLE 0 0 2935 GILEAD SCIENCES INC COM 375558103 331 4431 SH SOLE 0 0 4431 HOME DEPOT INC COM 437076102 4407 23603 SH SOLE 0 0 23603 TRANE TECHNOLOGIES PLC SHS G8994E103 273 3306 SH SOLE 0 0 3306 MCDONALDS CORP COM 580135101 2672 16158 SH SOLE 0 0 16158 NIKE INC CL B 654106103 1322 15975 SH SOLE 0 0 15975 JPMORGAN CHASE & CO COM 46625H100 3890 43205 SH SOLE 0 0 43205 MONDELEZ INTL INC CL A 609207105 508 10142 SH SOLE 0 0 10142 WILLIAMS COS INC COM 969457100 244 17222 SH SOLE 0 0 17222 WELLS FARGO CO NEW COM 949746101 1942 67651 SH SOLE 0 0 67651 ISHARES TR IBOXX INV CP ETF 464287242 1120 9068 SH SOLE 0 0 9068 XCEL ENERGY INC COM 98389B100 244 4047 SH SOLE 0 0 4047 FORD MTR CO DEL COM 345370860 181 37447 SH SOLE 0 0 37447 UNITEDHEALTH GROUP INC COM 91324P102 1445 5793 SH SOLE 0 0 5793 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1054 6456 SH SOLE 0 0 6456 AMERICAN TOWER CORP NEW COM 03027X100 503 2310 SH SOLE 0 0 2310 CROWN CASTLE INTL CORP NEW COM 22822V101 214 1485 SH SOLE 0 0 1485 UNITED TECHNOLOGIES CORP COM 913017109 949 10059 SH SOLE 0 0 10059 MARRIOTT INTL INC NEW CL A 571903202 223 2975 SH SOLE 0 0 2975 3M CO COM 88579Y101 2284 16729 SH SOLE 0 0 16729 COMCAST CORP NEW CL A 20030N101 864 25141 SH SOLE 0 0 25141 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1542 11962 SH SOLE 0 0 11962 WASTE MGMT INC DEL COM 94106L109 754 8151 SH SOLE 0 0 8151 NORFOLK SOUTHERN CORP COM 655844108 489 3346 SH SOLE 0 0 3346 WELLTOWER INC COM 95040Q104 712 15558 SH SOLE 0 0 15558 NEXTERA ENERGY INC COM 65339F101 1707 7094 SH SOLE 0 0 7094 DUKE ENERGY CORP NEW COM NEW 26441C204 1636 20233 SH SOLE 0 0 20233 CONSTELLATION BRANDS INC CL A 21036P108 239 1666 SH SOLE 0 0 1666 CONOCOPHILLIPS COM 20825C104 468 15209 SH SOLE 0 0 15209 CSX CORP COM 126408103 332 5802 SH SOLE 0 0 5802 APPLE INC COM 037833100 11000 43257 SH SOLE 0 0 43257 ALLSTATE CORP COM 020002101 253 2756 SH SOLE 0 0 2756 ALLIANT ENERGY CORP COM 018802108 797 16512 SH SOLE 0 0 16512 RPM INTL INC COM 749685103 239 4016 SH SOLE 0 0 4016 AMERICAN WTR WKS CO INC NEW COM 030420103 227 1895 SH SOLE 0 0 1895 SPDR SER TR PRTFLO S&P500 VL 78464A508 275 10661 SH SOLE 0 0 10661 CATERPILLAR INC DEL COM 149123101 1751 15087 SH SOLE 0 0 15087 INTL PAPER CO COM 460146103 1364 43824 SH SOLE 0 0 43824 KINDER MORGAN INC DEL COM 49456B101 189 13593 SH SOLE 0 0 13593 ISHARES TR MSCI EMG MKT ETF 464287234 9241 270748 SH SOLE 0 0 270748 CANADIAN PAC RY LTD COM 13645T100 300 1364 SH SOLE 0 0 1364 GENERAL MLS INC COM 370334104 1339 25378 SH SOLE 0 0 25378 ARCHER DANIELS MIDLAND CO COM 039483102 228 6486 SH SOLE 0 0 6486 SOUTHERN CO COM 842587107 669 12355 SH SOLE 0 0 12355 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1542 45958 SH SOLE 0 0 45958 PAYCHEX INC COM 704326107 258 4102 SH SOLE 0 0 4102 ALIGN TECHNOLOGY INC COM 016255101 380 2183 SH SOLE 0 0 2183 ROCKWELL AUTOMATION INC COM 773903109 423 2800 SH SOLE 0 0 2800 NETFLIX INC COM 64110L106 1051 2799 SH SOLE 0 0 2799 DENBURY RES INC COM NEW 247916208 3 15151 SH SOLE 0 0 15151 CERNER CORP COM 156782104 279 4427 SH SOLE 0 