X0505 N-CEN LIVE 0001005020 XXXXXXXX 811-07455 false false N-1A S000072168 C000227967 C000227966 C000227965 C000227964 S000018002 C000148854 C000049901 C000049903 C000049904 S000018008 C000049921 C000176709 C000066828 C000049918 C000049920 S000055180 C000173507 C000173508 C000173506 S000018009 C000199804 C000049923 C000066829 C000049922 S000001336 C000003572 C000176707 C000003575 C000003574 S000038118 C000117513 C000117512 C000117511 C000148859 S000055178 C000173502 C000173500 C000173499 C000173501 S000018005 C000049912 C000176708 C000049913 C000119169 S000042963 C000133103 C000133102 C000133101 C000215024 S000055179 C000173503 C000173504 C000173505 C000210350 S000018007 C000081781 C000049917 C000049915 C000148855 S000018976 C000235246 C000052538 C000052537 C000081785 S000025108 C000074733 C000176711 C000074734 C000074732 S000020772 C000058006 C000058008 C000176710 C000058007 Virtus Opportunities Trust 811-07455 0001005020 549300O4C4QVD88M4N75 101 Munson Street Greenfield 01301-9668 US-MA US 800-243-1574 Kayne Anderson Rudnick Investment Management, LLC 2000 Avenue of the Stars Suite 1110 Los Angeles 90067 310-556-2721 Records related to its functions as Subadviser Stone Harbor Investment Partners, a division of Virtus Fixed Income Advisers, LLC 31 West 52nd Street 16th Floor New York 10019 (212) 548-1200 Records related to its functions as Subadviser The Bank of New York Mellon 240 Greenwich Street New York 10286 212-495-1784 Records related to its functions as Custodian Virtus Fund Services, LLC One Financial Plaza Hartford 06103 800-243-1574 Records related to its functions as Administrator and Transfer Agent Sustainable Growth Advisers, LP 301 Tresser Blvd. Suite 1310 Stamford 06901 1-203-348-4742 Records related to its functions as Subadviser BNY Mellon Investment Servicing (US) Inc. 103 Bellevue Parkway Wilmington 19809 1-302-791-1700 Records related to its functions as Fund Accountant, Sub-Administrator, Sub-Transfer Agent and Dividend Dispersing Agent Newfleet Asset Management, a division of Virtus Fixed Income Advisers, LLC One Financial Plaza Hartford 06103 877-332-8172 Records related to its functions as Subadviser Jennifer Fromm, Esq. One Financial Plaza Hartford 06103 (800)-243-1574 Records related to her functions as Secretary of the Trust. VP Distributors, LLC One Financial Plaza Hartford 06103 860-263-4736 Records related to its functions as Principal Underwriter Duff & Phelps Investment Management Co. 10 South Wacker Drive Suite 1900 Chicago 60606-5802 800-338-8214 Records related to its functions as Subadviser Seix Investment Advisors, a division of Virtus Fixed Income Advisers, LLC One Maynard Drive, Suite 3200 Park Ridge 07656 201-391-0300 Records related to its functions as Subadviser Virtus Investment Advisers, LLC One Financial Plaza Hartford 06103 800-248-7971 Records related to its functions as Investment Adviser N N N-1A 18 Y Sarah E. Cogan N/A N Brian T. Zino N/A N R. Keith Walton N/A N John R. Mallin N/A N Deborah A. DeCotis N/A N F. Ford Drummond N/A N George R. Aylward 004932163 Y Connie D. McDaniel N/A N Donald C. Burke N/A N Timothy Branigan 005980557 One Financial Plaza 26th Floor Hartford 06103 XXXXXX N N N N N N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N Virtus KAR Developing Markets Fund S000072168 549300X88W856X7L4E48 N 4 0 0 N/A Y N Y N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Kayne Anderson Rudnick Investment Management LLC 801-24241 000104599 549300W19TN6A5K46H71 Y N Virtus Fund Services, LLC 084-06485 N/A N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG Data & Analytics N/A N/A GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Philippines Branch RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banque Nationale de Belgique SA/NV CGYP50QBGGR6NCHTSN68 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) TMX GROUP LIMITED 549300N65GFVKSHGJW59 CA N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (SINGAPORE) LIMITED 549300MDYVVHJ8D1DW28 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex, Mexico City 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Landsbankinn hf. 549300TLZPT6JELDWM92 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, India Branch 335800S2ENIXDK4PJG40 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Depository Trust Company 549300HBJLRO8YFMI370 N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Portugal) N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited - Dubai Branch 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK SPAIN S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HK BOND CONNECT N/A N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Vietnam 2HI3YI5320L3RW6NJ957 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Hungarian Branch Office N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank Europe PLC (Greece) N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Kenya Limited 549300BEL47N4GGJM871 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 WOOD (ARTHUR W.) COMPANY, INC. 008-3368 000003798 98450095C1A5707C4I40 401.00000000 BRADESCO SECURITIES, INC. 008-52806 000104347 5493005BOEQJY4OBZP25 218.00000000 Joh. Berenberg, Gossler & Co. KG N/A N/A 529900UC2OD7II24Z667 DE 95.00000000 HSBC SECURITIES (USA) INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 148.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 67.00000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 1453.00000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 474.00000000 AUERBACH GRAYSON & COMPANY LLC 008-45136 000030761 254900THN5ANAH8X1V30 178.00000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 118.