<SEC-DOCUMENT>0001571049-16-011024-index.html : 20160511 <SEC-HEADER>0001571049-16-011024.hdr.sgml : 20160511 <ACCEPTANCE-DATETIME>20160122170555 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001571049-16-011024 CONFORMED SUBMISSION TYPE: PRE 14A PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20160421 FILED AS OF DATE: 20160122 DATE AS OF CHANGE: 20160318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS EQUITY TRUST CENTRAL INDEX KEY: 0000034273 IRS NUMBER: 036066130 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: PRE 14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-00945 FILM NUMBER: 161356813 BUSINESS ADDRESS: STREET 1: 101 MUNSON STEET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX EQUITY TRUST DATE OF NAME CHANGE: 20040628 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX ABERDEEN WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19981215 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19940505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: PRE 14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 161356814 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS INSIGHT TRUST CENTRAL INDEX KEY: 0001003859 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PRE 14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07447 FILM NUMBER: 161356815 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (800) 243-1574 MAIL ADDRESS: STREET 1: 100 PEARL STREET CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INSIGHT FUNDS TRUST DATE OF NAME CHANGE: 20060523 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS INSIGHT FUNDS TRUST DATE OF NAME CHANGE: 19951121 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000001385 <SERIES-NAME>VIRTUS CONTRARIAN VALUE FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003698 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>FMIVX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003699 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>FMICX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060301 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PIMVX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148844 <CLASS-CONTRACT-NAME>Class R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000001386 <SERIES-NAME>VIRTUS QUALITY LARGE-CAP VALUE FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003700 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>PPTAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003701 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>PPTCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000067139 <CLASS-CONTRACT-NAME>Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>PIPTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021170 <SERIES-NAME>VIRTUS SMALL-CAP SUSTAINABLE GROWTH FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060263 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PSGAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060264 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PSGCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060265 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PXSGX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021172 <SERIES-NAME>VIRTUS SMALL-CAP CORE FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060269 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PKSAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060271 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PKSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060272 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PKSFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148845 <CLASS-CONTRACT-NAME>Class R6 </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021173 <SERIES-NAME>VIRTUS STRATEGIC GROWTH FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060273 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PSTAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060274 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>PBTHX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060275 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>SSTFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060276 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PLXGX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021174 <SERIES-NAME>VIRTUS BALANCED FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060277 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PHBLX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060278 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>PBCBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060279 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PSBCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021177 <SERIES-NAME>VIRTUS GROWTH & INCOME FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060285 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PDIAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060287 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PGICX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060288 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PXIIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021179 <SERIES-NAME>VIRTUS TACTICAL ALLOCATION FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060291 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>NAINX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060292 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>NBINX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060293 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>POICX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021180 <SERIES-NAME>VIRTUS MID-CAP GROWTH FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060294 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PHSKX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060295 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>PSKBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060296 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PSKCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060297 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PICMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000021181 <SERIES-NAME>VIRTUS QUALITY SMALL-CAP FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060298 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PQSAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060299 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PQSCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000060300 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PXQSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0000034273 <SERIES-ID>S000025925 <SERIES-NAME>Virtus Mid-Cap Core Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000077895 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>VMACX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000077896 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>VMCCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000077897 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VIMCX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001003859 <SERIES-ID>S000001933 <SERIES-NAME>VIRTUS EMERGING MARKETS OPPORTUNITIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000005088 <CLASS-CONTRACT-NAME>A SHARES <CLASS-CONTRACT-TICKER-SYMBOL>HEMZX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000005089 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>HIEMX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035661 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PICEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148847 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>VREMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001003859 <SERIES-ID>S000001944 <SERIES-NAME>VIRTUS TAX-EXEMPT BOND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000005119 <CLASS-CONTRACT-NAME>A SHARES <CLASS-CONTRACT-TICKER-SYMBOL>HXBZX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000005120 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>HXBIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035670 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PXCZX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001003859 <SERIES-ID>S000001948 <SERIES-NAME>VIRTUS LOW DURATION INCOME FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000005131 <CLASS-CONTRACT-NAME>A SHARES <CLASS-CONTRACT-TICKER-SYMBOL>HIMZX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000005132 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>HIBIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000035673 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PCMZX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000001336 <SERIES-NAME>VIRTUS BOND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003572 <CLASS-CONTRACT-NAME>CLASS A <CLASS-CONTRACT-TICKER-SYMBOL>SAVAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003573 <CLASS-CONTRACT-NAME>CLASS B <CLASS-CONTRACT-TICKER-SYMBOL>SAVBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003574 <CLASS-CONTRACT-NAME>CLASS C <CLASS-CONTRACT-TICKER-SYMBOL>SAVCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000003575 <CLASS-CONTRACT-NAME>CLASS