-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlANpjxu5OUEq6lbeM4eIVlBhaBapmWtYQoUUgi/olcU/BeJe+Im1NWE+bid/ytE FLen+tVzjfILvMBetczpMw== 0000949377-05-000313.txt : 20050401 0000949377-05-000313.hdr.sgml : 20050401 20050401133003 ACCESSION NUMBER: 0000949377-05-000313 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050401 DATE AS OF CHANGE: 20050401 EFFECTIVENESS DATE: 20050401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX SENECA FUNDS CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-65137 FILM NUMBER: 05724336 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415 677-1570 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET STREET 2: P.O. BOX 150480 CITY: HARTFORD STATE: CT ZIP: 06115-0480 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 497 1 pxp_71403-497.txt SUPPLEMENT PHOENIX-ENGEMANN FUNDS Supplement dated April 1, 2005 to the Statement of Additional Information dated May 1, 2004 PHOENIX EQUITY SERIES FUND Supplement dated April 1, 2005 to the Statement of Additional Information dated December 30, 2004, as supplemented January 3, 2005 PHOENIX EQUITY TRUST Supplement dated April 1, 2005 to the Statement of Additional Information dated October 21, 2004, as supplemented October 22, 2004, January 3, 2005 and January 11, 2005 PHOENIX-GOODWIN CALIFORNIA TAX EXEMPT BOND FUND Supplement dated April 1, 2005 to the Statement of Additional Information dated August 28, 2004 PHOENIX INVESTMENT SERIES FUND Supplement dated April 1, 2005 to the Statement of Additional Information dated December 29, 2004, as supplemented January 3, 2005 and January 21, 2005 PHOENIX INVESTMENT TRUST 97 Supplement dated April 1, 2005 to the Statement of Additional Information dated December 30, 2004, as supplemented January 3, 2005 PHOENIX-KAYNE FUNDS Supplement dated April 1, 2005 to the Statement of Additional Information dated May 1, 2004 PHOENIX MULTI-PORTFOLIO FUND Supplement dated April 1, 2005 to the Statement of Additional Information dated March 29, 2005 PHOENIX MULTI-SERIES TRUST Supplement dated April 1, 2005 to the Statement of Additional Information dated February 28, 2005 PHOENIX PARTNER SELECT FUNDS Supplement dated April 1, 2005 to the Statement of Additional Information dated November 26, 2004 PHOENIX PORTFOLIOS Supplement dated April 1, 2005 to the Statement of Additional Information dated February 28, 2005 PHOENIX-SENECA FUNDS Supplement dated April 1, 2005 to the Statement of Additional Information dated January 28, 2005 PHOENIX SERIES FUND Supplement dated April 1, 2005 to the Statement of Additional Information dated February 28, 2005 PHOENIX STRATEGIC ALLOCATION FUND Supplement dated April 1, 2005 to the Statement of Additional Information dated March 15, 2004, as supplemented March 18, 2004, April 15, 2004 and January 3, 2005 PHOENIX STRATEGIC EQUITY SERIES FUND Supplement dated April 1, 2005 to the Statement of Additional Information dated August 28, 2004 IMPORTANT NOTICE TO INVESTORS In the section entitled "The Distributor," the table entitled "Dealer Concessions" that is applicable to all equity and balanced funds is hereby replaced with the following table in each of the above referenced Statements of Additional Information. DEALER CONCESSIONS Dealers with whom the Distributor has entered into sales agreements receive a discount or commission as described below.
- ------------------------------------------------------------------------------------------------------------------------------ AMOUNT OF TRANSACTION SALES CHARGE AS A PERCENTAGE SALES CHARGE AS A PERCENTAGE DEALER DISCOUNT AT OFFERING PRICE OF OFFERING PRICE OF AMOUNT INVESTED PERCENTAGE OF OFFERING PRICE - ------------------------------------------------------------------------------------------------------------------------------ Under $50,000 5.75% 6.10% 5.00% - ------------------------------------------------------------------------------------------------------------------------------ $50,000 but under $100,000 4.75 4.99 4.25 - ------------------------------------------------------------------------------------------------------------------------------ $100,000 but under $250,000 3.75 3.90 3.25 - ------------------------------------------------------------------------------------------------------------------------------ $250,000 but under $500,000 2.75 2.83 2.25 - ------------------------------------------------------------------------------------------------------------------------------ $500,000 but under $1,000,000 2.00 2.04 1.75 - ------------------------------------------------------------------------------------------------------------------------------ $1,000,000 or more None None None - ------------------------------------------------------------------------------------------------------------------------------
Additionally, in the second paragraph following the existing table(s) entitled "Dealer Concessions," item (d) is hereby replaced with the following: (d) excluding purchases as described in (c) above, pay broker-dealers an amount equal to 1.00% of the amount of Class A Shares sold from $1,000,000 to $3,000,000, 0.50% on amounts of $3,000,001 to $10,000,000 and 0.25% on amounts greater than $10,000,000. If part or all of such investment, including investments by qualified employee benefit plans, is subsequently redeemed within one year of the investment date, the broker-dealer will refund to the Distributor such amounts paid with respect to the investment. INVESTORS SHOULD RETAIN THIS SUPPLEMENT WITH THE STATEMENT OF ADDITIONAL INFORMATION FOR FUTURE REFERENCE. PXP 4204/Class A BDCons&FF (0405) -----END PRIVACY-ENHANCED MESSAGE-----