-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KPsjUkidkMdfR7edK3u6nICLU5MkcCNdWNyfXMWSpeEqL/ZptEeWOOFhEAr1imyY AchRUQO7Dlf3Qj2KMhttdg== 0000940400-08-000206.txt : 20080529 0000940400-08-000206.hdr.sgml : 20080529 20080529134634 ACCESSION NUMBER: 0000940400-08-000206 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080529 DATE AS OF CHANGE: 20080529 EFFECTIVENESS DATE: 20080529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 08865873 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 415 677-1570 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET STREET 2: P.O. BOX 150480 CITY: HARTFORD STATE: CT ZIP: 06115-0480 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 0001005020 S000001336 PHOENIX BOND FUND C000003572 CLASS A SAVAX C000003573 CLASS B SAVBX C000003574 CLASS C SAVCX C000003575 CLASS I SAVYX 0001005020 S000001338 PHOENIX EARNINGS DRIVEN GROWTH FUND C000003580 CLASS A EDGEX C000003581 CLASS B EDBEX C000003582 CLASS C EDBCX C000003583 CLASS I EDGIX 0001005020 S000013160 Phoenix Growth Opportunities Fund C000035425 Class A TLCGX C000035426 Class C TGOCX 0001005020 S000018001 Phoenix CA Tax-Exempt Bond Fund C000049899 Class A CTESX C000049900 Class I CTXEX 0001005020 S000018002 Phoenix Real Estate Securities Fund C000049901 Class A PHRAX C000049902 Class B PHRBX C000049903 Class C PHRCX C000049904 Class I PHRIX 0001005020 S000018003 Phoenix Core Bond Fund C000049905 Class A PHGBX C000049906 Class B PUSBX C000049907 Class C PUSCX 0001005020 S000018004 Phoenix Emerging Markets Bond Fund C000049908 Class A PEMAX C000049909 Class B PEMBX C000049910 Class C PGMCX 0001005020 S000018005 Phoenix High Yield Fund C000049911 Class B PHCCX C000049912 Class C PGHCX C000049913 Class A PHCHX 0001005020 S000018006 Phoenix Money Market Fund C000049914 Class A PMMXX 0001005020 S000018007 Phoenix Multi-Sector Fixed Income Fund C000049915 Class A NAMFX C000049916 Class B NBMFX C000049917 Class C NCMFX 0001005020 S000018008 Phoenix Multi-Sector Short Term Bond Fund C000049918 Class A NARAX C000049919 Class B PBARX C000049920 Class C PSTCX C000049921 Class T PMSTX 0001005020 S000018009 Phoenix Global Utilities Fund C000049922 Class A PGUAX C000049923 Class C PGUCX 0001005020 S000018010 Phoenix Market Neutral Fund C000049924 Class A EMNAX C000049925 Class B EMNBX C000049926 Class C EMNCX 0001005020 S000018969 Phoenix Foreign Opportunities Fund C000052519 Class A JVIAX C000052520 Class C JVICX C000052521 Class I JVXIX 0001005020 S000018970 Phoenix International Real Estate Securities Fund C000052522 Class A PXRAX C000052523 Class C PXRCX C000052524 Class I PXRIX 0001005020 S000018971 Phoenix International Strategies Fund C000052525 Class A PHITX C000052526 Class B PINBX C000052527 Class C PAICX 0001005020 S000018972 Phoenix Worldwide Strategies Fund C000052528 Class A NWWOX C000052529 Class B WWOBX C000052530 Class C WWOCX 0001005020 S000018973 Phoenix Wealth Accumulator PHOLIO C000052531 Class A PWAAX C000052532 Class C PWACX 0001005020 S000018974 Phoenix Wealth Builder PHOLIO C000052533 Class A PWBAX C000052534 Class C PWBCX 0001005020 S000018975 Phoenix Wealth Guardian PHOLIO C000052535 Class A PSWAX C000052536 Class C PSWCX 0001005020 S000018976 Phoenix Diversifier PHOLIO C000052537 Class A PDPAX C000052538 Class C PDPCX 0001005020 S000020772 Phoenix Senior Floating Rate Fund C000058006 Class A C000058007 Class C C000058008 Class I NSAR-A 1 pxot.fil PAGE 1 000 A000000 03/31/2008 000 C000000 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070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 62360 071 B000300 76275 071 C000300 80056 PAGE 11 071 D000300 78 072 A000300 6 072 B000300 2250 072 C000300 9 072 D000300 0 072 E000300 0 072 F000300 210 072 G000300 36 072 H000300 0 072 I000300 27 072 J000300 11 072 K000300 0 072 L000300 52 072 M000300 4 072 N000300 29 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 20 072 S000300 37 072 T000300 69 072 U000300 0 072 V000300 0 072 W000300 5 072 X000300 500 072 Y000300 0 072 Z000300 1759 072AA000300 694 072BB000300 0 072CC010300 0 072CC020300 181 072DD010300 609 072DD020300 1194 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 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3129 072CC010500 0 072CC020500 6107 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 PAGE 17 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 0 074 M000500 0 074 N000500 0 074 O000500 0 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 0 074 S000500 0 074 T000500 0 074 U010500 0 074 U020500 0 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 0 074 Y000500 0 075 A000500 0 075 B000500 45193 076 000500 0.00 008 A000601 PHOENIX INVESTMENT COUNSEL, INC. 008 B000601 A 008 C000601 801-5995 008 D010601 HARTFORD 008 D020601 CT 008 D030601 06115 008 D040601 0480 008 A000602 DUFF & PHELPS INVESTMENT MANAGEMENT CO. 008 B000602 S 008 C000602 801-14813 008 D010602 CHICAGO 008 D020602 IL 008 D030602 60603 015 A000601 STATE STREET BANK AND TRUST COMPANY 015 B000601 C 015 C010601 BOSTON 015 C020601 MA 015 C030601 02206 015 C040601 5501 015 E010601 X 015 A000602 CITIBANK, N.A. 015 B000602 S PAGE 18 015 C010602 BUENOS AIRES 015 D010602 ARGENTINA 015 D020602 1036 015 E010602 X 015 A000603 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B000603 S 015 C010603 SYDNEY 015 D010603 AUSTRALIA 015 D020603 NSW 2000 015 E040603 X 015 A000604 DEUTSCHE BANK AG 015 B000604 S 015 C010604 BRUSSELS 015 D010604 BELGIUM 015 D020604 B-1050 015 E040604 X 015 A000605 DEUTSCHE BANK AG 015 B000605 S 015 C010605 ESCHBORN 015 D010605 GERMANY 015 D020605 D-65760 015 E040605 X 015 A000606 DEUTSCHE BANK S.A.E. 015 B000606 S 015 C010606 BARCELONA 015 D010606 SPAIN 015 E040606 X 015 A000607 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000607 S 015 C010607 HELSINKI 015 D010607 FINLAND 015 D020607 FIN-00101 015 E040607 X 015 A000608 DEUTSCHE BANK A.G. 015 B000608 S 015 C010608 PARIS 015 D010608 FRANCE 015 D020608 75081 015 E040608 X 015 A000609 STATE STREET BANK AND TRUST COMPANY 015 B000609 S 015 C010609 EDINBURGH 015 D010609 SCOTLAND 015 D020609 EH5 2AW 015 E010609 X 015 A000610 NATIONAL BANK OF GREECE S.A. 015 B000610 S 015 C010610 ATHENS 015 D010610 GREECE 015 D020610 105 62 015 E040610 X PAGE 19 015 A000611 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B000611 S 015 C010611 KWUN TONG 015 D010611 HONG KONG 015 E040611 X 015 A000612 DEUTSCHE BANK S.P.A., MILAN 015 B000612 S 015 C010612 MILAN 015 D010612 ITALY 015 D020612 20126 015 E040612 X 015 A000613 MIZUHO CORPORATE BANK, LTD. 015 B000613 S 015 C010613 TOKYO 015 D010613 JAPAN 015 D020613 103-0026 015 E040613 X 015 A000614 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000614 S 015 C010614 OSLO 015 D010614 NORWAY 015 D020614 NO-0185 015 E040614 X 015 A000615 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B000615 S 015 C010615 AUCKLAND 015 D010615 NEW ZEALAND 015 D020615 1010 015 E040615 X 015 A000616 BANCO COMERCIAL PORTUGUES S.A. 015 B000616 S 015 C010616 LISBOA 015 D010616 PORTUGAL 015 D020616 1099-007 015 E040616 X 015 A000617 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000617 S 015 C010617 STOCKHOLM 015 D010617 SWEDEN 015 D020617 SE-106 40 015 E040617 X 015 A000618 DBS BANK LIMITED 015 B000618 S 015 C010618 SINGAPORE 015 D010618 SINGAPORE 015 D020618 239922 015 E040618 X 015 A000619 NEDBANK LIMITED 015 B000619 S 015 C010619 JOHANNESBURG 015 D010619 REP. OF SOUTH AFRICA PAGE 20 015 E040619 X 015 A000620 STATE STREET TRUST COMPANY CANADA 015 B000620 S 015 C010620 TORONTO, ONTARIO 015 D010620 CANADA 015 D020620 M5C 3G6 015 E040620 X 015 A000621 CREDIT SUISSE 015 B000621 S 015 C010621 ZURICH 015 D010621 SWITZERLAND 015 D020621 8070 015 E010621 X 015 A000622 DEUTSCHE BANK AG 015 B000622 S 015 C010622 AMSTERDAM 015 D010622 NETHERLANDS 015 D020622 1017 CA 015 E040622 X 024 000600 N 025 D000601 0 025 D000602 0 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 1438 028 A020600 0 028 A030600 0 028 A040600 267 028 B010600 2462 028 B020600 0 028 B030600 0 028 B040600 1529 028 C010600 2696 028 C020600 2551 028 C030600 0 028 C040600 162 028 D010600 3372 028 D020600 21 028 D030600 0 028 D040600 508 028 E010600 2593 028 E020600 0 028 E030600 0 028 E040600 9588 028 F010600 3549 028 F020600 298 028 F030600 0 PAGE 21 028 F040600 352 028 G010600 16110 028 G020600 2870 028 G030600 0 028 G040600 12406 028 H000600 15572 029 000600 Y 030 A000600 32 030 B000600 5.75 030 C000600 0.00 031 A000600 4 031 B000600 0 032 000600 28 033 000600 0 034 000600 Y 035 000600 0 036 A000600 N 036 B000600 0 042 A000600 0 042 B000600 0 042 C000600 74 042 D000600 26 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 88 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 1000000 048 A020600 0.650 048 B010600 1000000 048 B020600 0.600 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 PAGE 22 048 J020600 0.000 048 K010600 2000000 048 K020600 0.550 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 25 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y PAGE 23 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 17621 071 B000600 14093 071 C000600 61050 071 D000600 23 072 A000600 6 072 B000600 22 072 C000600 879 072 D000600 0 072 E000600 0 072 F000600 207 072 G000600 27 072 H000600 0 072 I000600 14 072 J000600 11 072 K000600 0 072 L000600 6 PAGE 24 072 M000600 2 072 N000600 10 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 16 072 S000600 1 072 T000600 88 072 U000600 0 072 V000600 0 072 W000600 4 072 X000600 386 072 Y000600 11 072 Z000600 526 072AA000600 1722 072BB000600 0 072CC010600 0 072CC020600 4199 072DD010600 531 072DD020600 11 072EE000600 2356 073 A010600 0.1170 073 A020600 0.0650 073 B000600 0.5085 073 C000600 0.0000 074 A000600 58 074 B000600 0 074 C000600 1195 074 D000600 0 074 E000600 0 074 F000600 59955 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 505 074 M000600 22 074 N000600 61735 074 O000600 13 074 P000600 49 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 46 074 S000600 0 074 T000600 61627 074 U010600 4658 074 U020600 183 074 V010600 12.73 PAGE 25 074 V020600 12.70 074 W000600 0.0000 074 X000600 812 074 Y000600 0 075 A000600 0 075 B000600 63979 076 000600 0.00 008 A000701 PHOENIX INVESTMENT COUNSEL, INC. 008 B000701 A 008 C000701 801-5995 008 D010701 HARTFORD 008 D020701 CT 008 D030701 06115 008 D040701 0480 008 A000702 EUCLID ADVISORS LLC 008 B000702 S 008 C000702 801-54263 008 D010702 NEW YORK 008 D020702 NY 008 D030702 10022 008 A000703 THE BOSTON COMPANY ASSET MANAGEMENT LLC 008 B000703 S 008 C000703 801-6829 008 D010703 BOSTON 008 D020703 MA 008 D030703 02108 015 A000701 STATE STREET BANK & TRUST COMPANY 015 B000701 C 015 C010701 BOSTON 015 C020701 MA 015 C030701 02206 015 C040701 5501 015 E010701 X 015 A000702 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN 015 B000702 S 015 C010702 VIENNA 015 D010702 AUSTRIA 015 D020702 A-1010 015 E040702 X 015 A000703 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B000703 S 015 C010703 SYDNEY 015 D010703 AUSTRALIA 015 D020703 2000 015 E040703 X 015 A000704 DEUTSCHE BANK AG 015 B000704 S 015 C010704 BRUSSELS 015 D010704 BELGIUM 015 E040704 X 015 A000705 UBS AG PAGE 26 015 B000705 S 015 C010705 ZURICH 015 D010705 SWITZERLAND 015 D020705 8098 015 E040705 X 015 A000706 DEUTSCHE BANK AG 015 B000706 S 015 C010706 ESCHBORN 015 D010706 GERMANY 015 D020706 D-65760 015 E040706 X 015 A000707 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000707 S 015 C010707 COPENHAGEN 015 D010707 DENMARK 015 E040707 X 015 A000708 DEUTSCHE BANK S.A.E. 015 B000708 S 