-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NqzvdOLeqWWxjtEgp2T5u2eTJdihVwmK7JW/XfvdrilXeYXD3k3g1GdrpzyTPMyi DOJxm+/bBkuJZU58MZewmQ== 0000949377-06-001060.txt : 20061215 0000949377-06-001060.hdr.sgml : 20061215 20061215100347 ACCESSION NUMBER: 0000949377-06-001060 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061215 DATE AS OF CHANGE: 20061215 EFFECTIVENESS DATE: 20061215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-65137 FILM NUMBER: 061278959 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 415 677-1570 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET STREET 2: P.O. BOX 150480 CITY: HARTFORD STATE: CT ZIP: 06115-0480 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 0001005020 S000001336 PHOENIX BOND FUND C000003572 CLASS A SAVAX C000003573 CLASS B SAVBX C000003574 CLASS C SAVCX C000003575 CLASS X SAVYX 0001005020 S000001338 PHOENIX EARNINGS DRIVEN GROWTH FUND C000003580 CLASS A EDGEX C000003581 CLASS B EDBEX C000003582 CLASS C EDBCX C000003583 CLASS X EDGIX 0001005020 S000013160 Phoenix Growth Opportunities Fund C000035425 Class A TLCGX C000035426 Class C TGOCX 24F-2NT 1 pot79621-24f2nt.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 ANNUAL NOTICE OF SECURITIES SOLD PURSUANT TO RULE 24f-2 Read instructions at end of Form before preparing Form. - -------------------------------------------------------------------------------- 1. Name and address of issuer: Phoenix Opportunities Trust 101 Munson Street Greenfield, MA 01301 - -------------------------------------------------------------------------------- 2. Name of each series or class of funds for which this notice is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): |X| - -------------------------------------------------------------------------------- 3. Investment Company Act File Number: 811-7455 Securities Act File Number: 033-65137 - -------------------------------------------------------------------------------- 4(a). Last day of fiscal year for which this notice is filed: September 30, 2006 - -------------------------------------------------------------------------------- 4(b). | | Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer's fiscal year). (See Instruction A.2) Note: If the Form is being filed late, interest must be paid on the registration fee due. - -------------------------------------------------------------------------------- 4(c). | | Check box if this is the last time the issuer will be filing this Form. - -------------------------------------------------------------------------------- 5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $ 19,846,281 ------------ (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $ 60,271,364 ------------- (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 135,143,005 --------------- (iv) Total available redemption credits [add Items 5(ii) and 5(iii)]: $ 195,414,369 ------------ (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0.00 ------------ (vi) Redemption credits available for use in future years $ (175,568,088) ---------------- --if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: (vii) Multiplier for determining registration fee (See Instruction C.9): x $ 0.0000307 ------------ (viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter "0" if no fee is due): = $ 0.00 ---------
- -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: _________ If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: _____________ - -------------------------------------------------------------------------------- 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 0 ----------------- - -------------------------------------------------------------------------------- 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0 ---------- - -------------------------------------------------------------------------------- 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: N/A Method of Delivery: [ ] Wire Transfer [ ] Mail or other means - -------------------------------------------------------------------------------- SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)* /s/ Kevin J. Carr ------------------------------------ Phoenix Opportunities Trust Kevin J. Carr, Vice President, Counsel, Chief Legal Officer and Secretary Date December 15, 2006 ------------------------ *Please print the name and title of the signing officer below the signature.
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