0001306734-16-000004.txt : 20161212 0001306734-16-000004.hdr.sgml : 20161212 20161212175957 ACCESSION NUMBER: 0001306734-16-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONCIERGE TECHNOLOGIES INC CENTRAL INDEX KEY: 0001005101 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 954442384 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 29115 VALLEY CENTER RD. K-206 CITY: VALLEY CENTER STATE: CA ZIP: 92082 BUSINESS PHONE: 866-800-2978 MAIL ADDRESS: STREET 1: 29115 VALLEY CENTER RD. K-206 CITY: VALLEY CENTER STATE: CA ZIP: 92082 FORMER COMPANY: FORMER CONFORMED NAME: STARFEST INC DATE OF NAME CHANGE: 20000310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerber Nicholas Daniel CENTRAL INDEX KEY: 0001306734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29913 FILM NUMBER: 162047238 MAIL ADDRESS: STREET 1: 127 DEVIN ROAD CITY: MORAGA STATE: CA ZIP: 94556 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-08 0 0001005101 CONCIERGE TECHNOLOGIES INC cncg 0001306734 Gerber Nicholas Daniel 127 DEVIN ROAD MORAGA CA 94556 1 1 1 0 CEO/Secretary; Chairman Common stock 2016-12-08 4 J 1 286882373 0 A 313549040 I Trustee of Nicholas and Melinda Gerber Living Trust Series B Voting, Convertible, Preferred Stock 0 2016-12-08 4 J 1 9354119 0 A Common Stock 187082380 11517552 I Trustee of Nicholas and Melinda Gerber Living Trust On September 19, 2016, Concierge Technologies, Inc., a Nevada corporation (the "Company"), entered into a conditional Stock Purchase Agreement (the "Agreement"), dated September 10, 2016, with Wainwright Holdings, Inc., a Delaware corporation ("Wainwright") and certain shareholders of Wainwright (the "Sellers"). The Agreement closed on December 9, 2016, resulting in the acquisition of shares as reported on this Form 4. A copy of the Agreement can be found on the Company's Form 8-K filed with the Commission on September 20, 2016. The Shares were issued at a cost basis of $0.085 per share. The Holder previously reported beneficial ownership on Form 3, filed with the Commission on February 5, 2015. The Company completed a 1:10 reverse split on December 15, 2015 (the "Reverse"). The amount of securities beneficially owned reflects the Reverse Split. By Nicholas and Melinda Gerber Living Trust. Nicholas Gerber and Melinda Gerber have voting dispositive control over the shares beneficially owned by the Nicholas and Melinda Gerber Living Trust. Each share of the Series B Voting, Convertible, Preferred Stock is convertible into 20 shares of common stock at any time (except as restricted below), at the holder's election, and has no expiration date. A holder of shares of Series B Voting, Convertible, Preferred Stock may not exercise its conversion rights until after 270 days after the date of issuance of the shares and, if exercised, must be exercised with regard to all shares of the series held by such holder and, provided further, no conversion shall take place until the Company has amended its Articles of Incorporation to ensure there are authorized shares of common stock at least sufficient to allow all shares of this Series to be converted into common stock. Nicholas Gerber 2016-12-12