Chief Compliance Officer

0001005441-17-000003.txt : 20170209 0001005441-17-000003.hdr.sgml : 20170209 20170209161158 ACCESSION NUMBER: 0001005441-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 EFFECTIVENESS DATE: 20170209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV CENTRAL INDEX KEY: 0001005441 IRS NUMBER: 421447865 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17669 FILM NUMBER: 17587697 BUSINESS ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 BUSINESS PHONE: 5635822855 MAIL ADDRESS: STREET 1: 3390 ASBURY ROAD CITY: DUBUQUE STATE: IA ZIP: 52002 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER SECURITIES INC /ADV DATE OF NAME CHANGE: 19990420 FORMER COMPANY: FORMER CONFORMED NAME: HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV DATE OF NAME CHANGE: 19951228 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001005441 XXXXXXXX 12-31-2016 12-31-2016 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV

3390 ASBURY ROAD DUBUQUE IA 52002

13F HOLDINGS REPORT 028-17669 N Chris Kobes Chief Compliance Officer 563-582-2855 Chris Kobes Dubuque IA 02-03-2017 0 320 988800 false INFORMATION TABLE 2 CustomReport.xml SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 295 1492 SH SOLE 0 0 1492 ISHARES TR CORE S&P MCP ETF 464287507 474 2867 SH SOLE 0 0 2867 ISHARES TR S&P MC 400VL ETF 464287705 2815 19384 SH SOLE 0 0 19384 ISHARES TR S&P MC 400GR ETF 464287606 3493 19171 SH SOLE 0 0 19171 ISHARES TR CORE S&P SCP ETF 464287804 746 5423 SH SOLE 0 0 5423 ISHARES TR SP SMCP600VL ETF 464287879 324 2315 SH SOLE 0 0 2315 ISHARES TR SP SMCP600GR ETF 464287887 799 5326 SH SOLE 0 0 5326 ISHARES TR S&P 500 VAL ETF 464287408 2767 27290 SH SOLE 0 0 27290 ISHARES TR CORE S&P500 ETF 464287200 449 1994 SH SOLE 0 0 1994 ISHARES TR S&P 500 GRWT ETF 464287309 6016 49396 SH SOLE 0 0 49396 ISHARES TR RUS 1000 VAL ETF 464287598 253 2256 SH SOLE 0 0 2256 ISHARES TR RUS 1000 GRW ETF 464287614 230 2197 SH SOLE 0 0 2197 ISHARES TR RUSSELL 2000 ETF 464287655 1286 9538 SH SOLE 0 0 9538 ISHARES TR RUS 2000 VAL ETF 464287630 2188 18395 SH SOLE 0 0 18395 ISHARES TR RUSSELL 3000 ETF 464287689 227 1705 SH SOLE 0 0 1705 ISHARES TR U.S. REAL ES ETF 464287739 1041 13535 SH SOLE 0 0 13535 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 480 1591 SH SOLE 0 0 1591 SPDR S&P 500 ETF TR TR UNIT 78462F103 1179 5275 SH SOLE 0 0 5275 AMAZON COM INC COM 023135106 1164 1552 SH SOLE 0 0 1552 BLACK HILLS CORP COM 092113109 249 4061 SH SOLE 0 0 4061 BRISTOL MYERS SQUIBB CO COM 110122108 681 11649 SH SOLE 0 0 11649 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12071 74067 SH SOLE 0 0 74067 CAPSTEAD MTG CORP COM NO PAR 14067E506 128 12550 