U.S. SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On January 19, 2023, Timothy Rooney, chief compliance officer of Marygold & Co., Inc., (“Marygold”) was appointed as the president of Marygold, a wholly-owned subsidiary of The Marygold Companies, Inc. Mr. Rooney will continue to serve as chief compliance officer for Marygold.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
99.1 | Press Release of The Marygold Companies, Inc., dated January 19, 2023 | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 19, 2023
THE MARYGOLD COMPANIES, INC.
By: /S/ Nicholas Gerber
Nicholas Gerber
Chief Executive Officer