0000899243-19-014959.txt : 20190528 0000899243-19-014959.hdr.sgml : 20190528 20190528192429 ACCESSION NUMBER: 0000899243-19-014959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190523 FILED AS OF DATE: 20190528 DATE AS OF CHANGE: 20190528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garvey Jane C CENTRAL INDEX KEY: 0001472638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06033 FILM NUMBER: 19859332 MAIL ADDRESS: STREET 1: P.O. BOX 66100 - HDQLD CITY: CHICAGO STATE: IL ZIP: 60666 FORMER NAME: FORMER CONFORMED NAME: Garvey Jane F DATE OF NAME CHANGE: 20090918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: United Continental Holdings, Inc. CENTRAL INDEX KEY: 0000100517 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 362675207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: JENNIFER L. KRAFT - WHQLD STREET 2: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-997-8000 MAIL ADDRESS: STREET 1: JENNIFER L. KRAFT - WHQLD STREET 2: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: UAL CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGIS CORP DATE OF NAME CHANGE: 19880613 FORMER COMPANY: FORMER CONFORMED NAME: UAL INC DATE OF NAME CHANGE: 19870517 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-23 0 0000100517 United Continental Holdings, Inc. UAL 0001472638 Garvey Jane C P. O. BOX 66100 HDQLD CHICAGO IL 60666 1 0 0 0 Common Stock 2019-05-24 4 M 0 1713 A 6854 D Common Stock 2019-05-24 4 D 0 857 81.11 D 5997 D Share Units 2019-05-24 4 M 0 1713 D 2019-05-24 2019-05-24 Common Stock 1713 0 D Share Units 2019-05-23 4 A 0 2103 0.00 A 2020-05-23 Common Stock 2103 2103 D Share Units 2019-05-23 4 A 0 1484 0.00 A 2020-05-23 Common Stock 1484 1484 D Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. (Continued from Footnote 2) Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2019 annual director equity award and 2019 NEC equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP"). Therefore, all the share units granted to the Reporting Person for the 2019 annual director equity award and 2019 NEC equity award will be settled following the Reporting Person's separation from service in accordance with the terms of the DEIP. Represents share units granted to the reporting person in 2019 as NEC compensation. Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid. /s/ Sarah Hagy for Jane C. Garvey 2019-05-28