SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Wozniak Kurt F

(Last) (First) (Middle)
205 CROSSPOINT PARKWAY

(Street)
GETZVILLE NY 14068

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP - Industrial Products
3. Date of Earliest Transaction (Month/Day/Year)
05/23/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
05/28/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/23/2019 F 495.4006 D $34.56 35,364.4906(1)(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Amendment is being filed to correct the amount of securities beneficially owned following the reported transaction(s) specified in Column 5 of Table 1. The amount previously reported included 3,806 restricted stock units issued to reporting person on 5/20/2019 and there was an error in the calculation of that number. The correct number of restricted stock units issued on 5/20/2019 was 4,469. Therefore, the amount specified in Column 5 of Table 1 is being corrected to include the additional 663 shares of restricted stock units issued to reporting person on 5/20/2019.
2. Footnote number 2 in the original Form 4 filed on 5/28/2019, is being amended to read as follows: Includes 9,853.4906 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,461.4006 shares become fully vested and non-forfeitable on 5/23/2020; 1,822.0862 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,101.0038 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 3,142 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and the remaining 1,327 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,392 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.
Remarks:
Kurt F. Wozniak 05/31/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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