SH SOLE 0 0 12550 ARCONIC INC COM 03965L100 240 12962 SH SOLE 0 0 12962 EMERSON ELEC CO COM 291011104 357 6405 SH SOLE 0 0 6405 BOEING CO COM 097023105 1704 10943 SH SOLE 0 0 10943 HELMERICH & PAYNE INC COM 423452101 253 3265 SH SOLE 0 0 3265 REALTY INCOME CORP COM 756109104 301 5237 SH SOLE 0 0 5237 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 625 5279 SH SOLE 0 0 5279 AMGEN INC COM 031162100 744 5088 SH SOLE 0 0 5088 ABBOTT LABS COM 002824100 1109 28883 SH SOLE 0 0 28883 ANADARKO PETE CORP COM 032511107 944 13535 SH SOLE 0 0 13535 BP PLC SPONSORED ADR 055622104 571 15275 SH SOLE 0 0 15275 CONAGRA BRANDS INC COM 205887102 811 20506 SH SOLE 0 0 20506 DISH NETWORK CORP CL A 25470M109 754 13008 SH SOLE 0 0 13008 ALTRIA GROUP INC COM 02209S103 3803 56244 SH SOLE 0 0 56244 FEDEX CORP COM 31428X106 333 1788 SH SOLE 0 0 1788 HORMEL FOODS CORP COM 440452100 470 13506 SH SOLE 0 0 13506 GENUINE PARTS CO COM 372460105 268 2806 SH SOLE 0 0 2806 INTEL CORP COM 458140100 3253 89685 SH SOLE 0 0 89685 ILLINOIS TOOL WKS INC COM 452308109 301 2458 SH SOLE 0 0 2458 ISHARES TR RUS 2000 GRW ETF 464287648 3368 21881 SH SOLE 0 0 21881 ORACLE CORP COM 68389X105 1080 28081 SH SOLE 0 0 28081 DU PONT E I DE NEMOURS & CO COM 263534109 616 8395 SH SOLE 0 0 8395 QUALCOMM INC COM 747525103 1867 28629 SH SOLE 0 0 28629 DISNEY WALT CO COM DISNEY 254687106 1734 16635 SH SOLE 0 0 16635 HONEYWELL INTL INC COM 438516106 691 5966 SH SOLE 0 0 5966 SYSCO CORP COM 871829107 382 6893 SH SOLE 0 0 6893 US BANCORP DEL COM NEW 902973304 2638 51361 SH SOLE 0 0 51361 JOHNSON & JOHNSON COM 478160104 5105 44308 SH SOLE 0 0 44308 MEDTRONIC PLC SHS G5960L103 398 5593 SH SOLE 0 0 5593 PFIZER INC COM 717081103 3188 98145 SH SOLE 0 0 98145 EXELON CORP COM 30161N101 493 13890 SH SOLE 0 0 13890 KROGER CO COM 501044101 280 8105 SH SOLE 0 0 8105 LOWES COS INC COM 548661107 439 6178 SH SOLE 0 0 6178 ISHARES TR MSCI EAFE ETF 464287465 1543 26734 SH SOLE 0 0 26734 CHEVRON CORP NEW COM 166764100 4080 34663 SH SOLE 0 0 34663 MICROSOFT CORP COM 594918104 5650 90921 SH SOLE 0 0 90921 UNITED PARCEL SERVICE INC CL B 911312106 4553 39719 SH SOLE 0 0 39719 AT&T INC COM 00206R102 5518 129741 SH SOLE 0 0 129741 PRUDENTIAL FINL INC COM 744320102 305 2931 SH SOLE 0 0 2931 CITIGROUP INC COM NEW 172967424 244 4103 SH SOLE 0 0 4103 CA INC COM 12673P105 234 7355 SH SOLE 0 0 7355 CISCO SYS INC COM 17275R102 1245 41213 SH SOLE 0 0 41213 DNP SELECT INCOME FD COM 23325P104 193 18891 SH SOLE 0 0 18891 INTERNATIONAL BUSINESS MACHS COM 459200101 2173 13090 SH SOLE 0 0 13090 COCA COLA CO COM 191216100 3856 92994 SH SOLE 0 0 92994 LOCKHEED MARTIN CORP COM 539830109 412 1648 SH SOLE 0 0 1648 PEPSICO INC COM 713448108 