-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQAzI2XZDzP/aS+peqgSsjQBKSePm3dkpe74DgamdFfs9AmxKAvOASQgVi3wAT2E mpVDGCIC7o2uCNJv4tXVXw== 0001050929-00-000011.txt : 20000203 0001050929-00-000011.hdr.sgml : 20000203 ACCESSION NUMBER: 0001050929-00-000011 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENSYM CORP CENTRAL INDEX KEY: 0001005387 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042932756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48011 FILM NUMBER: 512012 BUSINESS ADDRESS: STREET 1: 125 CAMBRIDGE PARK DR CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: 6175472500 MAIL ADDRESS: STREET 1: 125 CAMBRIDGE PARK DR CITY: CAMBRIDGE STATE: MA ZIP: 02140 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAGNUSSON JOHAN H CENTRAL INDEX KEY: 0001098143 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O ROCKET SOFTWARE STREET 2: 2 APPLE HILL DR CITY: NATICK STATE: MA ZIP: 01760 BUSINESS PHONE: 5086554321 MAIL ADDRESS: STREET 1: ROCKET SOFTWARE STREET 2: 2 APPLE HILL DR CITY: NATICK STATE: MA ZIP: 01760 SC 13G 1 GENSYM CORPORATION - SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) GENSYM CORPORATION ------------------------------------------------------------ (Name of Issuer) Common Stock, $0.01 Par Value ------------------------------------------------------------ (Title of Class of Securities) 37245R107 ------------------------------------------------------------ (CUSIP NUMBER) Johan H. Magnusson c/o Rocket Software, Inc. 2 Apple Hill Drive Natick, MA 01760 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) - with copies to - Michael G. Tannenbaum, Esq. Tannenbaum Helpern Syracuse & Hirschtritt LLP 900 Third Avenue - 13th Floor New York, New York 10022 (212) 508-6700 January 12, 2000 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1-(b) |X| Rule 13d-1-(c) |_| Rule 13d-1-(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 1 of 6 Pages CUSIP No. 37245R107 1. Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Johan H. Magnusson 2. Check the Appropriate Box if a Member of a Group (See Instructions) a. |_| b. |_| 3. SEC Use Only 4. Citizenship or Place of Organization: USA Number of Shares 5. Sole Voting Power 343,950 Shares Beneficially Owned by 6. Shared Voting Power 0 Each Reporting 7. Sole Dispositive Power 343,950 Shares Person With 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 343,950 Shares 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row 9 5.58% of Common Stock 12. Type of Reporting Person (See Instructions) IN Page 2 of 6 Pages CUSIP No. 37245R107 Item 1(a) Name of Issuer: Gensym Corporation Item 1(b) Address of Issuer: Gensym Corporation 125 Cambridgepark Drive Cambridge, MA 02140 Item 2(a) Name of Person Filing: Johan H. Magnusson Item 2(b) Address of Principal Business Office or, if none, Residence: The address of the reporting person is: c/o Rocket Software, Inc. 2 Apple Hill Drive Natick, MA 01760 Item 2(c) Citizenship: USA Item 2(d) Title of Class of Securities: Common Stock, $0.01 Value Item 2(e) CUSIP Number: 37245R107 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or 13d-2(c) promulgated under the Securities Exchange Act of 1934, check whether the filing person is a: Page 3 of 6 Pages CUSIP No. 37245R107 a. |_| Broker or dealer registered under Section 15 of the Act, b. |_| Bank as defined in Section 3(a)(6) of the Act, c. |_| Insurance Company as defined in Section 3(a)(19) of the Act, d. |_| Investment Company registered under Section 8 of the Investment Company Act, e. |_| Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E), f. |_| Employee Benefit Plan, or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F), g. |_| Parent Holding Company or Control Person, in accordance with Rule 13d-1(b)(ii)(G); (Note: see Item 7) h. |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); i. |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; j. |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4 Ownership: (a) Amount Beneficially Owned: As of January 12, 2000, 343,950 Shares are beneficially owned by the filing person. (b) Percent of Class: 5.58% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 343,950 Shares (ii) shared power to vote or direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 343,950 Shares Page 4 of 6 Pages CUSIP No. 37245R107 (iv) shared power to dispose or direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |_| Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 Pages CUSIP No. 37245R107 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 24, 2000 - --------------------------------------------------------------------------- Date /s/ Johan H. Magnusson - --------------------------------------------------------------------------- Signature Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----