<SEC-DOCUMENT>0001144204-19-046538-index.html : 20190930 <SEC-HEADER>0001144204-19-046538.hdr.sgml : 20190930 <ACCEPTANCE-DATETIME>20190930170644 ACCESSION NUMBER: 0001144204-19-046538 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 16 FILED AS OF DATE: 20190930 DATE AS OF CHANGE: 20190930 EFFECTIVENESS DATE: 20190930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-65137 FILM NUMBER: 191126683 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 191126684 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000066653 <SERIES-NAME>Virtus KAR International Small-Mid Cap Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000214867 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>VKIRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000214868 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>VKIAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000214869 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>VKICX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000214870 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VKIIX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>tv530053_485bpos.htm <DESCRIPTION>VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND <TEXT> Document 1 - file: tv530053_485bpos.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.1.Z <SEQUENCE>3 <FILENAME>tv530053_ex99-d1z.htm <DESCRIPTION>TWENTY-SIXTH AMENDMENT TO THE AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT <TEXT> Document 3 - file: tv530053_ex99-d1z.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.7 <SEQUENCE>4 <FILENAME>tv530053_ex99-d7.htm <DESCRIPTION>SUBADVISORY AGREEMENT <TEXT> Document 4 - file: tv530053_ex99-d7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.G.1.G <SEQUENCE>5 <FILENAME>tv530053_ex99-g1g.htm <DESCRIPTION>AMENDMENT TO CUSTODY AGREEMENT <TEXT> Document 5 - file: tv530053_ex99-g1g.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.G.2.G <SEQUENCE>6 <FILENAME>tv530053_ex99-g2g.htm <DESCRIPTION>AMENDMENT TO FOREIGN CUSTODY MANAGER AGREEMENT <TEXT> Document 6 - file: tv530053_ex99-g2g.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.2.O <SEQUENCE>7 <FILENAME>tv530053_ex99-h2o.htm <DESCRIPTION>AMENDMENT TO SUB-TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT <TEXT> Document 7 - file: tv530053_ex99-h2o.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.4.P <SEQUENCE>8 <FILENAME>tv530053_ex99-h4p.htm <DESCRIPTION>AMENDMENT TO SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT <TEXT> Document 8 - file: tv530053_ex99-h4p.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.5 <SEQUENCE>9 <FILENAME>tv530053_ex99-h5.htm <DESCRIPTION>THIRTY-SEVENTH AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT <TEXT> Document 9 - file: tv530053_ex99-h5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1.12 <SEQUENCE>10 <FILENAME>tv530053_ex99-i12.htm <DESCRIPTION>CONSENT OF SULLIVAN & WORCESTER <TEXT> Document 10 - file: tv530053_ex99-i12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J.1 <SEQUENCE>11 <FILENAME>tv530053_ex99-j1.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 11 - file: tv530053_ex99-j1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.M.1.P <SEQUENCE>12 <FILENAME>tv530053_ex99-m1p.htm <DESCRIPTION>AMENDMENT NO. 16 TO CLASS A SHARES AMENDED AND RESTATED DISTRIBUTION PLAN <TEXT> Document 12 - file: tv530053_ex99-m1p.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.M.4.P <SEQUENCE>13 <FILENAME>tv530053_ex99-m4p.htm <DESCRIPTION>AMENDMENT NO. 16 TO CLASS C SHARES AMENDED AND RESTATED DISTRIBUTION PLAN <TEXT> Document 13 - file: tv530053_ex99-m4p.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.N.1 <SEQUENCE>14 <FILENAME>tv530053_ex99-n1.htm <DESCRIPTION>AMENDED AND RESTATED PLAN PURSUANT TO RULE 18F-3 <TEXT> Document 14 - file: tv530053_ex99-n1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.4 <SEQUENCE>15 <FILENAME>tv530053_ex99-p4.htm <DESCRIPTION>AMENDED AND RESTATED CODE OF ETHICS OF SUBADVISER <TEXT> Document 15 - file: tv530053_ex99-p4.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ha20rkjmm0a7fjnqhjq0hrt8g9ob.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: ha20rkjmm0a7fjnqhjq0hrt8g9ob.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>lg_virtusfunds-2019.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: lg_virtusfunds-2019.jpg
</DOCUMENT> </SEC-DOCUMENT>