Chief Compliance Officer

0001005441-20-000001.txt : 20200115 0001005441-20-000001.hdr.sgml : 20200115 20200114180503 ACCESSION NUMBER: 0001005441-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200115 DATE AS OF CHANGE: 20200114 EFFECTIVENESS DATE: 20200115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 20526894 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 20130419 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 19951228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001005441 XXXXXXXX 12-31-2019 12-31-2019 HONKAMP KRUEGER FINANCIAL SERVICES, INC.

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes Chief Compliance Officer 5635822855 Chris Kobes Dubuque IA 01-14-2020 0 315 1699623 false INFORMATION TABLE 2 CustomReport.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 371 1303 SH SOLE 0 0 1303 ISHARES TR CORE S&P MCP ETF 464287507 667 3242 SH SOLE 0 0 3242 ISHARES TR S&P MC 400VL ETF 464287705 1339 7844 SH SOLE 0 0 7844 ISHARES TR S&P MC 400GR ETF 464287606 1673 7025 SH SOLE 0 0 7025 ISHARES TR CORE S&P SCP ETF 464287804 273 3253 SH SOLE 0 0 3253 ISHARES TR S&P 500 VAL ETF 464287408 2141 16459 SH SOLE 0 0 16459 ISHARES TR CORE S&P500 ETF 464287200 784 2427 SH SOLE 0 0 2427 ISHARES TR S&P 500 GRWT ETF 464287309 8047 41555 SH SOLE 0 0 41555 ISHARES TR RUS 1000 VAL ETF 464287598 3745 27441 SH SOLE 0 0 27441 ISHARES TR RUS 1000 GRW ETF 464287614 1005 5715 SH SOLE 0 0 5715 ISHARES TR RUSSELL 2000 ETF 464287655 935 5642 SH SOLE 0 0 5642 ISHARES TR RUS 2000 VAL ETF 464287630 1201 9342 SH SOLE 0 0 9342 SPDR S&P 500 ETF TR TR UNIT 78462F103 581 1806 SH SOLE 0 0 1806 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 219 3391 SH SOLE 0 0 3391 ADOBE INC COM 00724F101 759 2302 SH SOLE 0 0 2302 AMAZON COM INC COM 023135106 4514 2443 SH SOLE 0 0 2443 BLACK HILLS CORP COM 092113109 2566 32672 SH SOLE 0 0 32672 BRISTOL MYERS SQUIBB CO COM 110122108 1209 18828 SH SOLE 0 0 18828 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5012 22130 SH SOLE 0 0 22130 EMERSON ELEC CO COM 291011104 613 8035 SH SOLE 0 0 8035 BOEING CO COM 097023105 4468 13714 SH SOLE 0 0 13714 REALTY INCOME CORP COM 756109104 228 3098 SH SOLE 0 0 3098 ONEOK INC NEW COM 682680103 275 3628 SH SOLE 0 0 3628 INVESCO QQQ TR UNIT SER 1 46090E103 2609 12272 SH SOLE 0 0 12272 AMGEN INC COM 031162100 1103 4574 SH SOLE 0 0 4574 ABBOTT LABS COM 002824100 2381 27417 SH SOLE 0 0 27417 BP PLC SPONSORED ADR 055622104 395 10466 SH SOLE 0 0 10466 CONAGRA BRANDS INC COM 205887102 355 10361 SH SOLE 0 0 10361 ALTRIA GROUP INC COM 02209S103 2391 47904 SH SOLE 0 0 47904 FEDEX CORP COM 31428X106 562 3715 SH SOLE 0 0 3715 HORMEL FOODS CORP COM 440452100 511 11322 SH SOLE 0 0 11322 GENUINE PARTS CO COM 372460105 246 2315 SH SOLE 0 0 2315 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 388 8260 SH SOLE 0 0 8260 INTEL CORP COM 458140100 4977 83152 SH SOLE 0 0 83152 ISHARES TR RUS 2000 GRW ETF 464287648 3148 14695 SH SOLE 0 0 14695 ORACLE CORP COM 68389X105 721 13615 SH SOLE 0 0 13615 QUALCOMM