0 4427 ISHARES TR CORE US AGGBD ET 464287226 3399 29466 SH SOLE 0 0 29466 ISHARES TR SELECT DIVID ETF 464287168 721 9807 SH SOLE 0 0 9807 LKQ CORP COM 501889208 412 20083 SH SOLE 0 0 20083 CLOROX CO DEL COM 189054109 626 3616 SH SOLE 0 0 3616 AIR PRODS & CHEMS INC COM 009158106 228 1142 SH SOLE 0 0 1142 CONSOLIDATED EDISON INC COM 209115104 231 2956 SH SOLE 0 0 2956 CENTURYLINK INC COM 156700106 121 12823 SH SOLE 0 0 12823 NVIDIA CORP COM 67066G104 1190 4515 SH SOLE 0 0 4515 TRAVELERS COMPANIES INC COM 89417E109 269 2706 SH SOLE 0 0 2706 AMERICAN ELEC PWR CO INC COM 025537101 445 5567 SH SOLE 0 0 5567 LAUDER ESTEE COS INC CL A 518439104 372 2332 SH SOLE 0 0 2332 KRONOS WORLDWIDE INC COM 50105F105 115 13630 SH SOLE 0 0 13630 OWENS & MINOR INC NEW COM 690732102 189 20668 SH SOLE 0 0 20668 BECTON DICKINSON & CO COM 075887109 306 1332 SH SOLE 0 0 1332 ENTERPRISE PRODS PARTNERS L COM 293792107 257 17943 SH SOLE 0 0 17943 MDU RES GROUP INC COM 552690109 783 36422 SH SOLE 0 0 36422 MICROCHIP TECHNOLOGY INC COM 595017104 554 8171 SH SOLE 0 0 8171 BALL CORP COM 058498106 212 3285 SH SOLE 0 0 3285 ALPHABET INC CAP STK CL A 02079K305 2422 2084 SH SOLE 0 0 2084 SPDR GOLD TRUST GOLD SHS 78463V107 264 1780 SH SOLE 0 0 1780 WEC ENERGY GROUP INC COM 92939U106 512 5812 SH SOLE 0 0 5812 VANGUARD INDEX FDS VALUE ETF 922908744 1359 15261 SH SOLE 0 0 15261 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2166 13040 SH SOLE 0 0 13040 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 355 5087 SH SOLE 0 0 5087 PACKAGING CORP AMER COM 695156109 555 6392 SH SOLE 0 0 6392 VANGUARD WORLD FDS MATERIALS ETF 92204A801 424 4404 SH SOLE 0 0 4404 BLACKROCK INC COM 09247X101 1560 3545 SH SOLE 0 0 3545 FASTENAL CO COM 311900104 442 14137 SH SOLE 0 0 14137 VANGUARD INDEX FDS GROWTH ETF 922908736 989 6309 SH SOLE 0 0 6309 GARMIN LTD SHS H2906T109 201 2685 SH SOLE 0 0 2685 MOSAIC CO NEW COM 61945C103 163 15026 SH SOLE 0 0 15026 VANGUARD INDEX FDS SML CP GRW ETF 922908595 440 2925 SH SOLE 0 0 2925 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2173 42838 SH SOLE 0 0 42838 VANGUARD WORLD FDS UTILITIES ETF 92204A876 496 4068 SH SOLE 0 0 4068 CRANE CO COM 224399105 201 4096 SH SOLE 0 0 4096 CASEYS GEN STORES INC COM 147528103 255 1927 SH SOLE 0 0 1927 SPDR SER TR S&P DIVID ETF 78464A763 1118 13995 SH SOLE 0 0 13995 AMER STATES WTR CO COM 029899101 236 2886 SH SOLE 0 0 2886 THERMO FISHER SCIENTIFIC INC COM 883556102 6015 21211 SH SOLE 0 0 21211 ISHARES TR EAFE VALUE ETF 464288877 335 9388 SH SOLE 0 0 9388 ISHARES TR EAFE GRWTH ETF 464288885 692 9734 SH SOLE 0 0 9734 SALESFORCE COM INC COM 79466L302 750 5211 SH SOLE 0 0 5211 MANNKIND CORP COM NEW 56400P706 13 12170 SH SOLE 0 0 12170 ENBRIDGE INC COM 29250N105 396 13598 SH SOLE 0 0 13598 VANGUARD WORLD FDS INF TECH ETF 92204A702 4875 23006 SH SOLE 0 0 23006 SPDR SER TR S&P 400 MDCP VAL 78464A839 6220 176393 SH SOLE 0 0 176393 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 384 3483 SH SOLE 0 0 3483 MASTERCARD INC CL A 57636Q104 906 3750 SH SOLE 0 0 3750 HEARTLAND FINL USA INC COM 42234Q102 