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 259.00000000 3650.00000000 0.00000000 Y 3413348.70000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Short-term investment vehicle ABS-asset backed commercial paper Structured note Other ABS-mortgage backed security Derivative-interest rate Derivative-credit Debt ABS-other Derivative-equity ABS-collateralized bond/debt obligation Equity-preferred Derivative-foreign exchange Loan Derivative-commodity Equity-common Derivative-other ETF N Virtus Duff & Phelps Real Estate Securities Fund S000018002 549300VJ0KSMUN2BIG48 N 4 0 0 N/A N N Y N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y Y Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Duff & Phelps Investment Management Co. 801-14813 000107296 549300W01Z54L5RHPJ40 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N LSEG Data & Analytics N/A N/A GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N N Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2961.00000000 EVERCORE GROUP L.L.C. 008-49830 000042405 5493008F0LRLS5N8LZ81 4258.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 1321.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 9936.00000000 WOLFE RESEARCH SECURITIES 008-68406 000151850 254900MXRV2LE67CAZ63 1419.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 1766.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 13983.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 7992.00000000 43635.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1566060.00000000 1566060.00000000 Y 368384105.59000000 Committed 250000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-mortgage backed security Equity-common Debt Loan Other Derivative-foreign exchange ABS-asset backed commercial paper Derivative-equity ABS-collateralized bond/debt obligation Derivative-other Equity-preferred Derivative-credit ABS-other Derivative-interest rate Short-term investment vehicle Structured note Derivative-commodity ETF N Virtus Newfleet Multi-Sector Short Term Bond Fund S000018008 54930019MXE721TIBN19 N 5 0 0 Fund of Funds N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 19725378.70000000 151526.53000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Virtus Fixed Income Advisers, LLC 801-68743 000146029 549300L7I4W19C7JV575 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG Data & Analytics N/A N/A GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt S.A.E. 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HK BOND CONNECT N/A N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 792.00000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 16057.00000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 37619.00000000 54469.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 276484168.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 213492271.00000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 361739034.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 499750201.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 127091960.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 329359046.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 593529400.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 196104569.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 336584443.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 144295126.00000000 3987377711.00000000 N 4549357766.89000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-equity Derivative-credit Other Short-term investment vehicle ABS-collateralized bond/debt obligation Equity-common ABS-other Derivative-other ABS-asset backed commercial paper ABS-mortgage backed security Equity-preferred Derivative-foreign exchange Structured note Derivative-interest rate Derivative-commodity Loan Debt ETF N Virtus Seix Tax-Exempt Bond Fund S000055180 5493004WPZW0YS0ZK188 N 3 0 0 N/A N N Y N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Virtus Fixed Income Advisers, LLC 801-68743 000146029 549300L7I4W19C7JV575 Y N Virtus Fund Services, LLC 084-06485 N/A N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG Data & Analytics N/A N/A GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 0.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 203756.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 713473.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 418315.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 1042649.00000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 15916239.00000000 RAYMOND JAMES & ASSOCIATES, INC. 008-10999 000000705 U4ONQX15J3RO8XCKE979 13877648.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 2631022.00000000 D.A. DAVIDSON & CO. 008-02399 000000199 549300094RQ5A7DYLF51 258128.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 795785.00000000 MARKETAXESS CORPORATION 008-50727 000044542 GPSMMRI21JE7ZCVYF972 833060.00000000 36999037.00000000 N 49089956.28000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Loan Derivative-commodity ABS-mortgage backed security Debt Short-term investment vehicle Structured note Derivative-foreign exchange ABS-collateralized bond/debt obligation Other Equity-common ABS-other ABS-asset backed commercial paper Equity-preferred Derivative-other Derivative-credit Derivative-interest rate Derivative-equity ETF N Virtus Duff & Phelps Global Infrastructure Fund S000018009 549300R3VJ6A2IGKAR17 N 4 0 0 N/A N N Y N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y Y Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Duff & Phelps Investment Management Co. 801-14813 000107296 549300W01Z54L5RHPJ40 N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N LSEG Data & Analytics N/A N/A GB N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (Ireland) HPFHU0OQ28E4N0NFVK49 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Greece) N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK SPAIN S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Portugal) N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Banque Nationale de Belgique SA/NV CGYP50QBGGR6NCHTSN68 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Denmark) 213800CVKXXSWKFDC848 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (SINGAPORE) LIMITED 549300MDYVVHJ8D1DW28 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 2449.