INC COM 747525103 1607 18218 SH SOLE 0 0 18218 DISNEY WALT CO COM DISNEY 254687106 2391 16532 SH SOLE 0 0 16532 HONEYWELL INTL INC COM 438516106 847 4787 SH SOLE 0 0 4787 SHERWIN WILLIAMS CO COM 824348106 429 736 SH SOLE 0 0 736 SYSCO CORP COM 871829107 325 3794 SH SOLE 0 0 3794 US BANCORP DEL COM NEW 902973304 2559 43154 SH SOLE 0 0 43154 JOHNSON & JOHNSON COM 478160104 5860 40173 SH SOLE 0 0 40173 MEDTRONIC PLC SHS G5960L103 780 6873 SH SOLE 0 0 6873 PFIZER INC COM 717081103 3953 100883 SH SOLE 0 0 100883 EXELON CORP COM 30161N101 358 7854 SH SOLE 0 0 7854 LOWES COS INC COM 548661107 869 7252 SH SOLE 0 0 7252 ISHARES TR MSCI EAFE ETF 464287465 896 12897 SH SOLE 0 0 12897 CHEVRON CORP NEW COM 166764100 3378 28031 SH SOLE 0 0 28031 MICROSOFT CORP COM 594918104 7335 46509 SH SOLE 0 0 46509 UNITED PARCEL SERVICE INC CL B 911312106 1290 11018 SH SOLE 0 0 11018 AT&T INC COM 00206R102 6106 156242 SH SOLE 0 0 156242 PRUDENTIAL FINL INC COM 744320102 272 2902 SH SOLE 0 0 2902 CITIGROUP INC COM NEW 172967424 561 7022 SH SOLE 0 0 7022 CISCO SYS INC COM 17275R102 2027 42271 SH SOLE 0 0 42271 DNP SELECT INCOME FD COM 23325P104 229 17959 SH SOLE 0 0 17959 INTERNATIONAL BUSINESS MACHS COM 459200101 1792 13370 SH SOLE 0 0 13370 COCA COLA CO COM 191216100 3654 66022 SH SOLE 0 0 66022 LOCKHEED MARTIN CORP COM 539830109 2126 5460 SH SOLE 0 0 5460 PEPSICO INC COM 713448108 3593 26292 SH SOLE 0 0 26292 PPG INDS INC COM 693506107 293 2196 SH SOLE 0 0 2196 STRYKER CORP COM 863667101 835 3977 SH SOLE 0 0 3977 VERIZON COMMUNICATIONS INC COM 92343V104 4675 76141 SH SOLE 0 0 76141 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1171 17823 SH SOLE 0 0 17823 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 8232 127595 SH SOLE 0 0 127595 ISHARES TR RUS MD CP GR ETF 464287481 613 4018 SH SOLE 0 0 4018 ISHARES TR RUS MDCP VAL ETF 464287473 555 5857 SH SOLE 0 0 5857 ISHARES TR GLOBAL TECH ETF 464287291 220 1044 SH SOLE 0 0 1044 ISHARES TR U.S. TECH ETF 464287721 304 1305 SH SOLE 0 0 1305 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1496 48603 SH SOLE 0 0 48603 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 632 6895 SH SOLE 0 0 6895 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 225 1795 SH SOLE 0 0 1795 ISHARES TR NASDAQ BIOTECH 464287556 356 2956 SH SOLE 0 0 2956 VANGUARD GROUP DIV APP ETF 921908844 1793 14384 SH SOLE 0 0 14384 WALGREENS BOOTS ALLIANCE INC COM 931427108 429 7284 SH SOLE 0 0 7284 DEERE & CO COM 244199105 1576 9096 SH SOLE 0 0 9096 BANK AMER CORP COM 060505104 1449 41128 SH SOLE 0 0 41128 STARBUCKS CORP COM 855244109 719 8183 SH SOLE 0 0 8183 AUTOMATIC DATA PROCESSING IN COM 053015103 922 5408 SH SOLE 0 0 5408 EXXON MOBIL CORP COM 30231G102 4790 68641 SH SOLE 0 0 68641 AFLAC INC COM 001055102 456 8627 SH SOLE 0 0 8627 WALMART INC COM 931142103 3145 26466 SH SOLE 0 0 26466 APPLIED MATLS INC COM 038222105 535 8771 SH SOLE 0 0 8771 UNION PACIFIC CORP COM 907818108 2667 14750 SH SOLE 0 0 14750 TEXAS INSTRS INC COM 882508104 1275 9941 SH SOLE 0 0 9941 BAXTER INTL