4388 145289 SH SOLE 0 0 145289 WISDOMTREE TR US HIGH DIVIDEND 97717W208 4874 86110 SH SOLE 0 0 86110 WISDOMTREE TR US MIDCAP DIVID 97717W505 3854 159510 SH SOLE 0 0 159510 ISHARES TR MSCI USA ESG SLC 464288802 724 6600 SH SOLE 0 0 6600 LEIDOS HOLDINGS INC COM 525327102 217 2364 SH SOLE 0 0 2364 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2841 34954 SH SOLE 0 0 34954 SPDR SER TR S&P 400 MDCP GRW 78464A821 11065 258396 SH SOLE 0 0 258396 UMPQUA HLDGS CORP COM 904214103 125 11459 SH SOLE 0 0 11459 DELTA AIR LINES INC DEL COM NEW 247361702 282 9897 SH SOLE 0 0 9897 SPDR SER TR PORTFOLIO S&P400 78464A847 485 19164 SH SOLE 0 0 19164 BLACKSTONE GROUP INC COM CL A 09260D107 239 5241 SH SOLE 0 0 5241 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 10902 552826 SH SOLE 0 0 552826 ISHARES TR MBS ETF 464288588 205 1856 SH SOLE 0 0 1856 ISHARES TR PFD AND INCM SEC 464288687 2296 72109 SH SOLE 0 0 72109 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1353 19122 SH SOLE 0 0 19122 ISHARES TR NATIONAL MUN ETF 464288414 2690 23806 SH SOLE 0 0 23806 VISA INC COM CL A 92826C839 3775 23428 SH SOLE 0 0 23428 PHILIP MORRIS INTL INC COM 718172109 642 8799 SH SOLE 0 0 8799 TITAN MACHY INC COM 88830R101 333 38266 SH SOLE 0 0 38266 FIRST TR FTSE EPRA / NAREIT COM 33736N101 223 6441 SH SOLE 0 0 6441 DIGITAL ALLY INC COM NEW 25382P208 29 33936 SH SOLE 0 0 33936 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 339 5400 SH SOLE 0 0 5400 ISHARES TR SHRT NAT MUN ETF 464288158 2700 25403 SH SOLE 0 0 25403 BROADCOM INC COM 11135F101 645 2719 SH SOLE 0 0 2719 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 293 4847 SH SOLE 0 0 4847 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11582 448209 SH SOLE 0 0 448209 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1533 25036 SH SOLE 0 0 25036 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 586 11375 SH SOLE 0 0 11375 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 317953 3991879 SH SOLE 0 0 3991879 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 310678 7017790 SH SOLE 0 0 7017790 TESLA INC COM 88160R101 230 439 SH SOLE 0 0 439 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 921 17808 SH SOLE 0 0 17808 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 323 1362 SH SOLE 0 0 1362 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 372 8826 SH SOLE 0 0 8826 VANGUARD STAR FDS VG TL INTL STK F 921909768 1196 28509 SH SOLE 0 0 28509 SPDR SER TR NUVEEN BBG BRCLY 78464A284 2391 43699 SH SOLE 0 0 43699 ISHARES TR FLTG RATE NT ETF 46429B655 350 7181 SH SOLE 0 0 7181 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 148608 2738306 SH SOLE 0 0 2738306 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 169902 3777289 SH SOLE 0 0 3777289 PHILLIPS 66 COM 718546104 464 8656 SH SOLE 0 0 8656 INVESCO EXCHANGE-TRADED FD T S&P500 HDL VOL 46138E362 586 19542 SH SOLE 0 0 19542 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 2222 88637 SH SOLE 0 0 88637 SPDR SER TR BLOMBERG BRC INV 78468R200 116255 3954244 SH SOLE 0 0 3954244 