015 C010708 BARCELONA 015 D010708 SPAIN 015 E040708 X 015 A000709 SKANDINAVISKA ENSKILDA BANKEN A.B. 015 B000709 S 015 C010709 HELSINKI 015 D010709 FINLAND 015 D020709 FIN-00101 015 E040709 X 015 A000710 DEUTSCHE BANK A.G. 015 B000710 S 015 C010710 PARIS 015 D010710 FRANCE 015 D020710 75081 015 E040710 X 015 A000711 STATE STREET BANK & TRUST COMPANY, UK BRANCH 015 B000711 S 015 C010711 EDINBURCH 015 D010711 SCOTLAND 015 D020711 EH5 2AW 015 E010711 X 015 A000712 NATIONAL BANK OF GREECE S.A. 015 B000712 S 015 C010712 ATHENS 015 D010712 GREECE 015 D020712 105 62 015 E040712 X 015 A000713 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B000713 S 015 C010713 KWUN TONG 015 D010713 HONG KONG 015 E040713 X 015 A000714 BANK OF IRELAND PAGE 27 015 B000714 S 015 C010714 DUBLIN 015 D010714 IRELAND 015 E040714 X 015 A000715 DEUTSCHE BANK S.P.A. MILAN 015 B000715 S 015 C010715 MILAN 015 D010715 ITALY 015 D020715 20126 015 E040715 X 015 A000716 MIZUHO CORPORATE BANK, LTD. 015 B000716 S 015 C010716 TOKYO 015 D010716 JAPAN 015 D020716 103-0026 015 E040716 X 015 A000717 DEUTSCHE BANK AG 015 B000717 S 015 C010717 AMSTERDAM 015 D010717 NETHERLANDS 015 D020717 1017 CA 015 E040717 X 015 A000718 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000718 S 015 C010718 OSLO 015 D010718 NORWAY 015 D020718 NO-0185 015 E040718 X 015 A000719 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B000719 S 015 C010719 AUCKLAND 015 D010719 NEW ZEALAND 015 D020719 1010 015 E040719 X 015 A000720 BANCO COMERCIAL PORTUGUES S.A. 015 B000720 S 015 C010720 LISBOA 015 D010720 PORTUGAL 015 D020720 1099-007 015 E040720 X 015 A000721 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000721 S 015 C010721 STOCKHOLM 015 D010721 SWEDEN 015 D020721 SE-106 40 015 E040721 X 015 A000722 DBS BANK LIMITED 015 B000722 S 015 C010722 SINGAPORE 015 D010722 SINGAPORE 015 D020722 239922 PAGE 28 015 E040722 X 024 000700 Y 025 A000701 STATE STREET BANK AND TRUST CO. 025 B000701 04-1867445 025 C000701 E 025 D000701 396 025 A000702 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B000702 13-5674085 025 C000702 E 025 D000702 247 025 D000703 0 025 D000704 0 025 D000705 0 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 2022 028 A020700 0 028 A030700 0 028 A040700 1874 028 B010700 2779 028 B020700 0 028 B030700 0 028 B040700 1759 028 C010700 3243 028 C020700 915 028 C030700 0 028 C040700 1245 028 D010700 4344 028 D020700 43 028 D030700 0 028 D040700 1190 028 E010700 19203 028 E020700 0 028 E030700 0 028 E040700 1068 028 F010700 6969 028 F020700 0 028 F030700 0 028 F040700 600 028 G010700 38560 028 G020700 958 028 G030700 0 028 G040700 7736 028 H000700 38070 029 000700 Y 030 A000700 1 030 B000700 5.75 030 C000700 0.00 031 A000700 0 031 B000700 0 PAGE 29 032 000700 1 033 000700 0 034 000700 Y 035 000700 11 036 A000700 N 036 B000700 0 042 A000700 0 042 B000700 0 042 C000700 60 042 D000700 40 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 124 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 1.500 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 055 A000700 N 055 B000700 N PAGE 30 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 25 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y PAGE 31 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 Y 071 A000700 235043 071 B000700 232380 071 C000700 134268 071 D000700 173 072 A000700 6 072 B000700 935 072 C000700 445 072 D000700 0 072 E000700 0 072 F000700 550 072 G000700 29 072 H000700 0 072 I000700 42 072 J000700 14 072 K000700 0 072 L000700 17 072 M000700 3 072 N000700 18 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 16 072 S000700 20 072 T000700 123 072 U000700 0 072 V000700 0 072 W000700 617 072 X000700 1449 PAGE 32 072 Y000700 125 072 Z000700 56 072AA000700 5031 072BB000700 0 072CC010700 0 072CC020700 5826 072DD010700 914 072DD020700 71 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 3 074 B000700 0 074 C000700 9025 074 D000700 0 074 E000700 0 074 F000700 84463 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 4371 074 K000700 0 074 L000700 967 074 M000700 82066 074 N000700 180895 074 O000700 3092 074 P000700 148 074 Q000700 0 074 R010700 0 074 R020700 82871 074 R030700 0 074 R040700 258 074 S000700 0 074 T000700 94526 074 U010700 8445 074 U020700 801 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 1782 074 Y000700 166503 075 A000700 0 075 B000700 73837 076 000700 0.00 008 A000801 PHOENIX INVESTMENT COUNSEL, INC. 008 B000801 A 008 C000801 801-5995 008 D010801 HARTFORD 008 D020801 CT PAGE 33 008 D030801 06115 008 D040801 0480 008 A000802 DUFF & PHELPS INVESTMENT MANAGEMENT CO. 008 B000802 S 008 C000802 801-14813 008 D010802 CHICAGO 008 D020802 IL 008 D030802 60603 015 A000801 STATE STREET BANK & TRUST COMPANY 015 B000801 C 015 C010801 BOSTON 015 C020801 MA 015 C030801 02206 015 C040801 5501 015 E010801 X 024 000800 N 025 D000801 0 025 D000802 0 025 D000803 0 025 D000804 0 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 24313 028 A020800 0 028 A030800 0 028 A040800 59659 028 B010800 20387 028 B020800 0 028 B030800 0 028 B040800 51872 028 C010800 25297 028 C020800 34020 028 C030800 0 028 C040800 49764 028 D010800 30971 028 D020800 0 028 D030800 0 028 D040800 82642 028 E010800 42153 028 E020800 0 028 E030800 0 028 E040800 38354 028 F010800 30930 028 F020800 4580 028 F030800 0 028 F040800 38745 028 G010800 174051 028 G020800 38600 028 G030800 0 PAGE 34 028 G040800 321036 028 H000800 159888 029 000800 Y 030 A000800 207 030 B000800 5.75 030 C000800 0.00 031 A000800 29 031 B000800 0 032 000800 178 033 000800 0 034 000800 Y 035 000800 87 036 A000800 N 036 B000800 0 042 A000800 0 042 B000800 0 042 C000800 17 042 D000800 83 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000800 1801 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 1000000 048 A020800 0.750 048 B010800 1000000 048 B020800 0.700 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 2000000 048 K020800 0.650 049 000800 N PAGE 35 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 N 060 B000800 N 061 000800 25 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 N 066 E000800 Y 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y PAGE 36 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 N 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 112110 071 B000800 219260 071 C000800 1094736 071 D000800 10 072 A000800 6 072 B000800 369 072 C000800 25177 072 D000800 0 072 E000800 0 072 F000800 4080 072 G000800 455 072 H000800 0 072 I000800 1595 072 J000800 51 072 K000800 0 072 L000800 129 072 M000800 49 072 N000800 68 072 O000800 0 072 P000800 0 PAGE 37 072 Q000800 0 072 R000800 11 072 S000800 21 072 T000800 1802 072 U000800 0 072 V000800 0 072 W000800 64 072 X000800 8325 072 Y000800 728 072 Z000800 17949 072AA000800 0 072BB000800 23031 072CC010800 0 072CC020800 137671 072DD010800 8670 072DD020800 907 072EE000800 36457 073 A010800 0.0000 073 A020800 0.0000 073 B000800 1.0125 073 C000800 0.0000 074 A000800 86 074 B000800 0 074 C000800 17679 074 D000800 0 074 E000800 0 074 F000800 1004408 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 1420 074 K000800 0 074 L000800 7287 074 M000800 140 074 N000800 1031020 074 O000800 4373 074 P000800 1324 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 2400 074 S000800 0 074 T000800 1022923 074 U010800 30672 074 U020800 4592 074 V010800 0.00 074 V020800 0.00 074 W000800 0.0000 074 X000800 81022 074 Y000800 0 PAGE 38 075 A000800 0 075 B000800 1124043 076 000800 0.00 008 A000901 PHOENIX INVESTMENT COUNSEL, INC. 008 B000901 A 008 C000901 801-5995 008 D010901 HARTFORD 008 D020901 CT 008 D030901 06115 008 D040901 0480 008 A000902 GOODWIN CAPITAL ADVISERS, INC. 008 B000902 S 008 C000902 801-8177 008 D010902 HARTFORD 008 D020902 CT 008 D030902 06115 008 D040902 0480 015 A000901 STATE STREET BANK & TRUST COMPANY 015 B000901 C 015 C010901 BOSTON 015 C020901 MA 015 C030901 02206 015 C040901 5501 015 E010901 X 024 000900 N 025 D000901 0 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 9700 028 A020900 405 028 A030900 0 028 A040900 3250 028 B010900 13383 028 B020900 0 028 B030900 0 028 B040900 3743 028 C010900 15279 028 C020900 504 028 C030900 0 028 C040900 3393 028 D010900 12925 028 D020900 0 028 D030900 0 028 D040900 6953 028 E010900 19536 028 E020900 0 PAGE 39 028 E030900 0 028 E040900 4262 028 F010900 22620 028 F020900 0 028 F030900 0 028 F040900 4636 028 G010900 93443 028 G020900 909 028 G030900 0 028 G040900 26237 028 H000900 65868 029 000900 Y 030 A000900 708 030 B000900 5.75 030 C000900 0.00 031 A000900 89 031 B000900 0 032 000900 619 033 000900 0 034 000900 Y 035 000900 25 036 A000900 N 036 B000900 0 042 A000900 0 042 B000900 0 042 C000900 40 042 D000900 60 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 043 000900 403 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.100 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 PAGE 40 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 049 000900 N 050 000900 N 051 000900 N 052 000900 N 053 A000900 Y 053 B000900 Y 053 C000900 N 055 A000900 N 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 25 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 Y 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N PAGE 41 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 N 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 Y 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 N 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 97654 071 B000900 25819 071 C000900 205055 071 D000900 13 072 A000900 6 072 B000900 21 072 C000900 1564 072 D000900 0 072 E000900 0 072 F000900 102 072 G000900 85 PAGE 42 072 H000900 0 072 I000900 142 072 J000900 5 072 K000900 0 072 L000900 17 072 M000900 8 072 N000900 23 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 12 072 S000900 9 072 T000900 403 072 U000900 0 072 V000900 0 072 W000900 10 072 X000900 816 072 Y000900 196 072 Z000900 965 072AA000900 568 072BB000900 0 072CC010900 0 072CC020900 4196 072DD010900 648 072DD020900 178 072EE000900 0 073 A010900 0.0600 073 A020900 0.0270 073 B000900 0.0000 073 C000900 0.0000 074 A000900 162 074 B000900 0 074 C000900 1185 074 D000900 0 074 E000900 0 074 F000900 107251 074 G000900 0 074 H000900 0 074 I000900 133906 074 J000900 0 074 K000900 24 074 L000900 3164 074 M000900 36 074 N000900 245728 074 O000900 2727 074 P000900 130 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 282 PAGE 43 074 S000900 0 074 T000900 242589 074 U010900 13452 074 U020900 7529 074 V010900 11.60 074 V020900 11.49 074 W000900 0.0000 074 X000900 7499 074 Y000900 0 075 A000900 0 075 B000900 206335 076 000900 0.00 008 A001001 PHOENIX INVESTMENT COUNSEL, INC. 008 B001001 A 008 C001001 801-5995 008 D011001 HARTFORD 008 D021001 CT 008 D031001 06115 008 D041001 0480 008 A001002 GOODWIN CAPITAL ADVISERS, INC. 008 B001002 S 008 C001002 801-8177 008 D011002 HARTFORD 008 D021002 CT 008 D031002 06115 008 D041002 0480 015 A001001 STATE STREET BANK & TRUST COMPANY 015 B001001 C 015 C011001 BOSTON 015 C021001 MA 015 C031001 02206 015 C041001 5501 015 E011001 X 024 001000 N 025 D001001 0 025 D001002 0 025 D001003 0 025 D001004 0 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 432 028 A021000 0 028 A031000 0 028 A041000 812 028 B011000 468 028 B021000 0 028 B031000 0 028 B041000 151 028 C011000 254 PAGE 44 028 C021000 204 028 C031000 0 028 C041000 243 028 D011000 412 028 D021000 0 028 D031000 0 028 D041000 352 028 E011000 135 028 E021000 0 028 E031000 0 028 E041000 110 028 F011000 119 028 F021000 0 028 F031000 0 028 F041000 100 028 G011000 1820 028 