INC COM 071813109 257 3072 SH SOLE 0 0 3072 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 356 6135 SH SOLE 0 0 6135 TARGET CORP COM 87612E106 372 2905 SH SOLE 0 0 2905 COLGATE PALMOLIVE CO COM 194162103 574 8337 SH SOLE 0 0 8337 COSTCO WHSL CORP NEW COM 22160K105 1351 4595 SH SOLE 0 0 4595 LILLY ELI & CO COM 532457108 722 5496 SH SOLE 0 0 5496 CVS HEALTH CORP COM 126650100 738 9927 SH SOLE 0 0 9927 MCKESSON CORP COM 58155Q103 608 4399 SH SOLE 0 0 4399 MERCK & CO INC COM 58933Y105 4369 48038 SH SOLE 0 0 48038 RAYTHEON CO COM NEW 755111507 287 1307 SH SOLE 0 0 1307 FLOWERS FOODS INC COM 343498101 252 11590 SH SOLE 0 0 11590 PROCTER & GAMBLE CO COM 742718109 5567 44571 SH SOLE 0 0 44571 GENERAL ELECTRIC CO COM 369604103 342 30627 SH SOLE 0 0 30627 KIMBERLY CLARK CORP COM 494368103 286 2076 SH SOLE 0 0 2076 GILEAD SCIENCES INC COM 375558103 611 9402 SH SOLE 0 0 9402 HOME DEPOT INC COM 437076102 4694 21495 SH SOLE 0 0 21495 INGERSOLL-RAND PLC SHS G47791101 493 3706 SH SOLE 0 0 3706 MCDONALDS CORP COM 580135101 3323 16818 SH SOLE 0 0 16818 NIKE INC CL B 654106103 1361 13429 SH SOLE 0 0 13429 JPMORGAN CHASE & CO COM 46625H100 4456 31965 SH SOLE 0 0 31965 MONDELEZ INTL INC CL A 609207105 597 10845 SH SOLE 0 0 10845 WILLIAMS COS INC DEL COM 969457100 206 8668 SH SOLE 0 0 8668 WELLS FARGO CO NEW COM 949746101 3950 73423 SH SOLE 0 0 73423 ISHARES TR IBOXX INV CP ETF 464287242 1160 9066 SH SOLE 0 0 9066 XCEL ENERGY INC COM 98389B100 257 4053 SH SOLE 0 0 4053 FORD MTR CO DEL COM 345370860 362 38933 SH SOLE 0 0 38933 UNITEDHEALTH GROUP INC COM 91324P102 1274 4335 SH SOLE 0 0 4335 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 941 4468 SH SOLE 0 0 4468 AMERICAN TOWER CORP NEW COM 03027X100 531 2310 SH SOLE 0 0 2310 CROWN CASTLE INTL CORP NEW COM 22822V101 286 2013 SH SOLE 0 0 2013 UNITED TECHNOLOGIES CORP COM 913017109 1651 11027 SH SOLE 0 0 11027 MARRIOTT INTL INC NEW CL A 571903202 418 2761 SH SOLE 0 0 2761 3M CO COM 88579Y101 3278 18582 SH SOLE 0 0 18582 COMCAST CORP NEW CL A 20030N101 1511 33598 SH SOLE 0 0 33598 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2000 12225 SH SOLE 0 0 12225 WASTE MGMT INC DEL COM 94106L109 932 8177 SH SOLE 0 0 8177 NORFOLK SOUTHERN CORP COM 655844108 651 3351 SH SOLE 0 0 3351 WELLTOWER INC COM 95040Q104 868 10619 SH SOLE 0 0 10619 NEXTERA ENERGY INC COM 65339F101 1844 7614 SH SOLE 0 0 7614 DUKE ENERGY CORP NEW COM NEW 26441C204 1546 16950 SH SOLE 0 0 16950 CONSTELLATION BRANDS INC CL A 21036P108 474 2497 SH SOLE 0 0 2497 CONOCOPHILLIPS COM 20825C104 917 14098 SH SOLE 0 0 14098 CSX CORP COM 126408103 450 6214 SH SOLE 0 0 6214 APPLE INC COM 037833100 12482 42507 SH SOLE 0 0 42507 ALLSTATE CORP COM 020002101 312 2776 SH SOLE 0 0 2776 ALLIANT ENERGY CORP COM 018802108 939 17158 SH SOLE 0 0 17158 RPM INTL INC COM 749685103 409 5329 SH SOLE 0 0 5329 AMERICAN WTR WKS CO INC NEW COM 030420103 233 1895 SH SOLE 0 0 1895 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 338 9690 SH SOLE 0 0 9690 CATERPILLAR INC DEL COM 149123101 2244 