2720 25994 SH SOLE 0 0 25994 PPG INDS INC COM 693506107 326 3435 SH SOLE 0 0 3435 STRYKER CORP COM 863667101 349 2917 SH SOLE 0 0 2917 JOHNSON CTLS INTL PLC SHS G51502105 327 7940 SH SOLE 0 0 7940 VERIZON COMMUNICATIONS INC COM 92343V104 3091 57913 SH SOLE 0 0 57913 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 981 8242 SH SOLE 0 0 8242 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1411 6781 SH SOLE 0 0 6781 ISHARES TR U.S. TECH ETF 464287721 202 1678 SH SOLE 0 0 1678 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 386 16599 SH SOLE 0 0 16599 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 451 9325 SH SOLE 0 0 9325 ISHARES TR NASDQ BIOTEC ETF 464287556 403 1520 SH SOLE 0 0 1520 TIME WARNER INC COM NEW 887317303 764 7917 SH SOLE 0 0 7917 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 256 3000 SH SOLE 0 0 3000 WALGREENS BOOTS ALLIANCE INC COM 931427108 731 8836 SH SOLE 0 0 8836 DEERE & CO COM 244199105 846 8208 SH SOLE 0 0 8208 BANK AMER CORP COM 060505104 1062 48042 SH SOLE 0 0 48042 STARBUCKS CORP COM 855244109 257 4620 SH SOLE 0 0 4620 AUTOMATIC DATA PROCESSING IN COM 053015103 303 2948 SH SOLE 0 0 2948 AEGON N V NY REGISTRY SH 007924103 62 11259 SH SOLE 0 0 11259 EXXON MOBIL CORP COM 30231G102 5386 59673 SH SOLE 0 0 59673 AFLAC INC COM 001055102 917 13175 SH SOLE 0 0 13175 WAL-MART STORES INC COM 931142103 1744 25231 SH SOLE 0 0 25231 APPLIED MATLS INC COM 038222105 711 22020 SH SOLE 0 0 22020 UNION PAC CORP COM 907818108 1623 15653 SH SOLE 0 0 15653 TEXAS INSTRS INC COM 882508104 215 2946 SH SOLE 0 0 2946 BAXTER INTL INC COM 071813109 207 4675 SH SOLE 0 0 4675 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 323 11237 SH SOLE 0 0 11237 CARDINAL HEALTH INC COM 14149Y108 325 4515 SH SOLE 0 0 4515 COLGATE PALMOLIVE CO COM 194162103 1260 19260 SH SOLE 0 0 19260 COSTCO WHSL CORP NEW COM 22160K105 726 4537 SH SOLE 0 0 4537 LILLY ELI & CO COM 532457108 1437 19533 SH SOLE 0 0 19533 CVS HEALTH CORP COM 126650100 1520 19259 SH SOLE 0 0 19259 SCHLUMBERGER LTD COM 806857108 413 4915 SH SOLE 0 0 4915 DANAHER CORP DEL COM 235851102 248 3181 SH SOLE 0 0 3181 MCKESSON CORP COM 58155Q103 594 4226 SH SOLE 0 0 4226 MERCK & CO INC COM 58933Y105 2089 35483 SH SOLE 0 0 35483 MICRON TECHNOLOGY INC COM 595112103 1616 73702 SH SOLE 0 0 73702 NOVARTIS A G SPONSORED ADR 66987V109 223 3056 SH SOLE 0 0 3056 RAYTHEON CO COM NEW 755111507 970 6832 SH SOLE 0 0 6832 FIFTH THIRD BANCORP COM 316773100 254 9408 SH SOLE 0 0 9408 PROCTER AND GAMBLE CO COM 742718109 3001 35697 SH SOLE 0 0 35697 GENERAL ELECTRIC CO COM 369604103 5725 181157 SH SOLE 0 0 181157 KIMBERLY CLARK CORP COM 494368103 402 3523 SH SOLE 0 0 3523 GILEAD SCIENCES