5 1 0001.txt ------- OMB APPROVAL ------- ------ OMB Number: 3235-0362 FORM 5 Expires: December 31, 2001 ------ Estimated average burden hours per response .... 1.0 ---------------------------- / / Check box if no U.S. SECURITIES AND EXCHANGE COMMISSION longer subject to WASHINGTON, DC 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Instruction 1(b) Exchange Act of 1934, / / Form 3 Holdings Section 17(a) of the Public Utility Reported Holding Company Act of 1935 or Section 30(f) of / / Form 4 the Investment Company Act Transactions of 1940 Reported ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) MAHON KENNETH J. DIME COMMUNITY BANCSHARES, INC.("DCOM") to Issuer (Check all applicable) --------------------------------------------------------------------------------------------- Director 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- Number of Reporting Month/Year x Officer (give Other (Specify 209 HAVEMEYER STREET Person (Voluntary) June, 2000 ---- title --- below) ------------------------------------------- ------------------- below) (Street) 5. If Amendment, Date of Original Executive Vice President and BROOKLYN NEW YORK 11211 (Month/Year) Chief Financial Officer ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) ------------------------------------------------------------------------------------------------------------------------------------
TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------------------- (Instr. 3 and 4) Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr.4) ------------------------------------------------------------------------------------------------------------------------------------ COMM0N STOCK 11,761 I ESOP Trust ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 19,140 I 401(k)Trust ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 2/01/00 J 11,000 A D ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 2/01/00 J 11,000 D 22,000 I RRP Trust ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 9,499 I BMP Trust ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 62,400 I ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 19,783 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
FORM 5 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ------------------------------------------------------- (A) (D) Date Expira- Title Amount or Exer- tion Number of cisable Date Shares ------------------------------------------------------------------------------------------------------------------------------------ STOCK OPTIONS $14.50 ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK -0- ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative of Derivative Indirect (Instr. 3) Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------- STOCK OPTIONS 130,000 I STOCK OPTION PLAN ------------------------------------------------------------------------------------------------------- COMMON STOCK 6,041 I BMP ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- Explanation of Responses: Vesting of a portion of the 55,000 shares acquired on February 1, 1997 pursuant to the Recognition and Retention Plan for Outside Directors, Officers and Employees of Dime Community Bancshares, Inc. Amount represents shares accrued under the Benefit Maintenance Plan of Dime Community Bancshares, Inc., which, as of June 30, 2000, have not been purchased by the Plan's trust.
/s/ KENNETH J. MAHON August 9, 2000 -------------------------------- ---------------- **Signature of Reporting Person Date By: Kenneth J. Mahon **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note. File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 SEC 2270 (7-96)