<SEC-DOCUMENT>0001193125-20-242204-index.html : 20200909 <SEC-HEADER>0001193125-20-242204.hdr.sgml : 20200909 <ACCEPTANCE-DATETIME>20200909161935 ACCESSION NUMBER: 0001193125-20-242204 CONFORMED SUBMISSION TYPE: 40-17G PUBLIC DOCUMENT COUNT: 12 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 EFFECTIVENESS DATE: 20200909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS ALTERNATIVE SOLUTIONS TRUST CENTRAL INDEX KEY: 0001589756 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22906 FILM NUMBER: 201166730 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 860.263.4790 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS ALTERNATIVE SOLUTIONS FUNDS DATE OF NAME CHANGE: 20140204 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS ALTERNATIVES TRUST I DATE OF NAME CHANGE: 20131022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS EQUITY TRUST CENTRAL INDEX KEY: 0000034273 IRS NUMBER: 036066130 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-00945 FILM NUMBER: 201166726 BUSINESS ADDRESS: STREET 1: 101 MUNSON STEET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX EQUITY TRUST DATE OF NAME CHANGE: 20040628 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX ABERDEEN WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19981215 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX WORLDWIDE OPPORTUNITIES FUND DATE OF NAME CHANGE: 19940505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS VARIABLE INSURANCE TRUST CENTRAL INDEX KEY: 0000792359 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-04642 FILM NUMBER: 201166724 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 8002487971 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX EDGE SERIES FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIG EDGE SERIES FUND DATE OF NAME CHANGE: 19920304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DNP SELECT INCOME FUND INC CENTRAL INDEX KEY: 0000806628 IRS NUMBER: 363480989 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-04915 FILM NUMBER: 201166723 BUSINESS ADDRESS: STREET 1: PO BOX 32760 CITY: LOUISVILLE STATE: KY ZIP: 40232 BUSINESS PHONE: 3123685510 MAIL ADDRESS: STREET 1: PO BOX 32760 CITY: LOUISVILLE STATE: KY ZIP: 40232 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS SELECTED UTILITIES INC DATE OF NAME CHANGE: 19910429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Total Return Fund Inc. CENTRAL INDEX KEY: 0000836412 IRS NUMBER: 133474242 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-05620 FILM NUMBER: 201166718 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. DATE OF NAME CHANGE: 20160929 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS GLOBAL DIVIDEND & INCOME FUND DATE OF NAME CHANGE: 20160929 FORMER COMPANY: FORMER CONFORMED NAME: ZWEIG TOTAL RETURN FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DTF TAX-FREE INCOME INC CENTRAL INDEX KEY: 0000879535 IRS NUMBER: 363793962 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-06416 FILM NUMBER: 201166722 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-263-2610 MAIL ADDRESS: STREET 1: 200 S. WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DUFF & PHELPS UTILITIES TAX FREE INCOME INC DATE OF NAME CHANGE: 19920929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC CENTRAL INDEX KEY: 0000894239 IRS NUMBER: 363869274 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-07358 FILM NUMBER: 201166729 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-263-2610 MAIL ADDRESS: STREET 1: 200 S WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 201166725 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS ASSET TRUST CENTRAL INDEX KEY: 0001018593 IRS NUMBER: 956981193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-07705 FILM NUMBER: 201166728 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (800) 243-4361 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX ASSET TRUST DATE OF NAME CHANGE: 20060523 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX-KAYNE FUNDS DATE OF NAME CHANGE: 20021223 FORMER COMPANY: FORMER CONFORMED NAME: KAYNE ANDERSON RUDNICK MUTUAL FUNDS DATE OF NAME CHANGE: 20010226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS RETIREMENT TRUST CENTRAL INDEX KEY: 0001004658 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-09140 FILM NUMBER: 201166716 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: VIRTUS INSTITUTIONAL TRUST DATE OF NAME CHANGE: 20081020 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX INSTITUTIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 20040820 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX DUFF & PHELPS INSTITUTIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 19951207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Utility & Infrastructure Fund Inc. CENTRAL INDEX KEY: 0001515671 IRS NUMBER: 452261437 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22533 FILM NUMBER: 201166721 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Global Utility Income Fund Inc. DATE OF NAME CHANGE: 20110627 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Global Utility & Midstream Energy Income Fund Inc. DATE OF NAME CHANGE: 20110316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus Global Multi-Sector Income Fund CENTRAL INDEX KEY: 0001528811 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22608 FILM NUMBER: 201166719 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 860-243-1574 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus-Newfleet Global Multi-Sector Income Fund DATE OF NAME CHANGE: 20110909 FORMER COMPANY: FORMER CONFORMED NAME: Newfleet Global Multi-Sector Income Fund DATE OF NAME CHANGE: 20110829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ETFis Series Trust I CENTRAL INDEX KEY: 0001559109 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22819 FILM NUMBER: 201166727 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 347-903-7347 MAIL ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ETF Actively Managed Trust DATE OF NAME CHANGE: 20120926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Duff & Phelps Select MLP & Midstream Energy Fund Inc. CENTRAL INDEX KEY: 0001603998 IRS NUMBER: 465230014 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-22958 FILM NUMBER: 201166720 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Select Energy MLP Fund Inc. DATE OF NAME CHANGE: 20140529 FORMER COMPANY: FORMER CONFORMED NAME: Duff & Phelps Energy MLP Total Return Fund Inc. DATE OF NAME CHANGE: 20140328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus ETF Trust II CENTRAL INDEX KEY: 0001648403 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G SEC ACT: 1940 Act SEC FILE NUMBER: 811-23078 FILM NUMBER: 201166717 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-493-4383 MAIL ADDRESS: STREET 1: 1540 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: Virtus EFT Trust II DATE OF NAME CHANGE: 20150717 </SEC-HEADER> <DOCUMENT> <TYPE>40-17G <SEQUENCE>1 <FILENAME>d26882d4017g.htm <DESCRIPTION>FORM 40-17G <TEXT> Document 1 - file: d26882d4017g.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>3 <FILENAME>d26882dex991.htm <DESCRIPTION>JOINT INSURED BOND AGREEMENT <TEXT> Document 3 - file: d26882dex991.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>4 <FILENAME>d26882dex992.htm <DESCRIPTION>CERTIFICATES OF SECRETARY <TEXT> Document 4 - file: d26882dex992.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2A <SEQUENCE>5 <FILENAME>d26882dex992a.htm <DESCRIPTION>PREMIUM ALLOCATION <TEXT> Document 5 - file: d26882dex992a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>6 <FILENAME>d26882dex993.htm <DESCRIPTION>MINIMUM AMOUNT OF BOND WORKSHEET <TEXT> Document 6 - file: d26882dex993.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g26882g0917231407902.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g26882g0917231407902.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g26882g0917231408464.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g26882g0917231408464.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g26882g0917231408807.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g26882g0917231408807.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g26882g13v86.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g26882g13v86.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g26882g61l02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g26882g61l02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g26882g73t68.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g26882g73t68.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g26882g92i17.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g26882g92i17.jpg
</DOCUMENT> </SEC-DOCUMENT>