<SEC-DOCUMENT>0001104659-20-100852-index.html : 20200831 <SEC-HEADER>0001104659-20-100852.hdr.sgml : 20200831 <ACCEPTANCE-DATETIME>20200831171115 ACCESSION NUMBER: 0001104659-20-100852 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 14 FILED AS OF DATE: 20200831 DATE AS OF CHANGE: 20200831 EFFECTIVENESS DATE: 20200831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-65137 FILM NUMBER: 201152300 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIRTUS OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 201152299 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-243-1574 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 26TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST DATE OF NAME CHANGE: 20060127 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001005020 <SERIES-ID>S000029390 <SERIES-NAME>Virtus FORT Trend Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000090272 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>VAPAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000090273 <CLASS-CONTRACT-NAME>Class C <CLASS-CONTRACT-TICKER-SYMBOL>VAPCX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000090274 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>VAPIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000148858 <CLASS-CONTRACT-NAME>Class R6 <CLASS-CONTRACT-TICKER-SYMBOL>VRPAX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>tm2029720d3_485bpos.htm <DESCRIPTION>VIRTUS FORT TREND FUND <TEXT> Document 1 - file: tm2029720d3_485bpos.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.3 <SEQUENCE>3 <FILENAME>tm2029720d3_ex99d3.htm <DESCRIPTION>TRANSFER AND ASSUMPTION OF AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT <TEXT> Document 3 - file: tm2029720d3_ex99d3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.4 <SEQUENCE>4 <FILENAME>tm2029720d3_ex99d4.htm <DESCRIPTION>INVESTMENT ADVISORY AGREEMENT <TEXT> Document 4 - file: tm2029720d3_ex99d4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.6 <SEQUENCE>5 <FILENAME>tm2029720d3_ex99d6.htm <DESCRIPTION>SUBADVISORY AGREEMENT <TEXT> Document 5 - file: tm2029720d3_ex99d6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.7 <SEQUENCE>6 <FILENAME>tm2029720d3_ex99d7.htm <DESCRIPTION>SUBADVISORY AGREEMENT <TEXT> Document 6 - file: tm2029720d3_ex99d7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.6 <SEQUENCE>7 <FILENAME>tm2029720d3_ex99h6.htm <DESCRIPTION>AGREEMENT OF ASSIGNMENT OF THIRTY-EIGHTH AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT <TEXT> Document 7 - file: tm2029720d3_ex99h6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.7 <SEQUENCE>8 <FILENAME>tm2029720d3_ex99h7.htm <DESCRIPTION>AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT <TEXT> Document 8 - file: tm2029720d3_ex99h7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I.12 <SEQUENCE>9 <FILENAME>tm2029720d3_ex99i12.htm <DESCRIPTION>CONSENT OF SULLIVAN & WORCESTER <TEXT> Document 9 - file: tm2029720d3_ex99i12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J.1 <SEQUENCE>10 <FILENAME>tm2029720d3_ex99j1.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 10 - file: tm2029720d3_ex99j1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.6 <SEQUENCE>11 <FILENAME>tm2029720d3_ex99p6.htm <DESCRIPTION>CODE OF ETHICS OF SUBADVISER FORT <TEXT> Document 11 - file: tm2029720d3_ex99p6.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>ha20rkjmm0a7fjnqhjq0hrt8g9ob.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: ha20rkjmm0a7fjnqhjq0hrt8g9ob.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>l7ksnnhm46qhcgrfa6av7lj8pqs3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: l7ksnnhm46qhcgrfa6av7lj8pqs3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>lg_virtusfunds-2019.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: lg_virtusfunds-2019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>virtus_logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: virtus_logo.jpg
</DOCUMENT> </SEC-DOCUMENT>