I <CLASS-CONTRACT-TICKER-SYMBOL>SAVYX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018001 <SERIES-NAME>VIRTUS CA TAX-EXEMPT BOND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049899 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>CTESX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049900 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>CTXEX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018002 <SERIES-NAME>VIRTUS REAL ESTATE SECURITIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049901 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PHRAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049902 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>PHRBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049903 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PHRCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049904 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PHRIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148854 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>VRREX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018005 <SERIES-NAME>VIRTUS HIGH YIELD FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049911 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>PHCCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049912 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PGHCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049913 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PHCHX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000119169 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PHCIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018007 <SERIES-NAME>VIRTUS MULTI-SECTOR INTERMEDIATE BOND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049915 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>NAMFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049916 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>NBMFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049917 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>NCMFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000081781 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VMFIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148855 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>VMFRX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018008 <SERIES-NAME>VIRTUS MULTI-SECTOR SHORT TERM BOND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049918 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>NARAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049919 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>PBARX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049920 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PSTCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049921 <CLASS-CONTRACT-NAME>Class T <CLASS-CONTRACT-TICKER-SYMBOL>PMSTX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000066828 <CLASS-CONTRACT-NAME>Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>PIMSX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018009 <SERIES-NAME>VIRTUS GLOBAL INFRASTRUCTURE FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049922 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PGUAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049923 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PGUCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000066829 <CLASS-CONTRACT-NAME>Class I Shares <CLASS-CONTRACT-TICKER-SYMBOL>PGIUX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018010 <SERIES-NAME>VIRTUS DYNAMIC TREND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049924 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>EMNAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049925 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>EMNBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000049926 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>EMNCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000081782 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VIMNX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148856 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>VDARX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018969 <SERIES-NAME>VIRTUS FOREIGN OPPORTUNITIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052519 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>JVIAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052520 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>JVICX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052521 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>JVXIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148857 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>VFOPX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018970 <SERIES-NAME>VIRTUS INTERNATIONAL REAL ESTATE SECURITIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052522 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PXRAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052523 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PXRCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052524 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PXRIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018972 <SERIES-NAME>VIRTUS GLOBAL OPPORTUNITIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052528 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>NWWOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052529 <CLASS-CONTRACT-NAME>Class B <CLASS-CONTRACT-TICKER-SYMBOL>WWOBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052530 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>WWOCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000119170 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>WWOIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018974 <SERIES-NAME>VIRTUS SECTOR TREND FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052533 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PWBAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052534 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PWBCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000081783 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VARIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000018976 <SERIES-NAME>VIRTUS ALTERNATIVES DIVERSIFIER FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052537 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PDPAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000052538 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PDPCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000081785 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VADIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000020772 <SERIES-NAME>VIRTUS SENIOR FLOATING RATE FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000058006 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>PSFRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000058007 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>PFSRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000058008 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>PSFIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000025108 <SERIES-NAME>Virtus Global Real Estate Securities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000074732 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>VGSAX </CLASS-CONTRACT> 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<CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VWIIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000048539 <SERIES-NAME>Virtus Essential Resources Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000153053 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>VERAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000153054 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>VERCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000153055 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VERIX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>PRE 14A <SEQUENCE>1 <FILENAME>t1600214_pre14a.htm <DESCRIPTION>PRELIMINARY PROXY STATEMENT <TEXT> Document 1 - file: t1600214_pre14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>image_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: image_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: image_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>lg_virtus.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: lg_virtus.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>sg_georger-aylward.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: sg_georger-aylward.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>sg_kevinj-carr.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: sg_kevinj-carr.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>t1600214_pc-2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: t1600214_pc-2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>t1600214_pc-1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: t1600214_pc-1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>10 <FILENAME>filename10.htm <TEXT> Document 10 - file: filename10.htm
</DOCUMENT> </SEC-DOCUMENT>