X0306 4 2013-05-23 1 0001005229 COLUMBUS MCKINNON CORP CMCO 0001214453 TEVENS TIMOTHY T 140 JOHN JAMES AUDUBON PARKWAY AMHERST NY 14228-1197 1 1 0 0 President & CEO Common Stock 227233 D Common Stock 2013-05-23 4 F 0 1561 18.17 D 225672 D Common Stock 6038.6504 D Common Stock 7000 I By spouse Incentive Stock Options (Right to Buy) 5.46 2005-05-17 2014-05-16 Common Stock 95000 95000 D Incentive Stock Options (Right to Buy) 28.45 2009-05-19 2018-05-18 Common Stock 8770 8770 D Non-Qualified Stock Options (Right to Buy) 13.27 2010-05-18 2019-05-17 Common Stock 45172 45172 D Non-Qualified Stock Options (Right to Buy) 18.24 2011-05-17 2020-05-16 Common Stock 33190 33190 D Non-Qualified Stock Options (Right to Buy) 19.50 2011-05-23 2021-05-22 Common Stock 31902 31902 D Non-Qualified Stock Options (Right to Buy) 13.43 2012-05-21 2022-05-20 Common Stock 53568 53568 D Non-Qualified Stock Options (Right to Buy) 18.95 2014-05-20 2023-05-20 Common Stock 44689 44689 D Represents shares withheld to satisfy tax withholding obligations upon vesting of 4,224 restricted stock units on 5/23/2013. Includes 84,443 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 6,868 shares become fully vested and non-forfeitable on 5/17/2014; 8,449 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 20,032 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 21,183 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 27,911 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employoee Stock Ownership Plan, as amended (the "ESOP"). Originally a 125,000 incentive stock option grant, reporting person exercised 30,000 options on 5/27/2009. The remaining 95,000 options are fully exercisable, subject to IRS limitations. All exercisable, pursuant to IRS limitations. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/23/2011, if reporting person remains an employee of issuer. Exercisable 25% per year for four years, beginning 5/21/2012, if reporting person remains an employee of issuer. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an officer of issuer. Mary C. O'Connor, Power of Attorney for Timothy T. Tevens 2013-05-28