G021000 204 028 G031000 0 028 G041000 1768 028 H001000 1322 029 001000 Y 030 A001000 24 030 B001000 5.75 030 C001000 0.00 031 A001000 3 031 B001000 0 032 001000 21 033 001000 0 034 001000 Y 035 001000 0 036 A001000 N 036 B001000 0 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 100 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 001000 16 044 001000 0 045 001000 Y 046 001000 N 047 001000 Y 048 001000 0.100 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 PAGE 45 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 055 A001000 Y 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 Y 060 B001000 Y 061 001000 25 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 PAGE 46 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 2342 071 B001000 1975 PAGE 47 071 C001000 13334 071 D001000 15 072 A001000 6 072 B001000 1 072 C001000 56 072 D001000 0 072 E001000 0 072 F001000 7 072 G001000 6 072 H001000 0 072 I001000 12 072 J001000 2 072 K001000 0 072 L001000 1 072 M001000 1 072 N001000 18 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 9 072 S001000 1 072 T001000 16 072 U001000 0 072 V001000 0 072 W001000 1 072 X001000 74 072 Y001000 38 072 Z001000 21 072AA001000 298 072BB001000 0 072CC011000 0 072CC021000 2079 072DD011000 115 072DD021000 46 072EE001000 73 073 A011000 0.1515 073 A021000 0.1282 073 B001000 0.0653 073 C001000 0.0000 074 A001000 37 074 B001000 0 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 0 074 G001000 0 074 H001000 0 074 I001000 12344 074 J001000 0 074 K001000 8 074 L001000 9 PAGE 48 074 M001000 20 074 N001000 12418 074 O001000 0 074 P001000 7 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 24 074 S001000 0 074 T001000 12387 074 U011000 778 074 U021000 371 074 V011000 10.81 074 V021000 10.71 074 W001000 0.0000 074 X001000 878 074 Y001000 0 075 A001000 0 075 B001000 13414 076 001000 0.00 008 A001101 PHOENIX INVESTMENT COUNSEL, INC. 008 B001101 A 008 C001101 801-5995 008 D011101 HARTFORD 008 D021101 CT 008 D031101 06115 008 D041101 0480 008 A001102 GOODWIN CAPITAL ADVISERS, INC. 008 B001102 S 008 C001102 801-8177 008 D011102 HARTFORD 008 D021102 CT 008 D031102 06115 008 D041102 0480 015 A001101 STATE STREET BANK & TRUST COMPANY 015 B001101 C 015 C011101 BOSTON 015 C021101 MA 015 C031101 02206 015 C041101 5501 015 E011101 X 024 001100 N 025 D001101 0 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 PAGE 49 028 A011100 783 028 A021100 509 028 A031100 0 028 A041100 4218 028 B011100 833 028 B021100 0 028 B031100 0 028 B041100 3106 028 C011100 3052 028 C021100 2068 028 C031100 0 028 C041100 2078 028 D011100 1035 028 D021100 0 028 D031100 0 028 D041100 2778 028 E011100 534 028 E021100 0 028 E031100 0 028 E041100 2076 028 F011100 773 028 F021100 0 028 F031100 0 028 F041100 2015 028 G011100 7010 028 G021100 2577 028 G031100 0 028 G041100 16271 028 H001100 3908 029 001100 Y 030 A001100 73 030 B001100 5.75 030 C001100 0.00 031 A001100 9 031 B001100 0 032 001100 64 033 001100 0 034 001100 Y 035 001100 5 036 A001100 N 036 B001100 0 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 100 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 001100 263 044 001100 0 PAGE 50 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.100 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 055 A001100 Y 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 25 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 PAGE 51 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 Y 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y PAGE 52 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 11638 071 B001100 17787 071 C001100 124898 071 D001100 9 072 A001100 6 072 B001100 6 072 C001100 1129 072 D001100 0 072 E001100 0 072 F001100 62 072 G001100 53 072 H001100 0 072 I001100 90 072 J001100 8 072 K001100 0 072 L001100 14 072 M001100 6 072 N001100 23 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 10 072 S001100 5 072 T001100 263 072 U001100 0 072 V001100 0 072 W001100 7 072 X001100 541 072 Y001100 145 072 Z001100 739 072AA001100 3358 072BB001100 0 072CC011100 0 072CC021100 16742 072DD011100 842 072DD021100 850 072EE001100 1760 073 A011100 0.1884 073 A021100 0.1476 073 B001100 0.1720 073 C001100 0.0000 074 A001100 3 074 B001100 0 074 C001100 265 PAGE 53 074 D001100 0 074 E001100 0 074 F001100 0 074 G001100 0 074 H001100 0 074 I001100 112919 074 J001100 0 074 K001100 21 074 L001100 129 074 M001100 30 074 N001100 113367 074 O001100 25 074 P001100 73 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 206 074 S001100 0 074 T001100 113063 074 U011100 4450 074 U021100 5629 074 V011100 11.26 074 V021100 11.18 074 W001100 0.0000 074 X001100 4299 074 Y001100 0 075 A001100 0 075 B001100 125645 076 001100 0.00 008 A001201 PHOENIX INVESTMENT COUNSEL, INC. 008 B001201 A 008 C001201 801-5995 008 D011201 HARTFORD 008 D021201 CT 008 D031201 06115 008 D041201 0480 008 A001202 GOODWIN CAPITAL ADVISERS, INC. 008 B001202 S 008 C001202 801-8177 008 D011202 HARTFORD 008 D021202 CT 008 D031202 06115 008 D041202 0480 015 A001201 STATE STREET BANK & TRUST COMPANY 015 B001201 C 015 C011201 BOSTON 015 C021201 MA 015 C031201 02206 015 C041201 5501 015 E011201 X PAGE 54 024 001200 N 025 D001201 0 025 D001202 0 025 D001203 0 025 D001204 0 025 D001205 0 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 1842 028 A021200 0 028 A031200 0 028 A041200 1470 028 B011200 566 028 B021200 0 028 B031200 0 028 B041200 2597 028 C011200 1465 028 C021200 872 028 C031200 0 028 C041200 881 028 D011200 931 028 D021200 0 028 D031200 0 028 D041200 1139 028 E011200 582 028 E021200 0 028 E031200 0 028 E041200 1360 028 F011200 395 028 F021200 0 028 F031200 0 028 F041200 1123 028 G011200 5781 028 G021200 872 028 G031200 0 028 G041200 8570 028 H001200 4513 029 001200 Y 030 A001200 32 030 B001200 5.75 030 C001200 0.00 031 A001200 3 031 B001200 0 032 001200 29 033 001200 0 034 001200 Y 035 001200 1 036 A001200 N 036 B001200 0 042 A001200 0 PAGE 55 042 B001200 0 042 C001200 0 042 D001200 100 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 043 001200 112 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.100 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y 053 B001200 Y 053 C001200 N 055 A001200 Y 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 25 PAGE 56 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 Y 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 Y 070 I021200 N 070 J011200 Y 070 J021200 N PAGE 57 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 N 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 7507 071 B001200 8613 071 C001200 58872 071 D001200 13 072 A001200 6 072 B001200 6 072 C001200 756 072 D001200 0 072 E001200 0 072 F001200 29 072 G001200 25 072 H001200 0 072 I001200 30 072 J001200 6 072 K001200 0 072 L001200 6 072 M001200 2 072 N001200 18 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 9 072 S001200 3 072 T001200 112 072 U001200 0 072 V001200 0 072 W001200 4 072 X001200 244 072 Y001200 66 072 Z001200 584 072AA001200 1007 072BB001200 0 072CC011200 0 072CC021200 5980 072DD011200 482 PAGE 58 072DD021200 402 072EE001200 520 073 A011200 0.1947 073 A021200 0.1563 073 B001200 0.1028 073 C001200 0.0000 074 A001200 222 074 B001200 0 074 C001200 0 074 D001200 0 074 E001200 0 074 F001200 0 074 G001200 0 074 H001200 0 074 I001200 54115 074 J001200 229 074 K001200 11 074 L001200 64 074 M001200 25 074 N001200 54666 074 O001200 24 074 P001200 29 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 261 074 S001200 0 074 T001200 54352 074 U011200 2496 074 U021200 2505 074 V011200 10.88 074 V021200 10.85 074 W001200 0.0000 074 X001200 1263 074 Y001200 0 075 A001200 0 075 B001200 59126 076 001200 0.00 008 A001301 PHOENIX INVESTMENT COUNSEL, INC. 008 B001301 A 008 C001301 801-5995 008 D011301 HARTFORD 008 D021301 CT 008 D031301 06115 008 D041301 0480 008 A001302 GOODWIN CAPITAL ADVISERS, INC. 008 B001302 S 008 C001302 801-8177 008 D011302 HARTFORD 008 D021302 CT PAGE 59 008 D031302 06115 008 D041302 0480 015 A001301 STATE STREET BANK AND TRUST COMPANY 015 B001301 C 015 C011301 BOSTON 015 C021301 MA 015 C031301 02206 015 C041301 5501 015 E011301 X 024 001300 N 025 D001301 0 025 D001302 0 025 D001303 0 025 D001304 0 025 D001305 0 025 D001306 0 025 D001307 0 025 D001308 0 028 A011300 1439 028 A021300 0 028 A031300 0 028 A041300 805 028 B011300 1 028 B021300 113 028 B031300 0 028 B041300 1047 028 C011300 191 028 C021300 104 028 C031300 0 028 C041300 892 028 D011300 2532 028 D021300 103 028 D031300 0 028 D041300 578 028 E011300 276 028 E021300 105 028 E031300 0 028 E041300 456 028 F011300 610 028 F021300 218 028 F031300 0 028 F041300 359 028 G011300 5049 028 G021300 643 028 G031300 0 028 G041300 4137 028 H001300 319 029 001300 Y 030 A001300 3 030 B001300 4.75 030 C001300 0.00 PAGE 60 031 A001300 0 031 B001300 0 032 001300 3 033 001300 0 034 001300 N 035 001300 0 036 B001300 0 042 A001300 0 042 B001300 0 042 C001300 5 042 D001300 95 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 043 001300 48 044 001300 0 045 001300 Y 046 001300 N 047 001300 Y 048 001300 0.000 048 A011300 1000000 048 A021300 0.450 048 B011300 1000000 048 B021300 0.400 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 2000000 048 K021300 0.350 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 Y 053 B001300 Y 053 C001300 N 055 A001300 N PAGE 61 055 B001300 N 056 001300 Y 057 001300 N 058 A001300 N 059 001300 Y 060 A001300 Y 060 B001300 Y 061 001300 25 062 A001300 Y 062 B001300 0.0 062 C001300 0.3 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 98.5 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 063 A001300 0 063 B001300 10.8 064 A001300 Y 064 B001300 N 066 A001300 N 067 001300 N 068 A001300 N 068 B001300 N 069 001300 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N PAGE 62 070 I011300 Y 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 N 070 L011300 Y 070 L021300 N 070 M011300 Y 070 M021300 N 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 Y 070 Q021300 N 070 R011300 Y 070 R021300 N 071 A001300 4641 071 B001300 2956 071 C001300 66021 071 D001300 4 072 A001300 6 072 B001300 1575 072 C001300 0 072 D001300 0 072 E001300 0 072 F001300 153 072 G001300 28 072 H001300 0 072 I001300 16 072 J001300 7 072 K001300 0 072 L001300 9 072 M001300 2 072 N001300 13 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 16 072 S001300 1 072 T001300 48 072 U001300 0 072 V001300 0 072 W001300 4 072 X001300 297 072 Y001300 46 072 Z001300 1324 072AA001300 5 PAGE 63 072BB001300 0 072CC011300 0 072CC021300 863 072DD011300 717 072DD021300 581 072EE001300 0 073 A011300 0.2250 073 A021300 0.2400 073 B001300 0.0000 073 C001300 0.0000 074 A001300 9 074 B001300 0 074 C001300 200 074 D001300 67098 074 E001300 0 074 F001300 0 074 G001300 0 074 H001300 0 074 I001300 0 074 J001300 0 074 K001300 0 074 L001300 939 074 M001300 24 074 N001300 68270 074 O001300 0 074 P001300 33 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 143 074 S001300 0 074 T001300 68094 074 U011300 3161 074 U021300 2540 074 V011300 11.95 074 V021300 11.94 074 W001300 0.0000 074 X001300 757 074 Y001300 0 075 A001300 0 075 B001300 67548 076 001300 0.00 008 A001401 PHOENIX INVESTMENT COUNSEL, INC. 008 B001401 A 008 C001401 801-5995 008 D011401 HARTFORD 008 D021401 CT 008 D031401 06115 008 D041401 0480 008 A001402 GOODWIN CAPITAL ADVISERS, INC. PAGE 64 008 B001402 S 008 C001402 801-8177 008 D011402 HARTFORD 008 D021402 CT 008 D031402 06115 008 D041402 0480 015 A001401 STATE STREET BANK & TRUST COMPANY 015 B001401 C 015 C011401 BOSTON 015 C021401 MA 015 