15193 SH SOLE 0 0 15193 INTL PAPER CO COM 460146103 1546 33567 SH SOLE 0 0 33567 KINDER MORGAN INC DEL COM 49456B101 292 13788 SH SOLE 0 0 13788 ISHARES TR MSCI EMG MKT ETF 464287234 11508 256483 SH SOLE 0 0 256483 DTE ENERGY CO COM 233331107 221 1701 SH SOLE 0 0 1701 AMERICAN EXPRESS CO COM 025816109 216 1733 SH SOLE 0 0 1733 CANADIAN PAC RY LTD COM 13645T100 348 1364 SH SOLE 0 0 1364 GENERAL MLS INC COM 370334104 781 14584 SH SOLE 0 0 14584 ARCHER DANIELS MIDLAND CO COM 039483102 302 6521 SH SOLE 0 0 6521 SIMON PPTY GROUP INC NEW COM 828806109 220 1479 SH SOLE 0 0 1479 EDWARDS LIFESCIENCES CORP COM 28176E108 237 1015 SH SOLE 0 0 1015 GENERAL DYNAMICS CORP COM 369550108 205 1161 SH SOLE 0 0 1161 SOUTHERN CO COM 842587107 880 13810 SH SOLE 0 0 13810 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 737 16582 SH SOLE 0 0 16582 PAYCHEX INC COM 704326107 357 4201 SH SOLE 0 0 4201 ALIGN TECHNOLOGY INC COM 016255101 610 2186 SH SOLE 0 0 2186 ROCKWELL AUTOMATION INC COM 773903109 567 2800 SH SOLE 0 0 2800 PNC FINL SVCS GROUP INC COM 693475105 202 1263 SH SOLE 0 0 1263 NETFLIX INC COM 64110L106 632 1953 SH SOLE 0 0 1953 DENBURY RES INC COM NEW 247916208 21 15151 SH SOLE 0 0 15151 CERNER CORP COM 156782104 325 4427 SH SOLE 0 0 4427 ISHARES TR CORE US AGGBD ET 464287226 3631 32313 SH SOLE 0 0 32313 BOSTON SCIENTIFIC CORP COM 101137107 242 5344 SH SOLE 0 0 5344 W P CAREY INC COM 92936U109 214 2672 SH SOLE 0 0 2672 ISHARES TR SELECT DIVID ETF 464287168 1036 9807 SH SOLE 0 0 9807 MFA FINL INC COM 55272X102 126 16512 SH SOLE 0 0 16512 LKQ CORP COM 501889208 475 13313 SH SOLE 0 0 13313 CLOROX CO DEL COM 189054109 620 4038 SH SOLE 0 0 4038 DARDEN RESTAURANTS INC COM 237194105 275 2523 SH SOLE 0 0 2523 AIR PRODS & CHEMS INC COM 009158106 268 1142 SH SOLE 0 0 1142 CONSOLIDATED EDISON INC COM 209115104 267 2956 SH SOLE 0 0 2956 TIMKEN CO COM 887389104 247 4393 SH SOLE 0 0 4393 NVIDIA CORP COM 67066G104 288 1223 SH SOLE 0 0 1223 V F CORP COM 918204108 243 2440 SH SOLE 0 0 2440 TRAVELERS COMPANIES INC COM 89417E109 403 2941 SH SOLE 0 0 2941 NUCOR CORP COM 670346105 229 4071 SH SOLE 0 0 4071 AMERICAN ELEC PWR CO INC COM 025537101 611 6469 SH SOLE 0 0 6469 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 217 3501 SH SOLE 0 0 3501 LAUDER ESTEE COS INC CL A 518439104 296 1435 SH SOLE 0 0 1435 STANLEY BLACK & DECKER INC COM 854502101 216 1305 SH SOLE 0 0 1305 HUMANA INC COM 444859102 207 565 SH SOLE 0 0 565 CUMMINS INC COM 231021106 270 1508 SH SOLE 0 0 1508 BECTON DICKINSON & CO COM 075887109 428 1574 SH SOLE 0 0 1574 ENTERPRISE PRODS PARTNERS L COM 293792107 527 18720 SH SOLE 0 0 18720 MDU RES GROUP INC COM 552690109 1231 41420 SH SOLE 0 0 41420 MICROCHIP TECHNOLOGY INC COM 595017104 841 8029 SH SOLE 0 0 8029 BALL CORP COM 058498106 210 3254 SH SOLE 0 0 3254 ALPHABET INC CAP STK CL A 02079K305 2379 1776 SH SOLE 0 0 1776 SPDR GOLD TRUST GOLD SHS 78463V107 257 1800 SH SOLE 0 0 1800 WEC ENERGY GROUP INC COM 92939U106 537 5821 SH SOLE 0 0 5821 VANGUARD INDEX FDS VALUE ETF 922908744 1787 14914 