INC COM 375558103 1413 19729 SH SOLE 0 0 19729 GOLDMAN SACHS GROUP INC COM 38141G104 1119 4673 SH SOLE 0 0 4673 HOME DEPOT INC COM 437076102 1836 13695 SH SOLE 0 0 13695 INGERSOLL-RAND PLC SHS G47791101 2312 30810 SH SOLE 0 0 30810 MCDONALDS CORP COM 580135101 2003 16459 SH SOLE 0 0 16459 NIKE INC CL B 654106103 428 8412 SH SOLE 0 0 8412 JPMORGAN CHASE & CO COM 46625H100 3938 45637 SH SOLE 0 0 45637 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 273 4840 SH SOLE 0 0 4840 MONDELEZ INTL INC CL A 609207105 873 19698 SH SOLE 0 0 19698 WILLIAMS COS INC DEL COM 969457100 423 13596 SH SOLE 0 0 13596 WELLS FARGO & CO NEW COM 949746101 2871 52101 SH SOLE 0 0 52101 ISHARES TR IBOXX INV CP ETF 464287242 8195 69938 SH SOLE 0 0 69938 MONSANTO CO NEW COM 61166W101 276 2622 SH SOLE 0 0 2622 GLOBAL PMTS INC COM 37940X102 1205 17366 SH SOLE 0 0 17366 FORD MTR CO DEL COM PAR $0.01 345370860 406 33456 SH SOLE 0 0 33456 UNITEDHEALTH GROUP INC COM 91324P102 563 3515 SH SOLE 0 0 3515 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 357 3044 SH SOLE 0 0 3044 AMERICAN TOWER CORP NEW COM 03027X100 201 1898 SH SOLE 0 0 1898 UNITED TECHNOLOGIES CORP COM 913017109 1551 14147 SH SOLE 0 0 14147 MARRIOTT INTL INC NEW CL A 571903202 221 2667 SH SOLE 0 0 2667 3M CO COM 88579Y101 1998 11190 SH SOLE 0 0 11190 COMCAST CORP NEW CL A 20030N101 569 8239 SH SOLE 0 0 8239 BARRICK GOLD CORP COM 067901108 534 33413 SH SOLE 0 0 33413 VANGUARD INDEX FDS TOTAL STK MKT 922908769 972 8426 SH SOLE 0 0 8426 WASTE MGMT INC DEL COM 94106L109 764 10778 SH SOLE 0 0 10778 NORFOLK SOUTHERN CORP COM 655844108 498 4611 SH SOLE 0 0 4611 NEXTERA ENERGY INC COM 65339F101 584 4888 SH SOLE 0 0 4888 DUKE ENERGY CORP NEW COM NEW 26441C204 462 5954 SH SOLE 0 0 5954 CONSTELLATION BRANDS INC CL A 21036P108 1579 10298 SH SOLE 0 0 10298 CONOCOPHILLIPS COM 20825C104 1716 34223 SH SOLE 0 0 34223 CSX CORP COM 126408103 204 5667 SH SOLE 0 0 5667 APPLE INC COM 037833100 5966 51513 SH SOLE 0 0 51513 ALLIANT ENERGY CORP COM 018802108 235 6206 SH SOLE 0 0 6206 PDC ENERGY INC COM 69327R101 1089 15003 SH SOLE 0 0 15003 RPM INTL INC COM 749685103 291 5399 SH SOLE 0 0 5399 CATERPILLAR INC DEL COM 149123101 443 4777 SH SOLE 0 0 4777 KINDER MORGAN INC DEL COM 49456B101 542 26151 SH SOLE 0 0 26151 ISHARES TR MSCI EMG MKT ETF 464287234 243 6947 SH SOLE 0 0 6947 OGE ENERGY CORP COM 670837103 337 10067 SH SOLE 0 0 10067 PPL CORP COM 69351T106 435 12782 SH SOLE 0 0 12782 DTE ENERGY CO COM 233331107 245 2488 SH SOLE 0 0 2488 CELGENE CORP COM 151020104 731 6319 SH SOLE 0 0 6319 DEVON ENERGY CORP NEW COM 25179M103 312 6832 SH SOLE 0 0 6832 CIRRUS LOGIC INC COM 172755100 622 11000 SH SOLE 0 0 11000 GENERAL MLS INC