EX-99.2A 5 pnx80333-exhibit2a.txt PREMIUM ALLOCATION FIDELITY BOND RENEWAL-PREMIUM ALLOCATION Exhibit 2A POLICY TERM 9/1/06 - 9/1/07
Combined Premium for $30,000,000 limits $109,948.00 Allocation: 25% PEPCO (distributor/underwriter) 27,487.00 24% Investment Advisors 26,387.52 [SEE BELOW] 1% non Fund Managers 1,099.48 [SEE BELOW] 50% Mutual Funds 54,974.00 [SEE DISTRIBUTION BELOW] 109,948.00 ---------------------------------------------------------------------------------------------------------------------- FUND Gross Assets as of 8/31/06 % of Total Allocated Premium ---------------------------------------------------------------------------------------------------------------------- Phoenix Adviser Trust 305,595,665 0.011400141 626.71 ------------------------------------------------------- Phoenix Asset Trust (fka Phoenix-Kayne Funds) 239,379,200 0.008929959 490.92 ------------------------------------------------------- Phoenix Edge Series Fund 2,588,682,297 0.096569902 5,308.83 ------------------------------------------------------- Phoenix Equity Series Fund 270,937,867 0.010107244 555.64 ------------------------------------------------------- Phoenix Equity Trust 470,363,269 0.01754674 964.61 ------------------------------------------------------- Phoenix CA Tax-Exempt Bond Fund 44,798,309 0.001671185 91.87 ------------------------------------------------------- Phoenix Insight Funds Trust 10,411,550,127 0.388399295 21,351.86 ------------------------------------------------------- Phoenix Investment Series Fund 335,583,110 0.012518812 688.21 ------------------------------------------------------- Phoenix Investment Trust 06 (fka Phoenix-Engemann) 338,214,127 0.012616962 693.60 ------------------------------------------------------- Phoenix Investment Trust 97 278,003,750 0.010370834 570.13 ------------------------------------------------------- Phoenix Institutional Mutual 122,137,500 0.004556297 250.48 ------------------------------------------------------- Phoenix Multi-Portfolio Fund 1,394,403,639 0.052017748 2,859.62 ------------------------------------------------------- Phoenix Multi-Series Trust 1,608,682,464 0.060011346 3,299.06 ------------------------------------------------------- Phoenix Opportunities Trust 170,910,886 0.006375772 350.50 ------------------------------------------------------- Phoenix PHOLIOs 201,746,811 0.007526095 413.74 ------------------------------------------------------- Phoenix Portfolios 281,977,483 0.010519073 578.28 ------------------------------------------------------- Phoenix Series Fund 2,004,555,836 0.074779266 4,110.92 ------------------------------------------------------- Phoenix Strategic Equity Series Fund 239,374,007 0.008929765 490.90 ------------------------------------------------------- Duff & Phelps Utility and Corporate Bond Trust, Inc. 424,020,845 0.015817952 869.58 ------------------------------------------------------- DNP Select Income Fund, Inc. 3,962,639,944 0.147824919 8,126.53 ------------------------------------------------------- DTF Tax Free Income, Inc. 203,807,370 0.007602964 417.97 ------------------------------------------------------- The Zweig Fund, Inc. 430,251,899 0.016050399 882.35 ------------------------------------------------------- The Zweig Total Return Fund, Inc. 478,689,041 0.01785733 981.69 ------------------------------------------------------- 26,806,305,445 1.00 54,974.00 ---------------------------------------------------------------------------------------------------------------------- Investment Advisor Gross Assets as of 8/31/06 % of Total Allocated Premium ---------------------------------------------------------------------------------------------------------------------- Phoenix Investment Counsel Inc. 16,458,997,765.00 0.613997248 16,201.86 Duff & Phelps Investment Mngmnt Co. 6,002,063,903.00 0.223904928 5,908.30 Engemann Asset Management 963,821,296.00 0.035955022 948.76 Seneca Capital Management, LLC 847,977,972.00 0.031633526 834.73 Phoenix Variable Advisors 839,310,006.00 0.031310171 826.20 Phoenix/Zweig Advisors LLC 908,940,940.00 0.033907729 894.74 Euclid Advisers 510,692,774.00 0.019051218 502.71 Kayne Anderson Rudnick Investment Management 274,500,792.00 0.010240158 270.21 TOTAL 26,806,305,448.00 100.00% 26,387.52 1% ($1,099.48) Distributed Equally To: Phoenix Investment Partners, Ltd. PXP Institutional Markets Group $1,099.48/5 = 219.90 Pasadena Capital Corp. PXP Securities Corp. Rutherford Financial Corp.; Walnut Asset Mngmnt; Rutherford, Brown & Catherwood Page 1