SH SOLE 0 0 14914 CELANESE CORP DEL COM 150870103 318 2581 SH SOLE 0 0 2581 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2382 12424 SH SOLE 0 0 12424 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 470 5062 SH SOLE 0 0 5062 VANGUARD WORLD FDS MATERIALS ETF 92204A801 557 4154 SH SOLE 0 0 4154 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 200 3392 SH SOLE 0 0 3392 FASTENAL CO COM 311900104 526 14223 SH SOLE 0 0 14223 VANGUARD INDEX FDS GROWTH ETF 922908736 1138 6246 SH SOLE 0 0 6246 GARMIN LTD SHS H2906T109 363 3722 SH SOLE 0 0 3722 AMERICAN SOFTWARE INC CL A 029683109 204 13711 SH SOLE 0 0 13711 VANGUARD INDEX FDS SML CP GRW ETF 922908595 603 3037 SH SOLE 0 0 3037 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 3777 49517 SH SOLE 0 0 49517 VANGUARD WORLD FDS UTILITIES ETF 92204A876 567 3968 SH SOLE 0 0 3968 CRANE CO COM 224399105 354 4096 SH SOLE 0 0 4096 CASEYS GEN STORES INC COM 147528103 258 1620 SH SOLE 0 0 1620 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1453 13505 SH SOLE 0 0 13505 AMERICAN STS WTR CO COM 029899101 359 4140 SH SOLE 0 0 4140 THERMO FISHER SCIENTIFIC INC COM 883556102 6360 19576 SH SOLE 0 0 19576 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 203 10683 SH SOLE 0 0 10683 ISHARES TR EAFE VALUE ETF 464288877 468 9381 SH SOLE 0 0 9381 ISHARES TR EAFE GRWTH ETF 464288885 874 10110 SH SOLE 0 0 10110 SALESFORCE COM INC COM 79466L302 674 4143 SH SOLE 0 0 4143 MANNKIND CORP COM NEW 56400P706 16 12170 SH SOLE 0 0 12170 ENBRIDGE INC COM 29250N105 520 13076 SH SOLE 0 0 13076 VANGUARD WORLD FDS INF TECH ETF 92204A702 5762 23534 SH SOLE 0 0 23534 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 6693 122188 SH SOLE 0 0 122188 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 521 3383 SH SOLE 0 0 3383 MASTERCARD INC CL A 57636Q104 757 2535 SH SOLE 0 0 2535 HEARTLAND FINL USA INC COM 42234Q102 6166 123961 SH SOLE 0 0 123961 DIGI INTL INC COM 253798102 503 28377 SH SOLE 0 0 28377 DIGITAL RLTY TR INC COM 253868103 218 1821 SH SOLE 0 0 1821 WISDOMTREE TR US HIGH DIVIDEND 97717W208 7393 96247 SH SOLE 0 0 96247 WISDOMTREE TR US MIDCAP DIVID 97717W505 5890 154839 SH SOLE 0 0 154839 ISHARES TR MSCI USA ESG SLC 464288802 885 6600 SH SOLE 0 0 6600 MEDICAL PPTYS TRUST INC COM 58463J304 265 12550 SH SOLE 0 0 12550 ARES CAP CORP COM 04010L103 199 10692 SH SOLE 0 0 10692 LEIDOS HLDGS INC COM 525327102 326 3332 SH SOLE 0 0 3332 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2974 24948 SH SOLE 0 0 24948 EMERGENT BIOSOLUTIONS INC COM 29089Q105 313 5801 SH SOLE 0 0 5801 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 14200 248728 SH SOLE 0 0 248728 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1078 29750 SH SOLE 0 0 29750 DISCOVER FINL SVCS COM 254709108 210 2472 SH SOLE 0 0 2472 BLACKSTONE GROUP INC COM CL A 09260D107 237 4241 SH SOLE 0 0 4241 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 13707 531914 SH SOLE 0 0 531914 ISHARES TR MBS ETF 464288588 201 1856 SH SOLE 0 0 1856 ISHARES TR PFD AND INCM SEC 