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 7175.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 2061.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 3195.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 4400.00000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 9458.00000000 SANTANDER US CAPITAL MARKETS LLC 008-68282 000150696 549300LGG2RLWD21SU97 4821.00000000 WOLFE RESEARCH SECURITIES 008-68406 000151850 254900MXRV2LE67CAZ63 6502.00000000 JANNEY MONTGOMERY SCOTT LLC 008-00462 000000463 549300QQRY1JCFQHYS08 2316.00000000 Northcoast Research Partners LLC 008-68115 000149109 2549006Z9URN8P891M84 2632.00000000 53365.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 491597.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 235509.00000000 727106.00000000 Y 149273805.39000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-commodity Equity-preferred ABS-other Debt ABS-mortgage backed security Derivative-equity ABS-asset backed commercial paper Loan Derivative-credit ABS-collateralized bond/debt obligation Structured note Short-term investment vehicle Derivative-interest rate Derivative-other Derivative-foreign exchange Other Equity-common ETF N Virtus Newfleet Core Plus Bond Fund S000001336 549300U1U6DG3SZD7A72 N 4 0 0 Fund of Funds N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 913847.34000000 8178.75000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Virtus Fixed Income Advisers, LLC 801-68743 000146029 549300L7I4W19C7JV575 Y N Virtus Fund Services, LLC 084-06485 N/A N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N LSEG Data & Analytics N/A N/A GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N Stanbic IBTC Bank Plc. 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STANBIC IBTC BANK PLC 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HK BOND CONNECT N/A N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 Instinet LLC 008-23669 000007897 549300MGMN3RKMU8FT57 73.00000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 4.00000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 1836.00000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 4713.00000000 6626.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 38157313.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 72016540.00000000 HSBC SECURITIES (USA), INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 22430281.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 20185088.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 52976644.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 17892338.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 15329986.00000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 27869539.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 64562111.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 39630642.00000000 459772449.00000000 N 484961621.30000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-asset backed commercial paper Derivative-credit Other ABS-collateralized bond/debt obligation Derivative-commodity Debt Derivative-equity Derivative-other Structured note Loan Derivative-interest rate ABS-other ABS-mortgage backed security Short-term investment vehicle Equity-common Equity-preferred Derivative-foreign exchange ETF N Virtus KAR International Small-Mid Cap Fund S000038118 549300V2BTT1NOHBR141 N 4 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Rule 22d-1 (17 CFR 270.22d-1) Y N N Y Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Kayne Anderson Rudnick Investment Management LLC 801-24241 000104599 549300W19TN6A5K46H71 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N LSEG Data & Analytics N/A N/A GB N N HSBC Shanghai 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Philippines Branch RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Greece) N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Denmark) 213800CVKXXSWKFDC848 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited - Dubai Branch 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank ZAO CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Hungarian Branch Office N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) HPFHU0OQ28E4N0NFVK49 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, India Branch 335800S2ENIXDK4PJG40 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC HK BOND CONNECT N/A N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK SPAIN S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Portugal) N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (SINGAPORE) LIMITED 549300MDYVVHJ8D1DW28 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Banque Nationale de Belgique SA/NV CGYP50QBGGR6NCHTSN68 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Landsbankinn hf. 549300TLZPT6JELDWM92 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 19449.00000000 Joh. Berenberg, Gossler & Co. KG N/A N/A 529900UC2OD7II24Z667 DE 98853.00000000 AUERBACH GRAYSON & COMPANY LLC 008-45136 000030761 254900THN5ANAH8X1V30 49343.00000000 Carnegie AS N/A N/A 5967007LIEEXZX57BC18 NO 93909.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 23837.00000000 KEPLER CAPITAL MARKETS, INC. 008-67194 000139148 254900VCHS9DMDUVZN16 98390.00000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 161986.00000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 62713.00000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 187268.