C031401 02206 015 C041401 5501 015 E011401 X 015 A001402 CITIBANK, A.S. 015 B001402 S 015 C011402 ISTANBUL 015 D011402 TURKEY 015 D021402 34768 015 E011402 X 024 001400 Y 025 A001401 HSBC SECURITIES INC. 025 B001401 13-2650272 025 C001401 D 025 D001401 317 025 A001402 BANK OF AMERICA SECURITIES LLC 025 B001402 56-2058405 025 C001402 D 025 D001402 972 025 A001403 CREDIT SUISSE FIRST BOSTON CORP. 025 B001403 13-5659485 025 C001403 D 025 D001403 1136 025 A001404 GOLDMAN SACHS & CO. 025 B001404 13-5108880 025 C001404 D 025 D001404 295 025 A001405 LEHMAN BROTHERS 025 B001405 13-2518466 025 C001405 D 025 D001405 2667 025 A001406 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B001406 13-5674085 025 C001406 D 025 D001406 1838 025 A001407 MORGAN STANLEY 025 B001407 13-2655998 025 C001407 D 025 D001407 1176 025 A001408 CITICORP SECURITIES SERVICES, INC. 025 B001408 13-3214963 025 C001408 D PAGE 65 025 D001408 2202 025 A001409 JP MORGAN CHASE 025 B001409 13-3379014 025 C001409 D 025 D001409 655 025 A001410 BARCLAYS BANK PLC 025 B001410 13-4942190 025 C001410 D 025 D001410 122 025 A001411 PRUDENTIAL SECURITIES 025 B001411 13-3255462 025 C001411 D 025 D001411 715 025 D001412 0 025 D001413 0 025 D001414 0 025 D001415 0 025 D001416 0 028 A011400 237 028 A021400 175 028 A031400 0 028 A041400 850 028 B011400 166 028 B021400 171 028 B031400 0 028 B041400 715 028 C011400 249 028 C021400 170 028 C031400 0 028 C041400 887 028 D011400 911 028 D021400 172 028 D031400 0 028 D041400 1131 028 E011400 298 028 E021400 172 028 E031400 0 028 E041400 534 028 F011400 154 028 F021400 168 028 F031400 0 028 F041400 499 028 G011400 2015 028 G021400 1028 028 G031400 0 028 G041400 4616 028 H001400 1112 029 001400 Y 030 A001400 16 030 B001400 4.75 030 C001400 0.00 PAGE 66 031 A001400 2 031 B001400 0 032 001400 14 033 001400 0 034 001400 Y 035 001400 2 036 A001400 N 036 B001400 0 042 A001400 0 042 B001400 0 042 C001400 16 042 D001400 84 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 043 001400 92 044 001400 0 045 001400 Y 046 001400 N 047 001400 Y 048 001400 0.000 048 A011400 1000000 048 A021400 0.450 048 B011400 1000000 048 B021400 0.400 048 C011400 0 048 C021400 0.000 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 2000000 048 K021400 0.350 049 001400 N 050 001400 N 051 001400 N 052 001400 N 053 A001400 Y 053 B001400 Y 053 C001400 N PAGE 67 055 A001400 N 055 B001400 N 056 001400 Y 057 001400 N 058 A001400 N 059 001400 Y 060 A001400 Y 060 B001400 Y 061 001400 25 062 A001400 Y 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 3.8 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.7 062 N001400 24.8 062 O001400 0.0 062 P001400 59.6 062 Q001400 11.8 062 R001400 0.0 063 A001400 0 063 B001400 5.7 064 A001400 Y 064 B001400 N 066 A001400 N 067 001400 N 068 A001400 N 068 B001400 N 069 001400 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N 070 C011400 Y 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y PAGE 68 070 H021400 N 070 I011400 Y 070 I021400 N 070 J011400 Y 070 J021400 Y 070 K011400 Y 070 K021400 N 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 Y 070 N011400 Y 070 N021400 Y 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 Y 070 Q021400 N 070 R011400 Y 070 R021400 N 071 A001400 11500 071 B001400 13391 071 C001400 64094 071 D001400 18 072 A001400 6 072 B001400 1779 072 C001400 0 072 D001400 0 072 E001400 4 072 F001400 147 072 G001400 27 072 H001400 0 072 I001400 66 072 J001400 11 072 K001400 0 072 L001400 9 072 M001400 3 072 N001400 13 072 O001400 0 072 P001400 0 072 Q001400 0 072 R001400 13 072 S001400 1 072 T001400 93 072 U001400 0 072 V001400 0 072 W001400 4 072 X001400 387 072 Y001400 49 072 Z001400 1445 PAGE 69 072AA001400 436 072BB001400 0 072CC011400 0 072CC021400 454 072DD011400 1429 072DD021400 56 072EE001400 0 073 A011400 0.0000 073 A021400 0.0000 073 B001400 0.0000 073 C001400 0.0000 074 A001400 22 074 B001400 0 074 C001400 2420 074 D001400 62363 074 E001400 0 074 F001400 0 074 G001400 0 074 H001400 0 074 I001400 0 074 J001400 1 074 K001400 0 074 L001400 472 074 M001400 29 074 N001400 65307 074 O001400 810 074 P001400 50 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 84 074 S001400 0 074 T001400 64363 074 U011400 7371 074 U021400 373 074 V011400 0.00 074 V021400 0.00 074 W001400 0.0000 074 X001400 4407 074 Y001400 0 075 A001400 0 075 B001400 65425 076 001400 0.00 008 A001501 PHOENIX INVESTMENT COUNSEL, INC. 008 B001501 A 008 C001501 801-5995 008 D011501 HARTFORD 008 D021501 CT 008 D031501 06115 008 D041501 0480 PAGE 70 008 A001502 HALBIS CAPITAL MANAGEMENT (USA) INC. 008 B001502 S 008 C001502 801-64301 008 D011502 NEW YORK 008 D021502 NY 008 D031502 10018 015 A001501 STATE STREET BANK & TRUST COMPANY 015 B001501 C 015 C011501 BOSTON 015 C021501 MA 015 C031501 02206 015 C041501 5501 015 E011501 X 015 A001502 CITIBANK, N.A. 015 B001502 S 015 C011502 BUENOS AIRES 015 D011502 ARGENTINA 015 D021502 1036 015 E011502 X 015 A001503 CITIBANK, N.A. 015 B001503 S 015 C011503 SAO PAULO 015 D011503 BRAZIL 015 D021503 01311 015 E011503 X 015 A001505 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001505 S 015 C011505 SHANGHAI 015 D011505 PRC 015 D021505 200120 015 E041505 X 015 A001506 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001506 S 015 C011506 SHENZHEN 015 D011506 PRC 015 D021506 518031 015 E041506 X 015 A001507 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B001507 S 015 C011507 BOGOTA 015 D011507 COLOMBIA 015 E041507 X 015 A001508 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B001508 S 015 C011508 PRAGUE 015 D011508 CZECH REPUBLIC 015 D021508 115 20 015 E041508 X 015 A001509 HSBC BANK EGYPT S.A.E. 015 B001509 S 015 C011509 CAIRO PAGE 71 015 D011509 EGYPT 015 D021509 11211 015 E011509 X 015 A001510 DEUTSCHE BANK AG 015 B001510 S 015 C011510 PARIS 015 D011510 FRANCE 015 D021510 75081 015 E041510 X 015 A001511 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B001511 S 015 C011511 KWUN TONG 015 D011511 HONG KONG 015 E041511 X 015 A001512 UNICREDIT BANK HUNGARY ZRT. 015 B001512 S 015 C011512 BUDAPEST 015 D011512 HUNGARY 015 D021512 H-1054 015 E041512 X 015 A001513 DEUTSCHE BANK AG 015 B001513 S 015 C011513 JAKARTA 015 D011513 INDONESIA 015 D021513 10310 015 E041513 X 015 A001514 KAUPTHING BANK HF. 015 B001514 S 015 C011514 REYKJAVIK 015 D011514 ICELAND 015 D021514 101 015 E041514 X 015 A001515 MIZUHO CORPORATE BANK, LTD. 015 B001515 S 015 C011515 TOKYO 015 D011515 JAPAN 015 D021515 103-0026 015 E041515 X 015 A001516 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001516 S 015 C011516 PORT LOUIS 015 D011516 MAURITIUS 015 E041516 X 015 A001517 BANCO NACIONAL DE MEXICO S.A. 015 B001517 S 015 C011517 COL. SANTA FE 015 D011517 MEXICO 015 D021517 DF 01210 015 E041517 X 015 A001518 STANDARD CHARTERED BANK 015 B001518 S PAGE 72 015 C011518 KUALA LUMPUR 015 D011518 MALAYSIA 015 D021518 50250 015 E041518 X 015 A001519 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001519 S 015 C011519 OSLO 015 D011519 NORWAY 015 D021519 NO-0185 015 E041519 X 015 A001520 CITIBANK DEL PERU, S.A. 015 B001520 S 015 C011520 LIMA 015 D011520 PERU 015 D021520 27 015 E011520 X 015 A001521 STANDARD CHARTERED BANK 015 B001521 S 015 C011521 MAKATI CITY 015 D011521 PHILIPPINES 015 E041521 X 015 A001522 BANK HANDLOWY W WARSZAWIE S.A. 015 B001522 S 015 C011522 WARSAW 015 D011522 POLAND 015 D021522 00-923 015 E041522 X 015 A001523 ING BANK (EURASIA) ZAO 015 B001523 S 015 C011523 MOSCOW 015 D011523 RUSSIA 015 D021523 127473 015 E041523 X 015 A001524 DBS BANK LIMITED 015 B001524 S 015 C011524 SINGAPORE 015 D011524 SINGAPORE 015 D021524 239922 015 E041524 X 015 A001525 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001525 S 015 C011525 BANGKOK 015 D011525 THAILAND 015 D021525 10500 015 E041525 X 015 A001526 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B001526 S 015 C011526 TUNIS 015 D011526 TUNISIA 015 D021526 1080 015 E041526 X PAGE 73 015 A001527 CITIBANK, A.S. 015 B001527 S 015 C011527 ISTANBUL 015 D011527 TURKEY 015 D021527 34768 015 E011527 X 015 A001528 STANDARD CHARTERED BANK TAIPEI 015 B001528 S 015 C011528 TAIPEI 015 D011528 TAIWAN, R.O.C. 015 D021528 105 015 E041528 X 015 A001529 BANKBOSTON URUGUAY S.A. 015 B001529 S 015 C011529 MONTEVIDEO 015 D011529 URUGUAY 015 D021529 11000 015 E011529 X 015 A001530 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B001530 S 015 C011530 JOHANNESBURG 015 D011530 REP. OF SOUTH AFRICA 015 D021530 2001 015 E041530 X 015 A001531 BARCLAYS BANK OF ZAMBIA PLC. 015 B001531 S 015 C011531 LUSAKA 015 D011531 ZAMBIA 015 E041531 X 024 001500 N 025 D001501 0 025 D001502 0 025 D001503 0 025 D001504 0 025 D001505 0 025 D001506 0 025 D001507 0 025 D001508 0 028 A011500 696 028 A021500 162 028 A031500 0 028 A041500 960 028 B011500 481 028 B021500 158 028 B031500 0 028 B041500 903 028 C011500 464 028 C021500 209 028 C031500 0 028 C041500 11278 028 D011500 100 PAGE 74 028 D021500 232 028 D031500 0 028 D041500 28052 028 E011500 0 028 E021500 0 028 E031500 0 028 E041500 0 028 F011500 0 028 F021500 0 028 F031500 0 028 F041500 0 028 G011500 1741 028 G021500 761 028 G031500 0 028 G041500 41193 028 H001500 1704 029 001500 Y 030 A001500 0 030 B001500 4.75 030 C001500 0.00 031 A001500 0 031 B001500 0 032 001500 0 033 001500 0 034 001500 Y 035 001500 2 036 A001500 N 036 B001500 0 042 A001500 0 042 B001500 0 042 C001500 20 042 D001500 80 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001500 40 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.000 048 A011500 1000000 048 A021500 0.750 048 B011500 1000000 048 B021500 0.700 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 PAGE 75 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 2000000 048 K021500 0.650 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 N 055 A001500 Y 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 N 060 B001500 N 061 001500 25 062 A001500 Y 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001500 0 063 B001500 0.0 064 A001500 N 066 A001500 N 067 001500 N 068 A001500 N PAGE 76 068 B001500 Y 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 Y 070 I021500 N 070 J011500 Y 070 J021500 Y 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 Y 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 Y 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 3900 071 B001500 40890 071 C001500 34869 071 D001500 11 072 A001500 4 072 B001500 805 072 C001500 11 072 D001500 0 072 E001500 0 072 F001500 82 072 G001500 11 072 H001500 0 072 I001500 28 PAGE 77 072 J001500 4 072 K001500 0 072 L001500 -5 072 M001500 1 072 N001500 33 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 -4 072 S001500 1 072 T001500 40 072 U001500 0 072 V001500 0 072 W001500 1 072 X001500 192 072 Y001500 0 072 Z001500 624 072AA001500 47 072BB001500 0 072CC011500 0 072CC021500 369 072DD011500 935 072DD021500 182 072EE001500 0 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.0000 073 C001500 0.0000 074 A001500 0 074 B001500 0 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 0 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 0 074 K001500 0 074 L001500 0 074 M001500 0 074 N001500 0 074 O001500 0 074 P001500 0 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 0 074 S001500 0 074 T001500 0 PAGE 78 074 U011500 0 074 U021500 0 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 0 074 Y001500 0 075 A001500 0 075 B001500 33669 076 001500 0.00 008 A001601 PHOENIX INVESTMENT COUNSEL, INC. 008 B001601 A 008 C001601 801-5995 008 D011601 HARTFORD 008 D021601 CT 008 D031601 06115 008 D041601 0480 008 