COM 370334104 647 10477 SH SOLE 0 0 10477 OLD REP INTL CORP COM 680223104 230 12082 SH SOLE 0 0 12082 OCCIDENTAL PETE CORP DEL COM 674599105 786 11033 SH SOLE 0 0 11033 AMEREN CORP COM 023608102 304 5792 SH SOLE 0 0 5792 EDWARDS LIFESCIENCES CORP COM 28176E108 765 8163 SH SOLE 0 0 8163 S&P GLOBAL INC COM 78409V104 213 1983 SH SOLE 0 0 1983 EXPRESS SCRIPTS HLDG CO COM 30219G108 335 4870 SH SOLE 0 0 4870 DOW CHEM CO COM 260543103 423 7396 SH SOLE 0 0 7396 ALLERGAN PLC SHS G0177J108 940 4477 SH SOLE 0 0 4477 SOUTHERN CO COM 842587107 812 16512 SH SOLE 0 0 16512 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 238 6646 SH SOLE 0 0 6646 PAYCHEX INC COM 704326107 525 8628 SH SOLE 0 0 8628 BERKSHIRE HATHAWAY INC DEL CL A 084670108 244 1 SH SOLE 0 0 1 ANNALY CAP MGMT INC COM 035710409 141 14130 SH SOLE 0 0 14130 WESTERN DIGITAL CORP COM 958102105 300 4414 SH SOLE 0 0 4414 VALERO ENERGY CORP NEW COM 91913Y100 391 5728 SH SOLE 0 0 5728 ROCKWELL COLLINS INC COM 774341101 212 2291 SH SOLE 0 0 2291 PNM RES INC COM 69349H107 1351 39383 SH SOLE 0 0 39383 PNC FINL SVCS GROUP INC COM 693475105 341 2912 SH SOLE 0 0 2912 CHESAPEAKE ENERGY CORP COM 165167107 97 13875 SH SOLE 0 0 13875 CERNER CORP COM 156782104 255 5384 SH SOLE 0 0 5384 CME GROUP INC COM 12572Q105 499 4325 SH SOLE 0 0 4325 ISHARES TR CORE US AGGBD ET 464287226 1145 10594 SH SOLE 0 0 10594 W P CAREY INC COM 92936U109 222 3761 SH SOLE 0 0 3761 ISHARES TR SELECT DIVID ETF 464287168 1840 20776 SH SOLE 0 0 20776 MFA FINL INC COM 55272X102 197 25785 SH SOLE 0 0 25785 CLOROX CO DEL COM 189054109 348 2899 SH SOLE 0 0 2899 ACTIVISION BLIZZARD INC COM 00507V109 1939 53688 SH SOLE 0 0 53688 DARDEN RESTAURANTS INC COM 237194105 210 2887 SH SOLE 0 0 2887 AIR PRODS & CHEMS INC COM 009158106 237 1646 SH SOLE 0 0 1646 DOLLAR GEN CORP NEW COM 256677105 898 12117 SH SOLE 0 0 12117 LENNAR CORP CL A 526057104 1044 24322 SH SOLE 0 0 24322 CONSOLIDATED EDISON INC COM 209115104 341 4623 SH SOLE 0 0 4623 TIMKEN CO COM 887389104 257 6469 SH SOLE 0 0 6469 TRAVELERS COMPANIES INC COM 89417E109 403 3288 SH SOLE 0 0 3288 APOLLO INVT CORP COM 03761U106 199 33932 SH SOLE 0 0 33932 NUCOR CORP COM 670346105 923 15514 SH SOLE 0 0 15514 AMERICAN ELEC PWR INC COM 025537101 877 13929 SH SOLE 0 0 13929 NEW YORK CMNTY BANCORP INC COM 649445103 207 12985 SH SOLE 0 0 12985 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 250 7874 SH SOLE 0 0 7874 UNITED RENTALS INC COM 911363109 1119 10596 SH SOLE 0 0 10596 STANLEY BLACK & DECKER INC COM 854502101 214 1865 SH SOLE 0 0 1865 SENIOR HSG PPTYS TR SH BEN INT 81721M109 244 12879 SH SOLE 0 0 12879 REYNOLDS AMERICAN INC COM 761713106 1657 29569 SH SOLE 0 0 29569 KRONOS WORLDWIDE INC