0001005229-20-000306.txt : 20201112 0001005229-20-000306.hdr.sgml : 20201112 20201112105135 ACCESSION NUMBER: 0001005229-20-000306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201111 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCORMICK PETER M CENTRAL INDEX KEY: 0001222002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34362 FILM NUMBER: 201304537 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBUS MCKINNON CORP CENTRAL INDEX KEY: 0001005229 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 160547600 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 BUSINESS PHONE: 7166895400 MAIL ADDRESS: STREET 1: 205 CROSSPOINT PARKWAY CITY: GETZVILLE STATE: NY ZIP: 14068 4 1 wf-form4_160519628142153.xml FORM 4 X0306 4 2020-11-11 0 0001005229 COLUMBUS MCKINNON CORP CMCO 0001222002 MCCORMICK PETER M 205 CROSSPOINT PARKWAY GETZVILLE NY 14068 0 1 0 0 VP-CraneSolutions Common Stock 2020-11-11 4 M 0 5161 15.16 A 47968.1588 D Common Stock 2020-11-11 4 S 0 5161 37.04 D 42807.1588 D Non-Qualified Stock Options (Right to Buy) 15.16 2020-11-11 4 M 0 5161 0 D 2017-05-23 2026-05-23 Common Stock 5161.0 0 D The sale was executed in multiple trades at prices ranging from $37.00 to $37.11, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Includes 13,026.1588 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,229.8930 shares become fully vested 5/22/2021; 1,529.5632 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,499.8526 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 2,835.8235 shares become fully vested 1/20/2022; and 4,931.0265 shares become fully vested 33.33% per year for three years beginning 5/18/2021, if reporting person remains an employee of issuer. Also includes 4,521 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/23/17, if reporting person remains an employee of issuer. Peter M. McCormick 2020-11-12