A001602 SCM ADVISORS LLC 008 B001602 S 008 C001602 801-51559 008 D011602 SAN FRANCISCO 008 D021602 CA 008 D031602 94133 015 A001601 STATE STREET BANK AND TRUST COMPANY 015 B001601 C 015 C011601 BOSTON 015 C021601 MA 015 C031601 02206 015 C041601 5501 015 E011601 X 015 A001602 MIZUHO CORPORATE BANK, LTD. 015 B001602 S 015 C011602 TOKYO 015 D011602 JAPAN 015 D021602 103-0026 015 E041602 X 015 A001603 NEDBANK LIMITED 015 B001603 S 015 C011603 JOHANNESBURG 015 D011603 REP. OF SOUTH AFRICA 015 E041603 X 024 001600 N 025 D001601 0 025 D001602 0 025 D001603 0 025 D001604 0 025 D001605 0 025 D001606 0 025 D001607 0 025 D001608 0 028 A011600 208 PAGE 79 028 A021600 516 028 A031600 0 028 A041600 1762 028 B011600 93 028 B021600 485 028 B031600 0 028 B041600 4147 028 C011600 417 028 C021600 493 028 C031600 0 028 C041600 2177 028 D011600 1562 028 D021600 487 028 D031600 0 028 D041600 2223 028 E011600 109 028 E021600 491 028 E031600 0 028 E041600 1530 028 F011600 199 028 F021600 472 028 F031600 0 028 F041600 1647 028 G011600 2588 028 G021600 2944 028 G031600 0 028 G041600 13486 028 H001600 2418 029 001600 Y 030 A001600 9 030 B001600 4.75 030 C001600 0.00 031 A001600 2 031 B001600 0 032 001600 7 033 001600 0 034 001600 Y 035 001600 3 036 A001600 N 036 B001600 0 042 A001600 0 042 B001600 0 042 C001600 11 042 D001600 89 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 0 043 001600 164 044 001600 0 045 001600 Y PAGE 80 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 1000000 048 A021600 0.650 048 B011600 1000000 048 B021600 0.600 048 C011600 0 048 C021600 0.000 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 2000000 048 K021600 0.550 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 N 055 A001600 Y 055 B001600 N 056 001600 Y 057 001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 25 062 A001600 Y 062 B001600 0.0 062 C001600 5.5 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 PAGE 81 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 92.7 062 Q001600 0.0 062 R001600 0.0 063 A001600 0 063 B001600 5.8 064 A001600 N 064 B001600 Y 065 001600 N 066 A001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 Y 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 Y 070 F021600 N 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 N 070 I011600 Y 070 I021600 N 070 J011600 Y 070 J021600 Y 070 K011600 Y 070 K021600 N 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 Y 070 O011600 Y 070 O021600 N 070 P011600 Y 070 P021600 N 070 Q011600 Y 070 Q021600 N 070 R011600 Y PAGE 82 070 R021600 N 071 A001600 49365 071 B001600 57739 071 C001600 113814 071 D001600 43 072 A001600 6 072 B001600 5089 072 C001600 0 072 D001600 0 072 E001600 76 072 F001600 389 072 G001600 50 072 H001600 0 072 I001600 136 072 J001600 10 072 K001600 0 072 L001600 17 072 M001600 5 072 N001600 14 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 16 072 S001600 2 072 T001600 164 072 U001600 0 072 V001600 0 072 W001600 8 072 X001600 811 072 Y001600 0 072 Z001600 4354 072AA001600 0 072BB001600 4560 072CC011600 0 072CC021600 6257 072DD011600 4424 072DD021600 136 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 84 074 B001600 0 074 C001600 6100 074 D001600 102831 074 E001600 0 074 F001600 0 074 G001600 0 074 H001600 0 074 I001600 0 PAGE 83 074 J001600 1482 074 K001600 0 074 L001600 2561 074 M001600 34 074 N001600 113092 074 O001600 1865 074 P001600 130 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 196 074 S001600 0 074 T001600 110901 074 U011600 24121 074 U021600 771 074 V011600 0.00 074 V021600 0.00 074 W001600 0.0000 074 X001600 9120 074 Y001600 0 075 A001600 0 075 B001600 120034 076 001600 0.00 008 A001701 PHOENIX INVESTMENT COUNSEL, INC. 008 B001701 A 008 C001701 801-5995 008 D011701 HARTFORD 008 D021701 CT 008 D031701 06115 008 D041701 0480 008 A001702 GOODWIN CAPITAL ADVISERS, INC. 008 B001702 S 008 C001702 801-8177 008 D011702 HARTFORD 008 D021702 CT 008 D031702 06115 008 D041702 0480 015 A001701 STATE STREET BANK AND TRUST COMPANY 015 B001701 C 015 C011701 BOSTON 015 C021701 MA 015 C031701 02206 015 C041701 5501 015 E011701 X 024 001700 Y 025 A001701 BANK OF AMERICA SECURITIES LLC 025 B001701 56-2058405 025 C001701 D 025 D001701 4706 025 A001702 HSBC SECURITIES, INC. PAGE 84 025 B001702 13-2650272 025 C001702 D 025 D001702 1212 025 A001703 UBS AG 025 B001703 13-2638166 025 C001703 D 025 D001703 4819 025 A001704 CITICORP SECURITIES SERVICES INC. 025 B001704 13-3214963 025 C001704 D 025 D001704 399 025 A001705 DELETE 025 D001705 0 025 A001706 DELETE 025 D001706 0 025 D001707 0 025 D001708 0 028 A011700 5167 028 A021700 0 028 A031700 0 028 A041700 10081 028 B011700 8285 028 B021700 355 028 B031700 0 028 B041700 3972 028 C011700 4918 028 C021700 326 028 C031700 0 028 C041700 9382 028 D011700 12807 028 D021700 323 028 D031700 0 028 D041700 7128 028 E011700 5336 028 E021700 303 028 E031700 0 028 E041700 5652 028 F011700 5749 028 F021700 430 028 F031700 0 028 F041700 4428 028 G011700 42262 028 G021700 1737 028 G031700 0 028 G041700 40643 028 H001700 0 029 001700 N 030 A001700 0 030 B001700 0.00 030 C001700 0.00 031 A001700 0 PAGE 85 031 B001700 0 032 001700 0 033 001700 0 034 001700 N 035 001700 0 036 B001700 0 042 A001700 0 042 B001700 0 042 C001700 0 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 043 001700 0 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 1000000 048 A021700 0.400 048 B011700 1000000 048 B021700 0.350 048 C011700 0 048 C021700 0.000 048 D011700 0 048 D021700 0.000 048 E011700 0 048 E021700 0.000 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 2000000 048 K021700 0.300 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N 055 A001700 N 055 B001700 N 056 001700 Y 057 001700 N PAGE 86 058 A001700 N 059 001700 Y 060 A001700 Y 060 B001700 Y 061 001700 25 062 A001700 Y 062 B001700 0.0 062 C001700 19.5 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 58.4 062 J001700 0.0 062 K001700 0.0 062 L001700 21.6 062 M001700 0.0 062 N001700 0.0 062 O001700 0.0 062 P001700 0.0 062 Q001700 0.0 062 R001700 0.0 063 A001700 62 063 B001700 0.0 064 A001700 N 064 B001700 N 066 A001700 N 067 001700 N 068 A001700 N 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 N 070 B011700 N 070 B021700 N 070 C011700 N 070 C021700 N 070 D011700 N 070 D021700 N 070 E011700 N 070 E021700 N 070 F011700 N 070 F021700 N 070 G011700 N 070 G021700 N 070 H011700 N 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y PAGE 87 070 J021700 N 070 K011700 Y 070 K021700 N 070 L011700 N 070 L021700 N 070 M011700 N 070 M021700 N 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 N 070 Q011700 N 070 Q021700 N 070 R011700 N 070 R021700 N 071 A001700 0 071 B001700 0 071 C001700 0 071 D001700 0 072 A001700 6 072 B001700 2132 072 C001700 0 072 D001700 0 072 E001700 0 072 F001700 193 072 G001700 17 072 H001700 0 072 I001700 108 072 J001700 10 072 K001700 0 072 L001700 13 072 M001700 4 072 N001700 11 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 12 072 S001700 2 072 T001700 0 072 U001700 0 072 V001700 0 072 W001700 6 072 X001700 376 072 Y001700 0 072 Z001700 1756 072AA001700 10 072BB001700 0 072CC011700 0 072CC021700 0 PAGE 88 072DD011700 1755 072DD021700 0 072EE001700 0 073 A011700 0.0183 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 074 A001700 354 074 B001700 0 074 C001700 99725 074 D001700 0 074 E001700 0 074 F001700 0 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 27 074 K001700 0 074 L001700 270 074 M001700 23 074 N001700 100399 074 O001700 0 074 P001700 62 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 151 074 S001700 0 074 T001700 100186 074 U011700 100180 074 U021700 0 074 V011700 1.00 074 V021700 0.00 074 W001700 0.9996 074 X001700 7264 074 Y001700 0 075 A001700 96397 075 B001700 0 076 001700 0.00 008 A001801 PHOENIX INVESTMENT COUNSEL, INC. 008 B001801 A 008 C001801 801-5995 008 D011801 HARTFORD 008 D021801 CT 008 D031801 06115 008 D041801 0480 008 A001802 GOODWIN CAPITAL ADVISERS, INC. 008 B001802 S 008 C001802 801-8177 008 D011802 HARTFORD PAGE 89 008 D021802 CT 008 D031802 06115 008 D041802 0480 015 A001801 STATE STREET BANK AND TRUST COMPANY 015 B001801 C 015 C011801 BOSTON 015 C021801 MA 015 C031801 02206 015 C041801 5501 015 E011801 X 015 A001802 CITIBANK, N.A. 015 B001802 S 015 C011802 BUENOS AIRES 015 D011802 ARGENTINA 015 D021802 1036 015 E011802 X 015 A001803 CITIBANK, N.A. 015 B001803 S 015 C011803 SAO PAULO 015 D011803 BRAZIL 015 D021803 01311 015 E011803 X 015 A001804 CREDIT SUISSE 015 B001804 S 015 C011804 ZURICH 015 D011804 SWITZERLAND 015 D021804 8070 015 E011804 X 015 A001805 CITITRUST COLOMBIA S.A. 015 B001805 S 015 C011805 BOGOTA 015 D011805 COLOMBIA 015 E041805 X 015 A001806 STATE STREET BANK & TRUST CO., UNITED KINGDOM 015 B001806 S 015 C011806 EDINBURGH 015 D011806 SCOTLAND 015 D021806 EH5 2AW 015 E011806 X 015 A001807 UNICREDIT BANK HUNGARY ZRT. 015 B001807 S 015 C011807 BUDAPEST 015 D011807 HUNGARY 015 D021807 H-1054 015 E041807 X 015 A001808 DEUTSCHE BANK AG 015 B001808 S 015 C011808 JAKARTA 015 D011808 INDONESIA 015 D021808 10310 015 E041808 X PAGE 90 015 A001809 MIZUHO CORPORATE BANK, LTD. 015 B001809 S 015 C011809 TOKYO 015 D011809 JAPAN 015 D021809 103-0026 015 E041809 X 015 A001810 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001810 S 015 C011810 SEOUL 015 D011810 KOREA 015 E041810 X 015 A001811 BANCO NACIONAL DE MEXICO S.A. 015 B001811 S 015 C011811 COL. SANTA FE 015 D011811 MEXICO 015 D021811 DF 01210 015 E041811 X 015 A001812 STANDARD CHARTERED BANK 015 B001812 S 015 C011812 KUALA LUMPUR 015 D011812 MALAYSIA 015 D021812 50250 015 E041812 X 015 A001813 SKANDIAVISKA ENSKILDA BANKEN AB 015 B001813 S 015 C011813 OSLO 015 D011813 NORWAY 015 D021813 NO-0185 015 E041813 X 015 A001814 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001814 S 015 C011814 AUCKLAND 015 D011814 NEW ZEALAND 015 D021814 1010 015 E041814 X 015 A001815 BANK HANDLOWY W WARSZAWIE S.A. 015 B001815 S 015 C011815 WARSAW 015 D011815 POLAND 015 D021815 00-923 015 E041815 X 015 A001816 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001816 S 015 C011816 STOCKHOLM 015 D011816 SWEDEN 015 D021816 SE-106 40 015 E041816 X 015 A001817 DBS BANK LIMITED 015 B001817 S 015 C011817 SINGAPORE 015 D011817 SINGAPORE PAGE 91 015 D021817 239922 015 E041817 X 015 A001818 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001818 S 015 C011818 BANGKOK 015 D011818 THAILAND 015 D021818 10500 015 E041818 X 015 A001819 CITIBANK, A.S. 015 B001819 S 015 C011819 ISTANBUL 015 D011819 TURKEY 015 D021819 34768 015 E011819 X 015 A001820 STANDARD CHARTERED BANK TAIPEI 015 B001820 S 015 C011820 TAIPEI 015 D011820 TAIWAN, R.O.C. 015 E041820 X 015 A001821 NEDBANK LIMITED 015 B001821 S 015 C011821 JOHANNESBURG 015 D011821 REP OF SOUTH AFRICA 015 E041821 X 015 A001822 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001822 S 015 C011822 SYDNEY 015 D011822 AUSTRALIA 015 D021822 2000 015 E041822 X 015 A001823 HSBC BANK EGYPT S.A.E. 015 B001823 S 015 C011823 CAIRO 015 D011823 EGYPT 015 D021823 11211 015 E011823 X 015 A001824 CITIBANK DEL PERU, S.A. 015 B001824 S 015 C011824 LIMA 015 D011824 PERU 015 D021824 27 015 E011824 X 024 001800 Y 025 A001801 GOLDMAN SACHS & CO. 025 B001801 13-5108880 025 C001801 D 025 D001801 298 025 A001802 LEHMAN BROTHERS 025 B001802 13-2518466 025 C001802 D 025 D001802 608 PAGE 92 025 A001803 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B001803 13-5674085 025 C001803 D 025 D001803 645 025 A001804 JP MORGAN CHASE 025 B001804 13-3379014 025 C001804 D 025 D001804 1208 025 A001805 CITICORP