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 252 11985 SH SOLE 0 0 11985 FACEBOOK INC CL A 30303M102 1286 7711 SH SOLE 0 0 7711 SERVICENOW INC COM 81762P102 337 1175 SH SOLE 0 0 1175 ISHARES INC CORE MSCI EMKT 46434G103 215 5314 SH SOLE 0 0 5314 ABBVIE INC COM 00287Y109 2115 27759 SH SOLE 0 0 27759 ALPS ETF TR INTL SEC DV DOG 00162Q718 1433 72539 SH SOLE 0 0 72539 ISHARES TR USA QUALITY FCTR 46432F339 379 4674 SH SOLE 0 0 4674 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 206 7013 SH SOLE 0 0 7013 ALPHABET INC CAP STK CL C 02079K107 799 687 SH SOLE 0 0 687 HERITAGE INS HLDGS INC COM 42727J102 1187 110812 SH SOLE 0 0 110812 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 251 4644 SH SOLE 0 0 4644 ISHARES TR IBONDS SEP2020 46434V571 678 26734 SH SOLE 0 0 26734 ELDORADO RESORTS INC COM 28470R102 328 22778 SH SOLE 0 0 22778 ISHARES TR IBONDS DEC21 ETF 46434VBK5 491 19923 SH SOLE 0 0 19923 ISHARES TR IBONDS DEC23 ETF 46434VAX8 432 17293 SH SOLE 0 0 17293 ISHARES TR IBONDS DEC25 ETF 46434VBD1 439 17581 SH SOLE 0 0 17581 ISHARES TR IBONDS DEC22 ETF 46434VBA7 447 18030 SH SOLE 0 0 18030 ISHARES TR IBONDS DEC24 ETF 46434VBG4 436 17635 SH SOLE 0 0 17635 PAYPAL HLDGS INC COM 70450Y103 390 4074 SH SOLE 0 0 4074 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 297 5612 SH SOLE 0 0 5612 ISHARES TR IBONDS DEC2022 46435G755 1336 51369 SH SOLE 0 0 51369 ISHARES TR IBONDS DEC2021 46435G789 1261 49449 SH SOLE 0 0 49449 JOHN HANCOCK ETF TRUST MULTIFACTOR FI 47804J404 290 10345 SH SOLE 0 0 10345 SPDR SER TR PRTFLO S&P500 HI 78468R788 2030 82511 SH SOLE 0 0 82511 ISHARES TR EDGE US FIXD INM 46435U796 522 5342 SH SOLE 0 0 5342 AURORA CANNABIS INC COM 05156X108 12 13368 SH SOLE 0 0 13368 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 121 16500 SH SOLE 0 0 16500 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 498 23062 SH SOLE 0 0 23062 UBS AG LONDON BRANCH NT LKD 46 90274E117 8 24000 SH SOLE 0 0 24000 ISHARES TR IBONDS DEC2023 46435G318 1218 47483 SH SOLE 0 0 47483 J P MORGAN EXCHANGE-TRADED F GLOBAL BD OPRT 46641Q852 365 7743 SH SOLE 0 0 7743 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 281 5662 SH SOLE 0 0 5662 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 1108 31423 SH SOLE 0 0 31423 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 1436 68404 SH SOLE 0 0 68404 NUSHARES ETF TR NUVEEN ESG US 67092P870 2060 77689 SH SOLE 0 0 77689 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 1663 68124 SH SOLE 0 0 68124 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 213 10146 SH SOLE 0 0 10146 INSPIRE MED SYS INC COM 457730109 213 3535 SH SOLE 0 0 3535 LINDE PLC SHS G5494J103 413 2386 SH SOLE 0 0 2386 GENERAL ELECTRIC CO COM 369604103 1 50000 SH Call SOLE 0 0 50000 GENERAL ELECTRIC CO COM 369604103 1 50000 SH Call SOLE 0 0 50000 GENERAL ELECTRIC CO COM 369604103 2 150000 SH Call SOLE 0 0 150000 GENERAL ELECTRIC CO COM 369604103 0 200000 SH Call SOLE 0 0 200000 GENERAL ELECTRIC CO COM 369604103 3 300000 SH Call SOLE 0 0 300000 GENERAL ELECTRIC CO COM 369604103 3 100000 SH Call SOLE 0 0 100000