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 24259.00000000 956675.00000000 0.00000000 Y 1018803233.30000000 Committed 250000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-other ABS-asset backed commercial paper Structured note ABS-mortgage backed security Equity-preferred Loan Derivative-foreign exchange ABS-other Other Short-term investment vehicle Derivative-commodity Derivative-interest rate Derivative-equity Debt ABS-collateralized bond/debt obligation Equity-common Derivative-credit ETF N Virtus SGA Emerging Markets Equity Fund S000055178 5493007734IHLMNODB52 N 4 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y Y Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Sustainable Growth Advisers, LP 801-62151 000127447 254900YJCQ391O8UQ071 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N LSEG Data & Analytics N/A N/A GB N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N HSBC Bank Middle East Limited - Dubai Branch 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. (Luxembourg) 549300OL514RA0SXJJ44 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia Limited 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Philippines Branch RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Vietnam 2HI3YI5320L3RW6NJ957 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banque Nationale de Belgique SA/NV CGYP50QBGGR6NCHTSN68 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC, Hungarian Branch Office N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) HPFHU0OQ28E4N0NFVK49 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (SINGAPORE) LIMITED 549300MDYVVHJ8D1DW28 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited, Qatar Branch 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK SPAIN S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HK Bond Connect - China 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Portugal) N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, India Branch 335800S2ENIXDK4PJG40 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) HPFHU0OQ28E4N0NFVK49 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGAI BANKING CORPORATION, COLOMBO N/A N/A LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 109713.00000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 38892.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 27932.00000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 35119.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 35524.00000000 EVERCORE GROUP LLC 008-49830 000042405 5493008F0LRLS5N8LZ81 50215.00000000 JONESTRADING 008-26089 000006888 2138008JJ5PA8H5UIL69 184155.00000000 Sandler, O'Neill & Partners, L.P. 008-40214 000023328 254900L3FGOOS5VBCH09 25526.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 99932.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 44659.00000000 742724.00000000 0.00000000 Y 559910960.18000000 Committed 250000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Other Derivative-foreign exchange ABS-other Equity-preferred Derivative-other ABS-mortgage backed security Loan Derivative-interest rate ABS-collateralized bond/debt obligation Equity-common Derivative-equity ABS-asset backed commercial paper Structured note Debt Derivative-credit Short-term investment vehicle Derivative-commodity ETF N Virtus Newfleet High Yield Fund S000018005 549300XGFYCIOT3R2842 N 4 0 0 N/A N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 1211358.19000000 18569.40000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Virtus Fixed Income Advisers, LLC 801-68743 000146029 549300L7I4W19C7JV575 Y N Virtus Fund Services, LLC 084-06485 N/A N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N LSEG Data & Analytics N/A N/A GB N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC HK BOND CONNECT N/A N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR Y N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 0.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 1736100.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 1224796.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2510557.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2799369.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 4913632.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 1608500.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 3259660.00000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 1512891.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2982097.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1292952.00000000 27993168.00000000 N 52371103.42000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Loan ABS-asset backed commercial paper Derivative-commodity Derivative-foreign exchange Short-term investment vehicle Equity-preferred ABS-other Derivative-equity ABS-mortgage backed security Equity-common Derivative-other Other Derivative-credit Derivative-interest rate ABS-collateralized bond/debt obligation Debt Structured note ETF N Virtus KAR Emerging Markets Small-Cap Fund S000042963 549300DEI7G35IDMI554 N 4 0 0 N/A N N Y N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Y Y Y Y Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Kayne Anderson Rudnick Investment Management LLC 801-24241 000104599 549300W19TN6A5K46H71 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N LSEG Data & Analytics N/A N/A GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N N The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank ZAO CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) HPFHU0OQ28E4N0NFVK49 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Landsbankinn hf. 549300TLZPT6JELDWM92 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banque Nationale de Belgique SA/NV CGYP50QBGGR6NCHTSN68 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (SINGAPORE) LIMITED 549300MDYVVHJ8D1DW28 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, India Branch 335800S2ENIXDK4PJG40 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank Europe PLC, Hungarian Branch Office N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Philippines Branch RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK SPAIN S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited - Dubai Branch 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Vietnam 2HI3YI5320L3RW6NJ957 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HK BOND CONNECT N/A N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Greece) N1FBEDJ5J41VKZLO2475 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Kenya Limited 549300BEL47N4GGJM871 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Portugal) N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 WOOD (ARTHUR W.) COMPANY, INC. 008-3368 000003798 98450095C1A5707C4I40 21599.