-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3pcgDrBkyipE+y/e4onDz9hHpsYrgf1NbCWo7p45peotOPEOcv2p2mutZGMa5Mf yZwLhLXs7gfKT+mD6PFoYw== 0001214461-08-000005.txt : 20080528 0001214461-08-000005.hdr.sgml : 20080528 20080528181226 ACCESSION NUMBER: 0001214461-08-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080519 FILED AS OF DATE: 20080528 DATE AS OF CHANGE: 20080528 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PKWY CITY: AMHERST STATE: NY ZIP: 14228-1197 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWARD KAREN L CENTRAL INDEX KEY: 0001214461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27618 FILM NUMBER: 08864542 BUSINESS ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NJ ZIP: 14228-1197 BUSINESS PHONE: 7166895409 MAIL ADDRESS: STREET 1: 140 JOHN JAMES AUDUBON PARKWAY CITY: AMHERST STATE: NY ZIP: 14228-1197 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-05-19 0001005229 COLUMBUS MCKINNON CORP CMCO 0001214461 HOWARD KAREN L 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228-1197 0 1 0 0 VP-Finance & CFO Common Stock 2008-05-19 4 A 0 1784 0 A 39952 D Common Stock 2008-05-19 4 A 0 2373 0 A 42325 D Common Stock 2371 D Common Stock 841464 I Additional shares held by ESOP; reporting person is 1 of 3 trustees; DISCLAIMS beneficial ownership. Incentive Stock Options (Right to Buy) 20.60 2003-04-01 2009-03-31 Common Stock 22345 22345 D Non-Qualified Stock Options (Right to Buy) 20.60 2003-04-01 2009-03-31 Common Stock 13655 13655 D Incentive Stock Options (Right to Buy) 10.00 2005-08-20 2011-08-19 Common Stock 40500 40500 D Non-Qualified Stock Options (Right to Buy) 10.00 2005-08-20 2011-08-19 Common Stock 4500 4500 D Incentive Stock Options (Right to Buy) 5.46 2005-05-17 2014-05-16 Common Stock 20000 20000 D Incentive Stock Options (Right to Buy) 28.45 2008-05-19 4 A 0 3380 A 2018-05-18 Common Stock 3380 3380 D Represents restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture; shares become fully vested and non-forfeitable 33.33% on May 19, 2011, 33.33% on May 19, 2012 and 33.33% on May 19, 2013, if reporting person remains an employee of issuer. Includes 1,031 shares of formerly restricted common stock which became fully vested and non-forfeitable on 6/10/04. Represents restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; shares become fully vested and non-forfeitable 33.33% on May 19, 2012, 33.33% on May 19, 2013 and 33.33% on May 19, 2014, if reporting person remains an employee of issuer and achieves performance targets. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP"). All exercisable, subject to IRS limitations. Represents incentive stock options issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006; options become exercisable 25% per year, beginning 5/19/09 for the next 4 years. Karen L. Howard 2008-05-28 -----END PRIVACY-ENHANCED MESSAGE-----