0001306734-16-000003.txt : 20161129 0001306734-16-000003.hdr.sgml : 20161129 20161129164302 ACCESSION NUMBER: 0001306734-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161125 FILED AS OF DATE: 20161129 DATE AS OF CHANGE: 20161129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONCIERGE TECHNOLOGIES INC CENTRAL INDEX KEY: 0001005101 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 954442384 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 29115 VALLEY CENTER RD. K-206 CITY: VALLEY CENTER STATE: CA ZIP: 92082 BUSINESS PHONE: 866-800-2978 MAIL ADDRESS: STREET 1: 29115 VALLEY CENTER RD. K-206 CITY: VALLEY CENTER STATE: CA ZIP: 92082 FORMER COMPANY: FORMER CONFORMED NAME: STARFEST INC DATE OF NAME CHANGE: 20000310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerber Nicholas Daniel CENTRAL INDEX KEY: 0001306734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29913 FILM NUMBER: 162023171 MAIL ADDRESS: STREET 1: 127 DEVIN ROAD CITY: MORAGA STATE: CA ZIP: 94556 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-25 0 0001005101 CONCIERGE TECHNOLOGIES INC cncg 0001306734 Gerber Nicholas Daniel 127 DEVIN ROAD MORAGA CA 94556 1 1 1 0 Chief Executive Officer Convertible promissory note (right to buy) 0.13 2016-11-25 4 P 0 2124983 0.13 A 2016-11-25 2016-05-21 Common Stock 2124983 10072416 I Wainwright Holdings, Inc. On May 25, 2016 the Company entered into a convertible promissory note with Wainwright Holdings, Inc., an entity that is affiliated with the Registrant, in the principal amount of $250,000. The note bears interest at four percent (4%) per annum and increases to eight percent (8%) in the event of default by the Company. The note may be prepaid at any time in whole or in part by the Company and is convertible into common stock of the Company at the election of Wainwright Holdings, Inc. on November 25, 2016, at a conversion price of $0.13 per share. The conversion price is subject to adjustment for mergers, consolidations, share exchanges, recapitalizations or similar events and matures on May 25, 2021. The Registrant indirectly owns the cumulative amount of the derivative securities through Registrant's trust and as an affiliate of Wainwright Holdings, Inc. Nicholas Gerber 2016-11-29