EX-99.(N).1.I 11 t1300666_n1i.htm EXHIBIT (N).1.I

Exhibit (n).1.i

 

VIRTUS MUTUAL FUNDS

 

NINTH AMENDMENT

to

AMENDED AND RESTATED

PLAN PURSUANT TO RULE 18f-3

under the

INVESTMENT COMPANY ACT OF 1940

 

THIS AMENDMENT made effective as of the 18th day of December, 2013, amends that certain amended and restated plan pursuant to Rule 18f-3 under the Investment Company Act of 1940, as amended, duly adopted by the Board of Trustees on August 19, 2009 (the “Rule 18f-3 Plan”) and amended from time to time, as herein below provided:

 

W I T N E S S E T H:

 

WHEREAS, the Trusts and the Funds wish to amend Schedule A of the Rule 18f-3 Plan to reflect the addition of the Virtus Emerging Markets Small-Cap Fund and to otherwise update the Schedule.

NOW, THEREFORE, in consideration of the foregoing premise, the Trusts and the Funds hereby agree that the Rule 18f-3 Plan is amended as follows:

 

1.Schedule A to the Rule 18f-3 Plan is hereby replaced with Schedule A attached hereto and made a part of the Rule 18f-3 Plan.

 

2.Except as herein provided, the Rule 18f-3 Plan shall be and remain unmodified and in full force and effect. All initial capitalized terms used herein shall have such meanings as ascribed thereto in the Rule 18f-3 Plan.

 

 
 

 

SCHEDULE A

(as of December 18, 2013)

 

  A
Shares		 B
Shares		 C
Shares		 I
Shares		 T
Shares
           
Virtus Equity Trust          
Virtus Balanced Fund X X X    
Virtus Growth & Income Fund X   X X  
Virtus Mid-Cap Core Fund X   X X  
Virtus Mid-Cap Growth Fund X X X X  
Virtus Mid-Cap Value Fund X   X X  
Virtus Quality Large-Cap Value Fund X   X X  
Virtus Quality Small-Cap Fund X   X X  
Virtus Small-Cap Core Fund X X X X  
Virtus Small-Cap Sustainable Growth Fund X   X X  
Virtus Strategic Growth Fund X X X X  
Virtus Tactical Allocation Fund X X X    
           
Virtus Insight Trust          
Virtus Emerging Markets Opportunities Fund X   X X  
Virtus Insight Government Money Market Fund X     X  
Virtus Insight Money Market Fund X     X  
Virtus Insight Tax-Exempt Money Market Fund X     X  
Virtus Low Duration Income Fund X   X X  
Virtus Tax-Exempt Bond Fund X   X X  
           
Virtus Opportunities Trust          
Virtus Allocator Premium AlphaSector Fund X   X X  
Virtus AlphaSector Rotation Fund X   X X  
Virtus Alternatives Diversifier Fund X   X X  
Virtus Bond Fund X X X X  
Virtus CA Tax-Exempt Bond Fund X     X  
Virtus Disciplined Equity Style Fund X   X X  
Virtus Disciplined Select Bond Fund   X   X X  
Virtus Disciplined Select Country Fund X   X X  
Virtus Dynamic AlphaSector Fund X X X    
Virtus Emerging Markets Debt Fund X   X X  
Virtus Emerging Markets Equity Income Fund X   X X  
Virtus Emerging Markets Small-Cap Fund X   X X  
Virtus Foreign Opportunities Fund X   X X  
Virtus Global Commodities Stock Fund X   X X  
Virtus Global Dividend Fund X   X X  
Virtus Global Opportunities Fund X X X X  
Virtus Global Premium AlphaSector Fund X   X X  
Virtus Global Real Estate Securities Fund X   X X  
Virtus Greater Asia ex Japan Opportunities Fund X   X X  
Virtus Greater European Opportunities Fund X   X X  
Virtus Herzfeld Fund X   X X  
Virtus High Yield Fund X X X X  

 

 
 

 

  A
Shares		 B
Shares		 C
Shares		 I
Shares		 T
Shares
Virtus International Equity Fund X   X X  
Virtus International Real Estate Securities Fund X   X X  
Virtus International Small-Cap Fund X   X X  
Virtus Low Volatility Equity Fund X   X X  
Virtus Multi-Sector Intermediate Bond Fund X X X    
Virtus Multi-Sector Short Term Bond Fund X X X X X
Virtus Premium AlphaSector Fund X   X X  
Virtus Real Estate Securities Fund X X X X  
Virtus Senior Floating Rate Fund X   X X  
Virtus Wealth Masters Fund X   X X