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 15010.00000000 ITAU BBA USA SECURITIES, INC. 008-53702 000118817 5493008E85XK12EKYI22 15401.00000000 HSBC SECURITIES (USA) INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 33084.00000000 SANFORD C. BERNSTEIN & CO., LLC 008-52942 000104474 549300I7JYZHT7D5CO04 97041.00000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 26291.00000000 Joh. Berenberg, Gossler & Co. KG N/A N/A 529900UC2OD7II24Z667 DE 10283.00000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 46066.00000000 BRADESCO SECURITIES, INC. 008-52806 000104347 5493005BOEQJY4OBZP25 19835.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 56869.00000000 391883.00000000 0.00000000 Y 309449357.50000000 Committed 250000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Other ABS-collateralized bond/debt obligation Derivative-equity Derivative-other Derivative-foreign exchange Equity-common Loan Derivative-commodity ABS-mortgage backed security Structured note Equity-preferred Debt Derivative-interest rate Derivative-credit Short-term investment vehicle ABS-other ABS-asset backed commercial paper ETF N Virtus Newfleet Low Duration Core Plus Bond Fund S000055179 549300INF8MRMW88KO98 N 4 0 0 Fund of Funds N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 1561045.86000000 12830.68000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Virtus Fixed Income Advisers, LLC 801-68743 000146029 549300L7I4W19C7JV575 Y N Virtus Fund Services, LLC 084-06485 N/A N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N LSEG Data & Analytics N/A N/A GB N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HK BOND CONNECT N/A N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 1535.00000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 3498.00000000 5033.00000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 27693132.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 14670771.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 51088315.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 28542999.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 39438041.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 16788161.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 31338401.00000000 BNP PARIBAS SECURITIES CORP. 008-32682 000015794 RCNB6OTYUAMMP879YW96 10282854.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 28874859.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 13720176.00000000 320945920.00000000 N 449645649.20000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Loan Derivative-equity ABS-collateralized bond/debt obligation Equity-preferred ABS-other Derivative-foreign exchange Derivative-credit Equity-common Short-term investment vehicle Derivative-other Structured note ABS-asset backed commercial paper Derivative-commodity Derivative-interest rate Other ABS-mortgage backed security Debt ETF N Virtus Newfleet Multi-Sector Intermediate Bond Fund S000018007 54930074FSU5OSE8F706 N 4 0 0 Fund of Funds N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 5677985.70000000 69263.45000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 18f-4 (17 CFR 270.18f-4) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Virtus Fixed Income Advisers, LLC 801-68743 000146029 549300L7I4W19C7JV575 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N LSEG Data & Analytics N/A N/A GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, Indonesia Branch 254900XJQ7BKPSDXNP74 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC HK BOND CONNECT - Hong Kong 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust S.A., Bogota 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. (Turkey) 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt S.A.E. 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE STANDARD BANK OF SOUTH AFRICA QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 6974.00000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 1688.00000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 20.00000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 564.00000000 9245.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 147492215.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 62976713.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 93134201.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 134177510.00000000 HSBC SECURITIES (USA), INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 43388939.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 54919239.00000000 PERSHING LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 54794322.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 74658064.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 52972383.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 149162569.00000000 1093640647.00000000 N 776117954.67000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Derivative-credit Derivative-foreign exchange Other Short-term investment vehicle Derivative-equity Derivative-interest rate ABS-mortgage backed security ABS-collateralized bond/debt obligation Debt Equity-common Equity-preferred Loan ABS-asset backed commercial paper ABS-other Derivative-commodity Structured note Derivative-other ETF N Virtus Duff & Phelps Real Asset Fund S000018976 549300QYY71ZFT36WG23 N 4 0 0 Fund of Funds N N Y N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y Y Y Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Duff & Phelps Investment Management Co. 801-14813 000107296 549300W01Z54L5RHPJ40 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC 084-06485 N/A N/A Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG Data & Analytics N/A N/A GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 312.