SECURITIES SERVICES INC. 025 B001805 13-3214963 025 C001805 D 025 D001805 935 025 A001806 MORGAN STANLEY 025 B001806 13-2655998 025 C001806 D 025 D001806 479 025 A001807 DELETE 025 D001807 0 025 D001808 0 028 A011800 1921 028 A021800 48 028 A031800 0 028 A041800 2375 028 B011800 1422 028 B021800 469 028 B031800 0 028 B041800 3324 028 C011800 2295 028 C021800 441 028 C031800 0 028 C041800 3120 028 D011800 2088 028 D021800 438 028 D031800 0 028 D041800 4301 028 E011800 1945 028 E021800 465 028 E031800 0 028 E041800 2110 028 F011800 1168 028 F021800 833 028 F031800 0 028 F041800 2668 028 G011800 10839 028 G021800 2694 028 G031800 0 028 G041800 17898 028 H001800 6984 029 001800 Y 030 A001800 31 030 B001800 4.75 PAGE 93 030 C001800 0.00 031 A001800 6 031 B001800 0 032 001800 25 033 001800 0 034 001800 Y 035 001800 6 036 A001800 N 036 B001800 0 042 A001800 0 042 B001800 0 042 C001800 29 042 D001800 71 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 043 001800 307 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 1000000 048 A021800 0.550 048 B011800 1000000 048 B021800 0.500 048 C011800 0 048 C021800 0.000 048 D011800 0 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 2000000 048 K021800 0.450 049 001800 N 050 001800 N 051 001800 N 052 001800 N 053 A001800 N 055 A001800 Y PAGE 94 055 B001800 N 056 001800 Y 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 Y 060 B001800 Y 061 001800 25 062 A001800 Y 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.4 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 2.7 062 O001800 2.5 062 P001800 54.5 062 Q001800 34.9 062 R001800 2.8 063 A001800 0 063 B001800 6.7 064 A001800 Y 064 B001800 N 066 A001800 N 067 001800 N 068 A001800 N 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N PAGE 95 070 I011800 Y 070 I021800 N 070 J011800 Y 070 J021800 Y 070 K011800 Y 070 K021800 N 070 L011800 Y 070 L021800 Y 070 M011800 Y 070 M021800 Y 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 Y 070 Q021800 N 070 R011800 Y 070 R021800 N 071 A001800 69656 071 B001800 74031 071 C001800 141596 071 D001800 49 072 A001800 6 072 B001800 5387 072 C001800 55 072 D001800 0 072 E001800 0 072 F001800 395 072 G001800 60 072 H001800 0 072 I001800 90 072 J001800 18 072 K001800 0 072 L001800 20 072 M001800 6 072 N001800 13 072 O001800 0 072 P001800 0 072 Q001800 0 072 R001800 15 072 S001800 3 072 T001800 307 072 U001800 0 072 V001800 0 072 W001800 11 072 X001800 938 072 Y001800 0 072 Z001800 4504 072AA001800 834 PAGE 96 072BB001800 0 072CC011800 0 072CC021800 8907 072DD011800 3193 072DD021800 864 072EE001800 0 073 A011800 0.0000 073 A021800 0.0000 073 B001800 0.0000 073 C001800 0.0000 074 A001800 1171 074 B001800 0 074 C001800 585 074 D001800 112821 074 E001800 252 074 F001800 3587 074 G001800 0 074 H001800 0 074 I001800 17438 074 J001800 124 074 K001800 0 074 L001800 2784 074 M001800 147 074 N001800 138909 074 O001800 1757 074 P001800 151 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 652 074 S001800 0 074 T001800 136349 074 U011800 10032 074 U021800 3167 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 4807 074 Y001800 0 075 A001800 0 075 B001800 143218 076 001800 0.00 008 A001901 PHOENIX INVESTMENT COUNSEL, INC. 008 B001901 A 008 C001901 801-5995 008 D011901 HARTFORD 008 D021901 CT 008 D031901 06115 008 D041901 0480 008 A001902 GOODWIN CAPITAL ADVISERS, INC. PAGE 97 008 B001902 S 008 C001902 801-8177 008 D011902 HARTFORD 008 D021902 CT 008 D031902 06115 008 D041902 0480 015 A001901 STATE STREET BANK AND TRUST COMPANY 015 B001901 C 015 C011901 BOSTON 015 C021901 MA 015 C031901 02206 015 C041901 5501 015 E011901 X 015 A001902 CITIBANK N.A. 015 B001902 S 015 C011902 BUENOS AIRES 015 D011902 ARGENTINA 015 D021902 1036 015 E011902 X 015 A001903 CITIBANK N.A. 015 B001903 S 015 C011903 SAO PAULO 015 D011903 BRAZIL 015 D021903 01311 015 E011903 X 015 A001904 CREDIT SUISSE 015 B001904 S 015 C011904 ZURICH 015 D011904 SWITZERLAND 015 D021904 8070 015 E011904 X 015 A001905 CITITRUST COLOMBIA S.A. 015 B001905 S 015 C011905 BOGOTA 015 D011905 COLOMBIA 015 E041905 X 015 A001906 STATE STREET BANK & TRUST CO., UNITED KINGDOM 015 B001906 S 015 C011906 EDINBURGH 015 D011906 SCOTLAND 015 D021906 EH5 2AW 015 E011906 X 015 A001907 UNICREDIT BANK HUNGARY ZRT. 015 B001907 S 015 C011907 BUDAPEST 015 D011907 HUNGARY 015 D021907 H-1054 015 E041907 X 015 A001908 DEUTSCHE BANK AG 015 B001908 S 015 C011908 JAKARTA PAGE 98 015 D011908 INDONESIA 015 D021908 10310 015 E041908 X 015 A001909 MIZUHO CORPORATE BANK, LTD. 015 B001909 S 015 C011909 TOKYO 015 D011909 JAPAN 015 D021909 103-0026 015 E041909 X 015 A001910 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001910 S 015 C011910 SEOUL 015 D011910 KOREA 015 E041910 X 015 A001911 BANCO NACIONAL DE MEXICO S.A. 015 B001911 S 015 C011911 COL. SANTA FE 015 D011911 MEXICO 015 D021911 DF 01210 015 E041911 X 015 A001912 STANDARD CHARTERED BANK 015 B001912 S 015 C011912 KUALA LUMPUR 015 D011912 MALAYSIA 015 D021912 50250 015 E041912 X 015 A001913 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001913 S 015 C011913 OSLO 015 D011913 NORWAY 015 D021913 0185 015 E041913 X 015 A001914 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001914 S 015 C011914 AUCKLAND 015 D011914 NEW ZEALAND 015 D021914 1010 015 E041914 X 015 A001915 BANK HANDLOWY W WARSZAWIE S.A. 015 B001915 S 015 C011915 WARSAW 015 D011915 POLAND 015 D021915 00-923 015 E041915 X 015 A001916 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001916 S 015 C011916 STOCKHOLM 015 D011916 SWEDEN 015 D021916 SE-106 40 015 E041916 X 015 A001917 DBS BANK LIMITED PAGE 99 015 B001917 S 015 C011917 SINGAPORE 015 D011917 SINGAPORE 015 D021917 239922 015 E041917 X 015 A001918 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001918 S 015 C011918 BANGKOK 015 D011918 THAILAND 015 D021918 10500 015 E041918 X 015 A001919 CITIBANK, A.S. 015 B001919 S 015 C011919 ISTANBUL 015 D011919 TURKEY 015 D021919 34768 015 E011919 X 015 A001920 STANDARD CHARTERED BANK TAIPEI 015 B001920 S 015 C011920 TAIPEI 015 D011920 TAIWAN, R.O.C. 015 E041920 X 015 A001921 NEDBANK LIMITED 015 B001921 S 015 C011921 JOHANNESBURG 015 D011921 REP. OF SOUTH AFRICA 015 E041921 X 015 A001922 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001922 S 015 C011922 SYDNEY 015 D011922 AUSTRALIA 015 D021922 2000 015 E041922 X 015 A001923 HSBC BANK EGYPT S.A.E. 015 B001923 S 015 C011923 CAIRO 015 D011923 EGYPT 015 D021923 11211 015 E011923 X 015 A001924 CITIBANK DEL PERU, S.A. 015 B001924 S 015 C011924 LIMA 015 D011924 PERU 015 D021924 27 015 E011924 X 024 001900 Y 025 A001901 MORGAN STANLEY 025 B001901 13-2655998 025 C001901 D 025 D001901 6831 025 A001902 BANC OF AMERICA LLC PAGE 100 025 B001902 56-2058405 025 C001902 D 025 D001902 21028 025 A001903 CITIGROUP SECURITIES SERVICES INC 025 B001903 13-3214963 025 C001903 D 025 D001903 22949 025 A001904 JP MORGAN CHASE & COMPANY 025 B001904 13-3379014 025 C001904 D 025 D001904 13266 025 A001905 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORP. 025 B001905 13-5674085 025 C001905 D 025 D001905 24060 025 A001906 CREDIT SUISSE FIRST BOSTON CORP. 025 B001906 13-5659485 025 C001906 D 025 D001906 12731 025 A001907 PRUDENTIAL SECURITIES 025 B001907 13-3255462 025 C001907 D 025 D001907 4874 025 A001908 HSBC SECURITIES INC. 025 B001908 13-2650272 025 C001908 D 025 D001908 1969 025 A001909 GOLDMAN SACHS & CO. 025 B001909 13-5108880 025 C001909 D 025 D001909 5868 025 A001910 LEHMAN BROTHERS 025 B001910 13-2518466 025 C001910 D 025 D001910 20125 025 A001911 DELETE 025 D001911 0 025 A001912 DELETE 025 D001912 0 025 A001913 DELETE 025 D001913 0 025 D001914 0 025 D001915 0 025 D001916 0 028 A011900 67070 028 A021900 786 028 A031900 0 028 A041900 42280 028 B011900 50626 028 B021900 6796 028 B031900 0 PAGE 101 028 B041900 40667 028 C011900 43729 028 C021900 6467 028 C031900 0 028 C041900 47988 028 D011900 88179 028 D021900 8304 028 D031900 0 028 D041900 70666 028 E011900 62875 028 E021900 6828 028 E031900 0 028 E041900 45435 028 F011900 50403 028 F021900 12948 028 F031900 0 028 F041900 87723 028 G011900 362882 028 G021900 42129 028 G031900 0 028 G041900 334759 028 H001900 319619 029 001900 Y 030 A001900 162 030 B001900 2.25 030 C001900 0.00 031 A001900 18 031 B001900 0 032 001900 144 033 001900 0 034 001900 Y 035 001900 81 036 A001900 N 036 B001900 0 042 A001900 0 042 B001900 0 042 C001900 9 042 D001900 91 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 3131 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.000 048 A011900 1000000 048 A021900 0.550 048 B011900 1000000 PAGE 102 048 B021900 0.500 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 2000000 048 K021900 0.450 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 N 055 A001900 Y 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 25 062 A001900 Y 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.9 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 9.9 062 O001900 4.7 062 P001900 54.7 062 Q001900 27.1 062 R001900 1.5 PAGE 103 063 A001900 0 063 B001900 4.0 064 A001900 Y 064 B001900 N 066 A001900 N 067 001900 N 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 Y 070 K011900 Y 070 K021900 N 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 Y 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 Y 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A001900 804546 071 B001900 728185 071 C001900 1798220 071 D001900 40 072 A001900 6 072 B001900 60447 PAGE 104 072 C001900 215 072 D001900 0 072 E001900 0 072 F001900 4817 072 G001900 769 072 H001900 0 072 I001900 1295 072 J001900 71 072 K001900 0 072 L001900 74 072 M001900 76 072 N001900 38 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 16 072 S001900 29 072 T001900 3132 072 U001900 0 072 V001900 0 072 W001900 128 072 X001900 10445 072 Y001900 0 072 Z001900 50217 072AA001900 1776 072BB001900 0 072CC011900 0 072CC021900 58517 072DD011900 40744 072DD021900 8632 072EE001900 0 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 1183 074 B001900 0 074 C001900 16835 074 D001900 1583288 074 E001900 0 074 F001900 27097 074 G001900 0 074 H001900 0 074 I001900 156555 074 J001900 3263 074 K001900 0 074 L001900 35304 074 M001900 1602 074 N001900 1825127 074 O001900 10532 074 P001900 1871 PAGE 105 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 6798 074 S001900 0 074 T001900 1805926 074 U011900 322284 074 U021900 73749 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 92731 074 Y001900 0 075 A001900 0 075 B001900 1822261 076 001900 0.00 008 A002001 PHOENIX INVESTMENT COUNSEL, INC. 008 B002001 A 008 C002001 801-5995 008 D012001 HARTFORD 008 D022001 CT 008 D032001 06115 008 D042001 0480 008 A002002 VONTOBEL ASSET MANAGEMENT INC. 008 B002002 S 008 C002002 801-21953 008 D012002 NEW YORK 008 D022002 NY 008 D032002 10036 015 A002001 STATE STREET BANK AND TRUST COMPANY 015 B002001 C 015 C012001 BOSTON 015 C022001 MA 015 C032001 02206 015 C042001 5501 015 E012001 X 015 A002002 CITIBANK, N.A. 015 B002002 S 015 C012002 BUENOS AIRES 015 D012002 ARGENTINA 015 D022002 1036 015 E012002 X 015 A002003 ERSTE BANK DER OESTERREICHISCHEN 015 B002003 S 015 C012003 VIENNA 015 D012003 AUSTRIA 015 D022003 A-1010 015 E042003 X 015 A002004 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002004 S PAGE 106 015 C012004 SYDNEY 015 D012004 AUSTRALIA 015 D022004 2000 015 E042004 X 015 A002005 DEUTSCHE BANK AG 015 B002005 S 015 C012005 BRUSSELS 015 D012005 BELGIUM 015 E042005 X 015 A002006 BANK OF BERMUDA LIMITED 015 B002006 S 015 C012006 HAMILTON 015 D012006 BERMUDA 015 E042006 X 015 A002007 