COM 50105F105 458 38382 SH SOLE 0 0 38382 CUMMINS INC COM 231021106 388 2836 SH SOLE 0 0 2836 MAGNA INTL INC COM 559222401 218 5031 SH SOLE 0 0 5031 HARTFORD FINL SVCS GROUP INC COM 416515104 650 13635 SH SOLE 0 0 13635 UNUM GROUP COM 91529Y106 1133 25785 SH SOLE 0 0 25785 BECTON DICKINSON & CO COM 075887109 583 3519 SH SOLE 0 0 3519 ENTERPRISE PRODS PARTNERS L COM 293792107 720 26644 SH SOLE 0 0 26644 METLIFE INC COM 59156R108 383 7115 SH SOLE 0 0 7115 MDU RES GROUP INC COM 552690109 352 12239 SH SOLE 0 0 12239 MICROCHIP TECHNOLOGY INC COM 595017104 673 10492 SH SOLE 0 0 10492 ALPHABET INC CAP STK CL A 02079K305 1286 1623 SH SOLE 0 0 1623 TIER REIT INC COM NEW 88650V208 231 13301 SH SOLE 0 0 13301 SPDR GOLD TRUST GOLD SHS 78463V107 285 2600 SH SOLE 0 0 2600 WEC ENERGY GROUP INC COM 92939U106 275 4687 SH SOLE 0 0 4687 VANGUARD INDEX FDS VALUE ETF 922908744 1240 13333 SH SOLE 0 0 13333 CELANESE CORP DEL COM SER A 150870103 209 2660 SH SOLE 0 0 2660 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 430 3394 SH SOLE 0 0 3394 VANGUARD INDEX FDS REIT ETF 922908553 435 5276 SH SOLE 0 0 5276 FOOT LOCKER INC COM 344849104 1040 14670 SH SOLE 0 0 14670 FASTENAL CO COM 311900104 271 5777 SH SOLE 0 0 5777 VANGUARD INDEX FDS GROWTH ETF 922908736 1143 10254 SH SOLE 0 0 10254 B/E AEROSPACE INC COM 073302101 272 4520 SH SOLE 0 0 4520 GARMIN LTD SHS H2906T109 327 6738 SH SOLE 0 0 6738 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 233 3085 SH SOLE 0 0 3085 MOSAIC CO NEW COM 61945C103 233 7955 SH SOLE 0 0 7955 AMERICAN SOFTWARE INC CL A 029683109 225 21744 SH SOLE 0 0 21744 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 880 14834 SH SOLE 0 0 14834 CASEYS GEN STORES INC COM 147528103 412 3462 SH SOLE 0 0 3462 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1643 19205 SH SOLE 0 0 19205 HOLOGIC INC COM 436440101 1053 26245 SH SOLE 0 0 26245 ISHARES GOLD TRUST ISHARES 464285105 142 12858 SH SOLE 0 0 12858 UNITED CONTL HLDGS INC COM 910047109 718 9857 SH SOLE 0 0 9857 THERMO FISHER SCIENTIFIC INC COM 883556102 3611 25590 SH SOLE 0 0 25590 ISHARES TR EAFE VALUE ETF 464288877 550 11636 SH SOLE 0 0 11636 ISHARES TR EAFE GRWTH ETF 464288885 1033 16214 SH SOLE 0 0 16214 MANNKIND CORP COM 56400P201 39 61675 SH SOLE 0 0 61675 OPEN TEXT CORP COM 683715106 878 14209 SH SOLE 0 0 14209 VANGUARD WORLD FDS INF TECH ETF 92204A702 717 5904 SH SOLE 0 0 5904 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1532 16301 SH SOLE 0 0 16301 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 474 3685 SH SOLE 0 0 3685 SPDR SER TR NUVEEN BLMBRG SR 78468R739 525 10955 SH SOLE 0 0 10955 ARENA PHARMACEUTICALS INC COM 040047102 14 10000 SH SOLE 0 0 10000 