464288687 3062 81467 SH SOLE 0 0 81467 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1786 19060 SH SOLE 0 0 19060 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 245 5561 SH SOLE 0 0 5561 ISHARES TR NATIONAL MUN ETF 464288414 2665 23393 SH SOLE 0 0 23393 VISA INC COM CL A 92826C839 4165 22166 SH SOLE 0 0 22166 PHILIP MORRIS INTL INC COM 718172109 2169 25489 SH SOLE 0 0 25489 VANECK VECTORS ETF TRUST AMT FREE SHORT M 92189F528 256 14373 SH SOLE 0 0 14373 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 313 6441 SH SOLE 0 0 6441 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 211 2854 SH SOLE 0 0 2854 DIGITAL ALLY INC COM NEW 25382P208 35 33936 SH SOLE 0 0 33936 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 437 5400 SH SOLE 0 0 5400 ISHARES TR SHRT NAT MUN ETF 464288158 2738 25641 SH SOLE 0 0 25641 BROADCOM INC COM 11135F101 583 1844 SH SOLE 0 0 1844 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 364 4730 SH SOLE 0 0 4730 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11863 352753 SH SOLE 0 0 352753 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1861 24227 SH SOLE 0 0 24227 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 452 5979 SH SOLE 0 0 5979 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 366372 3943304 SH SOLE 0 0 3943304 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 400484 6661403 SH SOLE 0 0 6661403 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 214 4245 SH SOLE 0 0 4245 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 394 1333 SH SOLE 0 0 1333 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 531 8826 SH SOLE 0 0 8826 VANGUARD STAR FD VG TL INTL STK F 921909768 4804 86255 SH SOLE 0 0 86255 SPDR SERIES TRUST NUVEEN BBG BRCLY 78464A284 2648 44889 SH SOLE 0 0 44889 ISHARES TR FLTG RATE NT ETF 46429B655 331 6504 SH SOLE 0 0 6504 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 162093 3033742 SH SOLE 0 0 3033742 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 212930 3676270 SH SOLE 0 0 3676270 ISHARES TR MSCI MIN VOL ETF 46429B697 214 3262 SH SOLE 0 0 3262 PHILLIPS 66 COM 718546104 1052 9443 SH SOLE 0 0 9443 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 2798 88637 SH SOLE 0 0 88637 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 115741 3766395 SH SOLE 0 0 3766395 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 255 11985 SH SOLE 0 0 11985 FACEBOOK INC CL A 30303M102 1424 6936 SH SOLE 0 0 6936 SERVICENOW INC COM 81762P102 339 1200 SH SOLE 0 0 1200 ISHARES INC CORE MSCI EMKT 46434G103 490 9114 SH SOLE 0 0 9114 ISHARES TR CORE MSCI EAFE 46432F842 234 3586 SH SOLE 0 0 3586 ABBVIE INC COM 00287Y109 3538 39954 SH SOLE 0 0 39954 ALPS ETF TR INTL SEC DV DOG 00162Q718 3099 112799 SH SOLE 0 0 112799 ISHARES TR USA QUALITY FCTR 46432F339 472 4674 SH SOLE 0 0 4674 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 312 7013 SH SOLE 0 0 7013 ALPHABET INC CAP STK CL C 02079K107 935 699 SH SOLE 0 0 699 HERITAGE INS HLDGS INC COM 42727J102 1468 110812 SH SOLE 0 0 110812 