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 569.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 1063.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 1580.00000000 Guggenheim Securities, LLC 008-49107 000040638 5493005G25VHYWLYJU59 168.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 216.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 32.00000000 3939.00000000 0.00000000 Y 24881281.35000000 Committed 250000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N Equity-preferred Other Derivative-credit ABS-other Structured note ABS-collateralized bond/debt obligation Short-term investment vehicle Loan Debt Derivative-interest rate Derivative-equity Derivative-foreign exchange ABS-asset backed commercial paper Derivative-other Equity-common Derivative-commodity ABS-mortgage backed security ETF N Virtus Duff & Phelps Global Real Estate Securities Fund S000025108 549300V38UP3T30WDC93 N 4 0 0 N/A N N Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y Y Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Duff & Phelps Investment Management Co. 801-14813 000107296 549300W01Z54L5RHPJ40 Y N Virtus Fund Services, LLC 084-06485 N/A N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG Data & Analytics N/A N/A GB N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N N HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Banque Nationale de Belgique SA/NV CGYP50QBGGR6NCHTSN68 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Belgium 21380014SJC1QPK8O356 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) HPFHU0OQ28E4N0NFVK49 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (T2S) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CBM BANCO, S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC NOMINEES (NEW ZEALAND) LIMITED 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) HPFHU0OQ28E4N0NFVK49 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) STANDARD CHARTERED BANK (SINGAPORE) LIMITED 549300MDYVVHJ8D1DW28 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank, India Branch 335800S2ENIXDK4PJG40 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 SMBC NIKKO SECURITIES AMERICA, INC. 008-43852 000028602 6PJDTY319315T5LR2241 8414.00000000 Kempen & Co U.S.A., INC. 008-48389 000038760 N/A N/A 16964.00000000 WOLFE RESEARCH SECURITIES 008-68406 000151850 254900MXRV2LE67CAZ63 1941.00000000 EVERCORE GROUP L.L.C. 008-49830 000042405 5493008F0LRLS5N8LZ81 6197.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 4517.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 10629.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 2950.00000000 CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 9682.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 5359.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 3336.00000000 70500.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1604250.00000000 1604250.00000000 Y 379415801.71000000 Committed 250000000.00000000 N N N N MSCI Inc. 549300HTIN2PD78UB763 N Equity-preferred Loan Derivative-equity Derivative-commodity ABS-collateralized bond/debt obligation Derivative-other Short-term investment vehicle ABS-mortgage backed security Other Derivative-foreign exchange ABS-asset backed commercial paper Derivative-interest rate Derivative-credit Structured note Debt Equity-common ABS-other ETF N Virtus Newfleet Senior Floating Rate Fund S000020772 549300LSL433PMNG0O35 N 4 0 0 N/A N N Y N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y Y N Virtus Investment Advisers, LLC 801-5995 000106982 5493008GM1PP47SEXR11 N Virtus Fixed Income Advisers, LLC 801-68743 000146029 549300L7I4W19C7JV575 Y N Virtus Fund Services, LLC 084-06485 N/A N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N LSEG Data & Analytics N/A N/A GB N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. N/A N/A 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Euroclear Bank 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N Y Virtus Fund Services, LLC N/A N/A 084-06485 SEC file number Y N N VP Distributors, LLC 008-14100 000003036 549300IW1QX018U5W603 0.00000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 30.00000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 5687.00000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 2792.00000000 8509.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 7174092.00000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 7578143.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 9680603.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 13153573.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 18530827.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 37385210.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 22015379.00000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 17657008.00000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 9599850.00000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 11229083.00000000 174221808.00000000 N 190613263.26000000 Committed 250000000.00000000 N N N MSCI Inc. 549300HTIN2PD78UB763 N ABS-mortgage backed security Derivative-other ABS-other Derivative-foreign exchange Loan ABS-asset backed commercial paper Debt Derivative-interest rate Short-term investment vehicle Other Derivative-commodity Equity-common ABS-collateralized bond/debt obligation Derivative-credit Structured note Derivative-equity Equity-preferred ETF N false false true false false false