MASTERCARD INCORPORATED CL A 57636Q104 313 3027 SH SOLE 0 0 3027 MIDDLEBY CORP COM 596278101 721 5597 SH SOLE 0 0 5597 HEARTLAND FINL USA INC COM 42234Q102 483 10052 SH SOLE 0 0 10052 WISDOMTREE TR HIGH DIV FD 97717W208 14881 221110 SH SOLE 0 0 221110 WISDOMTREE TR MIDCAP DIVI FD 97717W505 2874 30456 SH SOLE 0 0 30456 WISDOMTREE TR SMALLCAP DIVID 97717W604 467 5644 SH SOLE 0 0 5644 ISHARES TR USA ESG SLCT ETF 464288802 607 6600 SH SOLE 0 0 6600 HANESBRANDS INC COM 410345102 757 35087 SH SOLE 0 0 35087 ARES CAP CORP COM 04010L103 218 13212 SH SOLE 0 0 13212 WESTERN UN CO COM 959802109 223 10267 SH SOLE 0 0 10267 LEIDOS HLDGS INC COM 525327102 241 4719 SH SOLE 0 0 4719 SPECTRA ENERGY CORP COM 847560109 426 10372 SH SOLE 0 0 10372 SPDR SERIES TRUST S&P BK ETF 78464A797 887 20405 SH SOLE 0 0 20405 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 51846 389765 SH SOLE 0 0 389765 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 412 9330 SH SOLE 0 0 9330 ISHARES TR IBOXX HI YD ETF 464288513 664 7674 SH SOLE 0 0 7674 ISHARES TR 1-3 YR CR BD ETF 464288646 1147 10930 SH SOLE 0 0 10930 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 375 4512 SH SOLE 0 0 4512 DELTA AIR LINES INC DEL COM NEW 247361702 234 4749 SH SOLE 0 0 4749 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 411 15208 SH SOLE 0 0 15208 ISHARES TR U.S. PFD STK ETF 464288687 1180 31713 SH SOLE 0 0 31713 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 885 11674 SH SOLE 0 0 11674 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 275 7534 SH SOLE 0 0 7534 ISHARES TR NATIONAL MUN ETF 464288414 932 8618 SH SOLE 0 0 8618 MONOGRAM RESIDENTIAL TR INC COM 60979P105 592 54673 SH SOLE 0 0 54673 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 256 5838 SH SOLE 0 0 5838 ISHARES TR JP MOR EM MK ETF 464288281 271 2461 SH SOLE 0 0 2461 DANA INCORPORATED COM 235825205 190 10016 SH SOLE 0 0 10016 VISA INC COM CL A 92826C839 1411 18084 SH SOLE 0 0 18084 PHILIP MORRIS INTL INC COM 718172109 1683 18391 SH SOLE 0 0 18391 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 2451 57928 SH SOLE 0 0 57928 PHARMATHENE INC COM 71714G102 49 15000 SH SOLE 0 0 15000 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 601 12834 SH SOLE 0 0 12834 UR ENERGY INC COM 91688R108 6 10936 SH SOLE 0 0 10936 DIGITAL ALLY INC COM NEW 25382P208 84 19936 SH SOLE 0 0 19936 PACWEST BANCORP DEL COM 695263103 290 5320 SH SOLE 0 0 5320 BROADCOM LTD SHS Y09827109 256 1447 SH SOLE 0 0 1447 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 619 11430 SH SOLE 0 0 11430 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2282 82438 SH SOLE 0 0 82438 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1120 