CITIBANK, N.A. 015 B002007 S 015 C012007 SAO PAULO 015 D012007 BRAZIL 015 D022007 01311 015 E012007 X 015 A002008 STATE STREET TRUST COMPANY CANADA 015 B002008 S 015 C012008 TORONTO, ONTARIO 015 D012008 CANADA 015 D022008 M5C 3G6 015 E042008 X 015 A002009 UBS AG 015 B002009 S 015 C012009 ZURICH 015 D012009 SWITZERLAND 015 D022009 8098 015 E042009 X 015 A002010 BANCO ITAU CHILE 015 B002010 S 015 C012010 SANTIAGO 015 D012010 CHILE 015 E012010 X 015 A002011 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B002011 S 015 C012011 PRAGUE 015 D012011 CZECH REPUBLIC 015 D022011 115 20 015 E042011 X 015 A002012 DEUTSCHE BANK AG 015 B002012 S 015 C012012 ESCHBORN 015 D012012 GERMANY 015 D022012 D-65760 015 E042012 X 015 A002013 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002013 S PAGE 107 015 C012013 COPENHAGEN 015 D012013 DENMARK 015 E042013 X 015 A002014 DELETE 015 A002015 AS HANSABANK 015 B002015 S 015 C012015 TALLINN 015 D012015 ESTONIA 015 D022015 EE 0001 015 E042015 X 015 A002016 HSBC BANK EGYPT S.A.E. 015 B002016 S 015 C012016 CAIRO 015 D012016 EGYPT 015 D022016 11211 015 E012016 X 015 A002017 DEUTSCHE BANK S.A.E. 015 B002017 S 015 C012017 BARCELONA 015 D012017 SPAIN 015 E042017 X 015 A002018 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002018 S 015 C012018 HELSINKI 015 D012018 FINLAND 015 D022018 FIN-00101 015 E042018 X 015 A002019 DEUTSCHE BANK A.G. 015 B002019 S 015 C012019 PARIS 015 D012019 FRANCE 015 D022019 75081 015 E042019 X 015 A002020 STATE STREET BANK & TRUST CO., UK BRANCH 015 B002020 S 015 C012020 EDINBURGH 015 D012020 SCOTLAND 015 D022020 EH5 2AW 015 E012020 X 015 A002021 NATIONAL BANK OF GREECE, S.A. 015 B002021 S 015 C012021 ATHENS 015 D012021 GREECE 015 D022021 105 62 015 E042021 X 015 A002022 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B002022 S 015 C012022 KWUN TONG 015 D012022 HONG KONG 015 E042022 X 015 A002023 DEUTSCHE BANK AG PAGE 108 015 B002023 S 015 C012023 JAKARTA 015 D012023 INDONESIA 015 D022023 10310 015 E042023 X 015 A002024 BANK OF IRELAND 015 B002024 S 015 C012024 DUBLIN 015 D012024 IRELAND 015 D022024 1 015 E042024 X 015 A002025 BANK HAPOALIM BM 015 B002025 S 015 C012025 TEL AVIV 015 D012025 ISRAEL 015 D022025 66883 015 E042025 X 015 A002026 DEUTSCHE BANK AG 015 B002026 S 015 C012026 FORT MUMBAI 015 D012026 INDIA 015 D022026 400 001 015 E042026 X 015 A002027 DEUTSCHE BANK S.P.A., MILAN 015 B002027 S 015 C012027 MILAN 015 D012027 ITALY 015 D022027 20126 015 E042027 X 015 A002028 MIZUHO CORPORATE BANK, LTD. 015 B002028 S 015 C012028 TOKYO 015 D012028 JAPAN 015 D022028 103-0026 015 E042028 X 015 A002029 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002029 S 015 C012029 SEOUL 015 D012029 KOREA 015 E042029 X 015 A002030 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002030 S 015 C012030 COLOMBO 015 D012030 SRI LANKA 015 D022030 1 015 E042030 X 015 A002031 THE HONGKONG & SHANGHAI BANKING CORP. LTD 015 B002031 S 015 C012031 PORT LOUIS 015 D012031 MAURITIUS 015 E042031 X PAGE 109 015 A002032 BANCO NACIONAL DE MEXICO S.A. 015 B002032 S 015 C012032 COL. SANTA FE 015 D012032 MEXICO 015 D022032 DF 01210 015 E042032 X 015 A002033 STANDARD CHARTERED BANK 015 B002033 S 015 C012033 KUALA LUMPUR 015 D012033 MALAYSIA 015 D022033 50250 015 E042033 X 015 A002034 DEUTSCHE BANK AG 015 B002034 S 015 C012034 AMSTERDAM 015 D012034 NETHERLANDS 015 D022034 1017 CA 015 E042034 X 015 A002035 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002035 S 015 C012035 OSLO 015 D012035 NORWAY 015 D022035 NO-0185 015 E042035 X 015 A002036 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002036 S 015 C012036 AUCKLAND 015 D012036 NEW ZEALAND 015 D022036 1010 015 E042036 X 015 A002037 CITIBANK DEL PERU, S.A. 015 B002037 S 015 C012037 LIMA 015 D012037 PERU 015 D022037 27 015 E012037 X 015 A002038 STANDARD CHARTERED BANK 015 B002038 S 015 C012038 MAKATI CITY 015 D012038 PHILIPPINES 015 E042038 X 015 A002039 BANK HANDLOWY W WARSZAWIE SA 015 B002039 S 015 C012039 WARSAW 015 D012039 POLAND 015 D022039 00-923 015 E042039 X 015 A002040 BANCO COMERCIAL PORTUGUES S.A. 015 B002040 S 015 C012040 LISBOA 015 D012040 PORTUGAL PAGE 110 015 D022040 1099-007 015 E042040 X 015 A002041 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002041 S 015 C012041 STOCKHOLM 015 D012041 SWEDEN 015 D022041 SE-106 40 015 E042041 X 015 A002042 DBS BANK LIMITED 015 B002042 S 015 C012042 SINGAPORE 015 D012042 SINGAPORE 015 D022042 239922 015 E042042 X 015 A002043 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B002043 S 015 C012043 BRATISLAVA 015 D012043 SLOVAK REPUBLIC 015 D022043 814 99 015 E042043 X 015 A002044 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B002044 S 015 C012044 BANGKOK 015 D012044 THAILAND 015 D022044 10500 015 E042044 X 015 A002045 CITIBANK, A.S. 015 B002045 S 015 C012045 ISTANBUL 015 D012045 TURKEY 015 D022045 34768 015 E012045 X 015 A002046 STANDARD CHARTERED BANK TAIPEI 015 B002046 S 015 C012046 TAIPEI 015 D012046 TAIWAN, R.O.C. 015 D022046 105 015 E042046 X 015 A002047 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B002047 S 015 C012047 JOHANNESBURG 015 D012047 REP. OF SOUTH AFRICA 015 D022047 2001 015 E042047 X 024 002000 Y 025 A002001 STATE STREET BANK AND TRUST CO. 025 B002001 04-1867445 025 C002001 D 025 D002001 148006 025 A002002 DELETE 025 D002002 0 PAGE 111 025 D002003 0 025 D002004 0 025 D002005 0 025 D002006 0 025 D002007 0 025 D002008 0 028 A012000 48611 028 A022000 0 028 A032000 0 028 A042000 25049 028 B012000 55882 028 B022000 0 028 B032000 0 028 B042000 16460 028 C012000 45950 028 C022000 23782 028 C032000 0 028 C042000 18705 028 D012000 73056 028 D022000 0 028 D032000 0 028 D042000 42212 028 E012000 72041 028 E022000 0 028 E032000 0 028 E042000 24235 028 F012000 55705 028 F022000 0 028 F032000 0 028 F042000 24525 028 G012000 351245 028 G022000 23782 028 G032000 0 028 G042000 151186 028 H002000 238377 029 002000 Y 030 A002000 402 030 B002000 5.75 030 C002000 0.00 031 A002000 51 031 B002000 0 032 002000 351 033 002000 0 034 002000 Y 035 002000 28 036 A002000 N 036 B002000 0 042 A002000 0 042 B002000 0 042 C002000 42 042 D002000 58 PAGE 112 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 1491 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.850 048 A012000 0 048 A022000 0.000 048 B012000 0 048 B022000 0.000 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 0 048 K022000 0.000 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y 053 B002000 Y 053 C002000 N 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 25 062 A002000 N 062 B002000 0.0 062 C002000 0.0 PAGE 113 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 063 A002000 0 063 B002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 Y 066 D002000 N 066 E002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 Y 069 002000 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 Y 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 Y 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 N 070 L012000 Y 070 L022000 Y PAGE 114 070 M012000 Y 070 M022000 Y 070 N012000 Y 070 N022000 Y 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 Y 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 947905 071 B002000 777181 071 C002000 1223906 071 D002000 64 072 A002000 6 072 B002000 1066 072 C002000 8767 072 D002000 0 072 E002000 464 072 F002000 5411 072 G002000 535 072 H002000 0 072 I002000 585 072 J002000 425 072 K002000 0 072 L002000 62 072 M002000 51 072 N002000 61 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 21 072 S002000 18 072 T002000 1491 072 U002000 0 072 V002000 0 072 W002000 70 072 X002000 8730 072 Y002000 189 072 Z002000 1756 072AA002000 19150 072BB002000 0 072CC012000 0 072CC022000 128147 072DD012000 4273 072DD022000 3394 072EE002000 21479 073 A012000 0.0000 073 A022000 0.0000 PAGE 115 073 B002000 0.4765 073 C002000 0.0000 074 A002000 4 074 B002000 0 074 C002000 69538 074 D002000 0 074 E002000 0 074 F002000 1239068 074 G002000 0 074 H002000 0 074 I002000 148006 074 J002000 6309 074 K002000 0 074 L002000 10731 074 M002000 1885 074 N002000 1475541 074 O002000 29263 074 P002000 1374 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 150899 074 S002000 0 074 T002000 1294005 074 U012000 28918 074 U022000 21438 074 V012000 0.00 074 V022000 0.00 074 W002000 0.0000 074 X002000 32028 074 Y002000 0 075 A002000 0 075 B002000 1287231 076 002000 0.00 008 A002101 PHOENIX INVESTMENT COUNSEL, INC. 008 B002101 A 008 C002101 801-5995 008 D012101 HARTFORD 008 D022101 CT 008 D032101 06115 008 D042101 0480 008 A002102 ACADIAN ASSET MANAGEMENT, LLC 008 B002102 S 008 C002102 801-28078 008 D012102 BOSTON 008 D022102 MA 008 D032102 02109 008 A002103 NEW STAR INSTITUTIONAL MANAGERS LIMITED 008 B002103 S 008 C002103 801-26315 PAGE 116 008 D012103 LONDON 008 D052103 ENGLAND 008 D062103 SW1X 7NE 015 A002101 STATE STREET BANK & TRUST COMPANY 015 B002101 C 015 C012101 BOSTON 015 C022101 MA 015 C032101 02206 015 C042101 5501 015 E012101 X 015 A002102 ERSTE BANK DER OESTERREICHISCHEN 015 B002102 S 015 C012102 VIENNA 015 D012102 AUSTRIA 015 D022102 A-1010 015 E042102 X 015 A002103 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002103 S 015 C012103 SYDNEY 015 D012103 AUSTRALIA 015 D022103 2000 015 E042103 X 015 A002104 DEUTSCHE BANK AG 015 B002104 S 015 C012104 BRUSSELS 015 D012104 BELGIUM 015 E042104 X 015 A002105 CITIBANK, N.A. 015 B002105 S 015 C012105 SAO PAULO 015 D012105 BRAZIL 015 D022105 01311 015 E012105 X 015 A002106 STATE STREET TRUST COMPANY CANADA 015 B002106 S 015 C012106 TORONTO, ONTARIO 015 D012106 CANADA 015 D022106 M5C 3G6 015 E042106 X 015 A002107 UBS AG 015 B002107 S 015 C012107 ZURICH 015 D012107 SWITZERLAND 015 D022107 8098 015 E042107 X 015 A002108 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002108 S 015 C012108 SHANGHAI 015 D012108 PRC 015 D022108 200120 015 E042108 X PAGE 117 015 A002109 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002109 S 015 C012109 SHENZHEN 015 D012109 PRC 015 D022109 518031 015 E042109 X 015 A002110 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B002110 S 015 C012110 PRAGUE 015 D012110 CZECH REPUBLIC 015 D022110 115 20 015 E042110 X 015 A002111 DEUTSCHE BANK AG 015 B002111 S 015 C012111 ESCHBORN 015 D012111 GERMANY 015 D022111 D-65760 015 E042111 X 015 A002112 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002112 S 015 C012112 COPENHAGEN 015 D012112 DENMARK 015 E042112 X 015 A002113 DEUTSCHE BANK S.A.E. 015 B002113 S 015 C012113 BARCELONA 015 D012113 SPAIN 015 E042113 X 015 A002114 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002114 S 015 C012114 HELSINKI 015 D012114 FINLAND 015 D022114 FIN-00101 015 E042114 X 015 A002115 DEUTSCHE BANK AG 015 B002115 S 015 C012115 PARIS 015 D012115 FRANCE 015 D022115 75081 015 E042115 X 015 A002116 STATE STREET BANK & TRUST CO., UNITED KINGDOM 015 B002116 S 015 C012116 EDINBURGH 015 D012116 SCOTLAND 015 D022116 EH5 2AW 015 E012116 X 015 A002117 NATIONAL BANK OF GREECE, S.A. 015 B002117 S 015 C012117 ATHENS 015 D012117 GREECE 015 D022117 105 62 PAGE 118 015 E042117 X 015 A002118 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B002118 S 015 C012118 KWUN TONG 015 D012118 HONG KONG 015 E042118 X 015 A002119 UNICREDIT BANK HUNGARY ZRT. 015 B002119 S 015 C012119 BUDAPEST 015 D012119 HUNGARY 015 D022119 H-1054 015 E042119 X 015 A002120 DEUTSCHE BANK AG 015 B002120 S 015 C012120 JAKARTA 015 D012120 INDONESIA 015 D022120 10310 015 E042120 X 015 A002121 BANK OF IRELAND 015 B002121 S 015 C012121 DUBLIN 015 D012121 IRELAND 015 D022121 1 015 E042121 X 015 A002122 BANK HAPOALIM BM 015 