ISHARES TR IBONDS SEP2020 46434V571 878 34399 SH SOLE 0 0 34399 ELDORADO RESORTS INC COM 28470R102 1326 22233 SH SOLE 0 0 22233 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 265 4700 SH SOLE 0 0 4700 ISHARES TR IBONDS DEC21 ETF 46434VBK5 484 19380 SH SOLE 0 0 19380 ISHARES TR IBONDS DEC23 ETF 46434VAX8 434 16968 SH SOLE 0 0 16968 ISHARES TR IBONDS DEC25 ETF 46434VBD1 429 16520 SH SOLE 0 0 16520 ISHARES TR IBONDS DEC22 ETF 46434VBA7 447 17683 SH SOLE 0 0 17683 ISHARES TR IBONDS DEC24 ETF 46434VBG4 429 16709 SH SOLE 0 0 16709 ENERGIZER HLDGS INC NEW COM 29272W109 206 4098 SH SOLE 0 0 4098 PAYPAL HLDGS INC COM 70450Y103 601 5558 SH SOLE 0 0 5558 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 315 5891 SH SOLE 0 0 5891 ISHARES TR IBONDS DEC2022 46435G755 1657 63339 SH SOLE 0 0 63339 ISHARES TR IBONDS DEC2021 46435G789 1586 61564 SH SOLE 0 0 61564 JOHN HANCOCK ETF TRUST MULTIFACTOR FI 47804J404 426 10345 SH SOLE 0 0 10345 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 769 19499 SH SOLE 0 0 19499 ISHARES TR EDGE US FIXD INM 46435U796 549 5389 SH SOLE 0 0 5389 AURORA CANNABIS INC COM 05156X108 22 10077 SH SOLE 0 0 10077 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 152 16500 SH SOLE 0 0 16500 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 729 24107 SH SOLE 0 0 24107 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 203 6503 SH SOLE 0 0 6503 ISHARES TR IBONDS DEC2023 46435G318 1135 43966 SH SOLE 0 0 43966 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 214 6078 SH SOLE 0 0 6078 JP MORGAN EXCHANGE TRADED FD GLOBAL BD OPRT 46641Q852 387 7735 SH SOLE 0 0 7735 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 290 5748 SH SOLE 0 0 5748 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 1365 32941 SH SOLE 0 0 32941 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 1046 38813 SH SOLE 0 0 38813 DUPONT DE NEMOURS INC COM 26614N102 362 5642 SH SOLE 0 0 5642 NUSHARES ETF TR NUVEEN ESG US 67092P870 2020 79038 SH SOLE 0 0 79038 GENERAL ELECTRIC CO COM 369604103 1 150000 SH Call SOLE 0 0 150000 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 4316 131587 SH SOLE 0 0 131587 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 229 8369 SH SOLE 0 0 8369 INSPIRE MED SYS INC COM 457730109 254 3425 SH SOLE 0 0 3425 NVIDIA CORP COM 67066G104 6 1000 SH Put SOLE 0 0 1000 LINDE PLC SHS G5494J103 345 1620 SH SOLE 0 0 1620 GENERAL ELECTRIC CO COM 369604103 1 250000 SH Call SOLE 0 0 250000 DOW INC COM 260557103 315 5747 SH SOLE 0 0 5747 GENERAL ELECTRIC CO COM 369604103 1 100000 SH Call SOLE 0 0 100000 GENERAL ELECTRIC CO COM 369604103 1 150000 SH Call SOLE 0 0 150000 GENERAL ELECTRIC CO COM 369604103 7 50000 SH Call SOLE 0 0 50000 GENERAL ELECTRIC CO COM 369604103 4 50000 SH Call SOLE 0 0 50000 GENERAL ELECTRIC CO COM 369604103 7 150000 SH Call SOLE 0 0 150000 GENERAL ELECTRIC CO COM 369604103 5 200000 SH Call SOLE 0 0 200000 GENERAL ELECTRIC CO COM 369604103 7 300000 SH Call SOLE 0 0 300000 HOME DEPOT INC COM 437076102 2 900 SH Call SOLE 0 0 900