18211 SH SOLE 0 0 18211 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 221439 3966308 SH SOLE 0 0 3966308 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 156974 3264166 SH SOLE 0 0 3264166 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 716 13702 SH SOLE 0 0 13702 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 2054 70593 SH SOLE 0 0 70593 ALPS ETF TR ALERIAN MLP 00162Q866 331 26252 SH SOLE 0 0 26252 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 809 3940 SH SOLE 0 0 3940 VANGUARD STAR FD VG TL INTL STK F 921909768 351 7646 SH SOLE 0 0 7646 PROSHARES TR SHT 7-10 YR TR 74348A608 241 8284 SH SOLE 0 0 8284 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 299 5345 SH SOLE 0 0 5345 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 55252 1072849 SH SOLE 0 0 1072849 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 122435 2810064 SH SOLE 0 0 2810064 WORKIVA INC COM CL A 98139A105 373 27332 SH SOLE 0 0 27332 PHILLIPS 66 COM 718546104 1076 12458 SH SOLE 0 0 12458 RETAIL PPTYS AMER INC CL A 76131V202 166 10852 SH SOLE 0 0 10852 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 253 11970 SH SOLE 0 0 11970 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 254 11985 SH SOLE 0 0 11985 FACEBOOK INC CL A 30303M102 497 4319 SH SOLE 0 0 4319 ABBVIE INC COM 00287Y109 2106 33639 SH SOLE 0 0 33639 ALPS ETF TR INTL SEC DV DOG 00162Q718 11805 499556 SH SOLE 0 0 499556 ALLEGION PUB LTD CO ORD SHS G0176J109 590 9212 SH SOLE 0 0 9212 ALPHABET INC CAP STK CL C 02079K107 853 1105 SH SOLE 0 0 1105 SYNCHRONY FINL COM 87165B103 1269 34976 SH SOLE 0 0 34976 BOX INC CL A 10316T104 185 13315 SH SOLE 0 0 13315 ISHARES TR IBONDS DEC21 ETF 46434VBK5 564 22825 SH SOLE 0 0 22825 ISHARES TR IBONDS DEC23 ETF 46434VAX8 512 20729 SH SOLE 0 0 20729 ISHARES TR IBONDS DEC25 ETF 46434VBD1 217 8911 SH SOLE 0 0 8911 ISHARES TR IBONDS DEC22 ETF 46434VBA7 565 22774 SH SOLE 0 0 22774 ISHARES TR IBONDS DEC24 ETF 46434VBG4 510 20816 SH SOLE 0 0 20816 KRAFT HEINZ CO COM 500754106 214 2446 SH SOLE 0 0 2446 CHARTER COMMUNICATIONS INC N CL A 16119P108 373 1294 SH SOLE 0 0 1294 EXELON CORP COM 30161N101 100 91000 SH Call SOLE 0 0 91000 MANNKIND CORP COM 56400P201 4 200000 SH Call SOLE 0 0 200000 DELL TECHNOLOGIES INC COM CL V 24703L103 200 3644 SH SOLE 0 0 3644 MANNKIND CORP COM 56400P201 45 250000 SH Call SOLE 0 0 250000 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 10 100000 SH Call SOLE 0 0 100000 LAMB WESTON HLDGS INC COM 513272104 258 6821 SH SOLE 0 0 6821 EXELON CORP COM 30161N101 56 30000 SH Call SOLE 0 0 30000 ARCONIC INC COM 03965L100 18 150000 SH Call SOLE 0 0 150000 ARCONIC INC COM 03965L100 8 25000 SH Call SOLE 0 0 25000