SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Korman Alan S

(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY

(Street)
AMHERST NY 14228

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Gen'l Counsel & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 13,847 D
Common Stock 05/20/2014 F 230(1) D $27.17 13,617(2) D
Common Stock 346.6073(3) D
Common Stock 471,483.3927 I Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial owernship.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $18.63 01/24/2014 01/23/2021 Common Stock 10,000 10,000(4) D
Non-Qualified Stock Options (Right to Buy) $19.5 05/23/2012 05/22/2021 Common Stock 3,230 3,230(5) D
Non-Qualified Stock Options (Right to Buy) $13.43 05/21/2013 05/20/2022 Common Stock 5,424 5,424(6) D
Non-Qualified Stock Options (Right to Buy) $18.95 05/20/2014 05/23/2023 Common Stock 4,601(7) 4,601(7) D
Non-Qualified Stock Options (Right to Buy) $27.12 05/19/2015 05/19/2024 Common Stock 4,386 4,386(8) D
Explanation of Responses:
1. Represents shares withheld to satisfy tax withholding obligation upon vesting 545 restricted stock units on 5/20/2014.
2. Includes 11,718 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 856 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 1,353 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 1,636 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/20/2015; 2,826 shares become fully vested and non-forfeitable on 5/21/2015, 1,731 shares become fully vested and non-forfeitable for four years beginning 5/19/2015, 2,007 shares become fully vested and non-forfeitable on 5/23/2014 and the remaining 1,309 share become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer. This information corrects the information included in footnote number 3 of the Form 4 filed on 5/21/2014.
3. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
4. Exercisable 33.33% per year for three years beginning on January 24, 2014, if reporting person remains an employee of issuer.
5. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
6. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
7. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer.
8. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
Remarks:
Alan S. Korman 05/22/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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