0001437749-18-014341.txt : 20180802 0001437749-18-014341.hdr.sgml : 20180802 20180802184117 ACCESSION NUMBER: 0001437749-18-014341 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180725 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Javid Parker K CENTRAL INDEX KEY: 0001748560 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27446 FILM NUMBER: 18989915 MAIL ADDRESS: STREET 1: 5201 GREAT AMERICA PARKWAY, SUITE 232 CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANDEC CORP \CA\ CENTRAL INDEX KEY: 0001005286 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 943025618 STATE OF INCORPORATION: CA FISCAL YEAR END: 0529 BUSINESS ADDRESS: STREET 1: 5201 GREAT AMERICA PKWY STREET 2: SUITE 232 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6503061650 MAIL ADDRESS: STREET 1: 5201 GREAT AMERICA PKWY STREET 2: SUITE 232 CITY: SANTA CLARA STATE: CA ZIP: 95054 3 1 rdgdoc.xml FORM 3 X0206 3 2018-07-25 0 0001005286 LANDEC CORP \CA\ LNDC 0001748560 Javid Parker K C/O LANDEC CORPORATION 5201 GREAT AMERICA PARKWAY, SUITE 232 SANTA CLARA CA 95054 1 Vice President No Security beneficially owned 0 D Incentive Stock Option (Right to Buy) 14.3500 2025-07-25 Common Stock 5482 D Nonqualified Stock Options (Right to Buy) 14.3500 2025-07-25 Common Stock 5768 D Restricted Stock Units (Right to Buy) 2021-07-25 Common Stock 3750 D Restricted Stock Units (Right to Buy) 2019-05-25 Common Stock 10000 D Nonqualified Stock Options (Right to Buy) 11.3600 2023-05-25 Common Stock 8208 D Incentive Stock Option (Right to Buy) 11.3600 2023-05-25 Common Stock 21792 D Restricted Stock Units (Right to Buy) 2020-10-19 Common Stock 5000 D Nonqualified Stock Options (Right to Buy) 12.6500 2024-10-19 Common Stock 6688 D Incentive Stock Option (Right to Buy) 12.6500 2024-10-19 Common Stock 8312 D The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis. Restricted Stock Units will vest on the 3rd anniversary of the grant date and will be automatically settled in shares of common stock subject to vesting at a rate of 1 share per unit. The options vest as to (a) 33% for first year beginning on May 25, 2017 and then (b) the remaining in 1/36 monthly installments over the following 24 months, subject to continued service through each vesting date. The options vest as to 1/36 of the total shares monthly, beginning on November 19, 2017, subject to continued service through each vesting date. The options vest as to 1/36 of the total shares monthly, beginning on August 25, 2018, subject to continued service through each vesting date. /s/ Shelley A Hilt 2018-08-01