B002122 S 015 C012122 TEL AVIV 015 D012122 ISRAEL 015 D022122 66883 015 E042122 X 015 A002123 DEUTSCHE BANK S.P.A., MILAN 015 B002123 S 015 C012123 MILAN 015 D012123 ITALY 015 D022123 20126 015 E042123 X 015 A002124 MIZUHO CORPORATE BANK, LTD. 015 B002124 S 015 C012124 TOKYO 015 D012124 JAPAN 015 D022124 103-0026 015 E042124 X 015 A002125 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002125 S 015 C012125 SEOUL 015 D012125 KOREA 015 E042125 X 015 A002126 BANCO NACIONAL DE MEXICO., S.A. (BANAMEX) 015 B002126 S 015 C012126 COL. SANTA FE 015 D012126 MEXICO PAGE 119 015 D022126 DF 01210 015 E042126 X 015 A002127 STANDARD CHARTERED BANK 015 B002127 S 015 C012127 KUALA LUMPUR 015 D012127 MALAYSIA 015 D022127 50250 015 E042127 X 015 A002128 DEUTSCHE BANK AG 015 B002128 S 015 C012128 AMSTERDAM 015 D012128 NETHERLANDS 015 D022128 1017 CA 015 E042128 X 015 A002129 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002129 S 015 C012129 OSLO 015 D012129 NORWAY 015 D022129 NO-0185 015 E042129 X 015 A002130 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002130 S 015 C012130 AUCKLAND 015 D012130 NEW ZEALAND 015 D022130 1010 015 E042130 X 015 A002131 CITIBANK DEL PERU, S.A. 015 B002131 S 015 C012131 LIMA 015 D012131 PERU 015 D022131 27 015 E012131 X 015 A002132 STANDARD CHARTERED BANK 015 B002132 S 015 C012132 MAKATI CITY 015 D012132 PHILIPPINES 015 E042132 X 015 A002133 BANK HANDLOWY W WARSZAWIE S.A. 015 B002133 S 015 C012133 WARSAW 015 D012133 POLAND 015 D022133 00-923 015 E042133 X 015 A002134 BANCO COMERCIAL PORTUGUES, S.A. 015 B002134 S 015 C012134 LISBOA 015 D012134 PORTUGAL 015 D022134 1099-007 015 E042134 X 015 A002135 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002135 S PAGE 120 015 C012135 STOCKHOLM 015 D012135 SWEDEN 015 D022135 SE-106 40 015 E042135 X 015 A002136 DBS BANK LIMITED 015 B002136 S 015 C012136 SINGAPORE 015 D012136 SINGAPORE 015 D022136 239922 015 E042136 X 015 A002137 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B002137 S 015 C012137 BANGKOK 015 D012137 THAILAND 015 D022137 10500 015 E042137 X 015 A002138 CITIBANK, A.S. 015 B002138 S 015 C012138 ISTANBUL 015 D012138 TURKEY 015 D022138 34768 015 E012138 X 015 A002139 STANDARD CHARTERED BANK TAIPEI 015 B002139 S 015 C012139 TAIPEI 015 D012139 TAIWAN, R.O.C. 015 D022139 105 015 E042139 X 015 A002140 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B002140 S 015 C012140 JOHANNESBURG 015 D012140 REP. OF SOUTH AFRICA 015 D022140 2001 015 E042140 X 015 A002141 NEDBANK LIMITED 015 B002141 S 015 C012141 JOHANNESBURG 015 D012141 REP. OF SOUTH AFRICA 015 E042141 X 015 A002142 CREDIT SUISSE 015 B002142 S 015 C012142 ZURICH 015 D012142 SWITZERLAND 015 D022142 8070 015 E012142 X 024 002100 Y 025 A002101 BARCLAYS BANK PLC 025 B002101 13-4942190 025 C002101 E 025 D002101 374 025 A002102 CREDIT SUISSE FIRST BOSTON CORP. PAGE 121 025 B002102 13-5659485 025 C002102 E 025 D002102 606 025 A002103 DELETE 025 D002103 0 025 D002104 0 025 D002105 0 025 D002106 0 025 D002107 0 025 D002108 0 028 A012100 1150 028 A022100 0 028 A032100 0 028 A042100 1687 028 B012100 472 028 B022100 0 028 B032100 0 028 B042100 1416 028 C012100 808 028 C022100 545 028 C032100 0 028 C042100 1755 028 D012100 885 028 D022100 7 028 D032100 0 028 D042100 2440 028 E012100 1029 028 E022100 0 028 E032100 0 028 E042100 2329 028 F012100 1165 028 F022100 0 028 F032100 0 028 F042100 1018 028 G012100 5509 028 G022100 552 028 G032100 0 028 G042100 10645 028 H002100 4857 029 002100 Y 030 A002100 22 030 B002100 5.75 030 C002100 0.00 031 A002100 3 031 B002100 0 032 002100 19 033 002100 0 034 002100 Y 035 002100 4 036 A002100 N 036 B002100 0 PAGE 122 042 A002100 0 042 B002100 0 042 C002100 34 042 D002100 66 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 0 043 002100 148 044 002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.000 048 A012100 1000000 048 A022100 0.850 048 B012100 1000000 048 B022100 0.800 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 2000000 048 K022100 0.750 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 N 055 A002100 N 055 B002100 N 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 25 062 A002100 N PAGE 123 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 063 A002100 0 063 B002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 N 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 Y 067 002100 N 068 A002100 N 068 B002100 Y 069 002100 N 070 A012100 Y 070 A022100 N 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 Y 070 I022100 N 070 J012100 Y 070 J022100 N 070 K012100 Y PAGE 124 070 K022100 N 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 Y 070 N012100 Y 070 N022100 N 070 O012100 Y 070 O022100 N 070 P012100 Y 070 P022100 N 070 Q012100 Y 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 35237 071 B002100 39863 071 C002100 94731 071 D002100 37 072 A002100 6 072 B002100 3 072 C002100 845 072 D002100 0 072 E002100 0 072 F002100 402 072 G002100 39 072 H002100 0 072 I002100 84 072 J002100 54 072 K002100 0 072 L002100 9 072 M002100 4 072 N002100 22 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 12 072 S002100 2 072 T002100 147 072 U002100 0 072 V002100 0 072 W002100 6 072 X002100 781 072 Y002100 0 072 Z002100 67 072AA002100 1156 072BB002100 0 072CC012100 0 072CC022100 15794 072DD012100 588 072DD022100 44 PAGE 125 072EE002100 0 073 A012100 0.0000 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 890 074 B002100 0 074 C002100 180 074 D002100 0 074 E002100 0 074 F002100 83658 074 G002100 0 074 H002100 0 074 I002100 0 074 J002100 0 074 K002100 0 074 L002100 385 074 M002100 30 074 N002100 85143 074 O002100 126 074 P002100 108 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 92 074 S002100 0 074 T002100 84817 074 U012100 5787 074 U022100 529 074 V012100 0.00 074 V022100 0.00 074 W002100 0.0000 074 X002100 5577 074 Y002100 0 075 A002100 0 075 B002100 95946 076 002100 0.00 008 A002201 PHOENIX INVESTMENT COUNSEL, INC. 008 B002201 A 008 C002201 801-5995 008 D012201 HARTFORD 008 D022201 CT 008 D032201 06115 008 D042201 0480 008 A002202 ACADIAN ASSET MANAGEMENT, LLC 008 B002202 S 008 C002202 801-28078 008 D012202 BOSTON 008 D022202 MA 008 D032202 02109 PAGE 126 008 D042202 0480 008 A002203 NEW STAR INSTITUTIONAL MANAGERS LIMITED 008 B002203 S 008 C002203 801-26315 008 D012203 LONDON 008 D052203 ENGLAND 008 D062203 SW1X 7NE 015 A002201 STATE STREET BANK & TRUST COMPANY 015 B002201 C 015 C012201 BOSTON 015 C022201 MA 015 C032201 02206 015 C042201 5501 015 E012201 X 015 A002202 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN 015 B002202 S 015 C012202 VIENNA 015 D012202 AUSTRIA 015 D022202 A-1010 015 E042202 X 015 A002203 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002203 S 015 C012203 SYDNEY 015 D012203 AUSTRALIA 015 D022203 2000 015 E042203 X 015 A002204 DEUTSCHE BANK AG 015 B002204 S 015 C012204 BRUSSELS 015 D012204 BELGIUM 015 E042204 X 015 A002205 CITIBANK, N.A. 015 B002205 S 015 C012205 SAO PAULO 015 D012205 BRAZIL 015 D022205 01311 015 E012205 X 015 A002206 STATE STREET TRUST COMPANY CANADA 015 B002206 S 015 C012206 TORONTO, ONTARIO 015 D012206 CANADA 015 D022206 M5C 3G6 015 E042206 X 015 A002207 UBS AG 015 B002207 S 015 C012207 ZURICH 015 D012207 SWITZERLAND 015 D022207 8098 015 E042207 X 015 A002208 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002208 S PAGE 127 015 C012208 SHANGHAI 015 D012208 PRC 015 D022208 200120 015 E042208 X 015 A002209 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002209 S 015 C012209 SHENZHEN 015 D012209 PRC 015 D022209 518031 015 E042209 X 015 A002210 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B002210 S 015 C012210 PRAGUE 015 D012210 CZECH REPUBLIC 015 D022210 115 20 015 E042210 X 015 A002211 DEUTSCHE BANK AG 015 B002211 S 015 C012211 ESCHBORN 015 D012211 GERMANY 015 D022211 D-65760 015 E042211 X 015 A002212 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002212 S 015 C012212 COPENHAGEN 015 D012212 DENMARK 015 E042212 X 015 A002213 DEUTSCHE BANK S.A.E. 015 B002213 S 015 C012213 BARCELONA 015 D012213 SPAIN 015 E042213 X 015 A002214 SKANDINAVISKA ENSKILDA BANKEN A.B. 015 B002214 S 015 C012214 HELSINKI 015 D012214 FINLAND 015 D022214 FIN-00101 015 E042214 X 015 A002215 DEUTSCHE BANK A.G. 015 B002215 S 015 C012215 PARIS 015 D012215 FRANCE 015 D022215 75081 015 E042215 X 015 A002216 STATE STREET BANK & TRUST COMPANY, UK BRANCH 015 B002216 S 015 C012216 EDINBURGH 015 D012216 SCOTLAND 015 D022216 EH5 2AW 015 E012216 X 015 A002217 NATIONAL BANK OF GREECE S.A. PAGE 128 015 B002217 S 015 C012217 ATHENS 015 D012217 GREECE 015 D022217 105 62 015 E042217 X 015 A002218 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B002218 S 015 C012218 KWUN TONG 015 D012218 HONG KONG 015 E042218 X 015 A002219 UNICREDIT BANK HUNGARY ZRT. 015 B002219 S 015 C012219 BUDAPEST 015 D012219 HUNGARY 015 D022219 H-1054 015 E042219 X 015 A002220 DEUTSCHE BANK AG 015 B002220 S 015 C012220 JAKARTA 015 D012220 INDONESIA 015 D022220 10310 015 E042220 X 015 A002221 BANK OF IRELAND 015 B002221 S 015 C012221 DUBLIN 015 D012221 IRELAND 015 D022221 1 015 E042221 X 015 A002222 BANK HAPOALIM B.M. 015 B002222 S 015 C012222 TEL AVIV 015 D012222 ISRAEL 015 D022222 66883 015 E042222 X 015 A002223 DEUTSCHE BANK S.P.A. MILAN 015 B002223 S 015 C012223 MILAN 015 D012223 ITALY 015 D022223 20126 015 E042223 X 015 A002224 MIZUHO CORPORATE BANK, LTD. 015 B002224 S 015 C012224 TOKYO 015 D012224 JAPAN 015 D022224 103-0026 015 E042224 X 015 A002225 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002225 S 015 C012225 SEOUL 015 D012225 KOREA 015 E042225 X PAGE 129 015 A002226 BANCO NACIONAL DE MEXICO, S.A. 015 B002226 S 015 C012226 COL. SANTA FE 015 D012226 MEXICO 015 D022226 DF 01210 015 E042226 X 015 A002227 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B002227 S 015 C012227 KUALA LUMPUR 015 D012227 MALAYSIA 015 D022227 50250 015 E042227 X 015 A002228 DEUTSCHE BANK AG 015 B002228 S 015 C012228 AMSTERDAM 015 D012228 NETHERLANDS 015 D022228 1017 CA 015 E042228 X 015 A002229 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002229 S 015 C012229 OSLO 015 D012229 NORWAY 015 D022229 NO-0185 015 E042229 X 015 A002230 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002230 S 015 C012230 AUCKLAND 015 D012230 NEW ZEALAND 015 D022230 1010 015 E042230 X 015 A002231 CITIBANK DEL PERU, S.A. 015 B002231 S 015 C012231 LIMA 015 D012231 PERU 015 D022231 27 015 E012231 X 015 A002232 STANDARD CHARTERED BANK 015 B002232 S 015 C012232 MAKATI CITY 015 D012232 PHILIPPINES 015 E042232 X 015 A002233 BANK HANDLOWY W WARSZAWIE S.A. 015 B002233 S 015 C012233 WARSAW 015 D012233 POLAND 015 D022233 00-923 015 E042233 X 015 A002234 BANCO COMERCIAL PORTUGUES S.A. 015 B002234 S 015 C012234 LISBOA 015 D012234 PORTUGAL PAGE 130 015 D022234 1099-007 015 E042234 X 015 A002235 DBS BANK LIMITED 015 B002235 S 015 C012235 SINGAPORE 015 D012235 SINGAPORE 015 D022235 239922 015 E042235 X 015 A002236 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B002236 S 015 C012236 BANGKOK 015 D012236 THAILAND 015 D022236 10500 015 E042236 X 015 A002237 CITIBANK, A.S. 015 B002237 S 015 C012237 ISTANBUL 015 D012237 TURKEY 015 D022237 34768 015 E012237 X 015 A002238 STANDARD CHARTERED BANK TAIPEI 015 B002238 S 015 C012238 TAIPEI 015 D012238 TAIWAN, R.O.C. 015 D022238 105 015 E042238 X 015 A002239 NEDBANK LIMITED 015 B002239 S 015 C012239 JOHANNESBURG 015 D012239 REP. OF SOUTH AFRICA 015 E042239 X 015 A002240 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002240 S 015 C012240 STOCKHOLM 015 D012240 SWEDEN 015 D022240 SE-106 40 015 E042240 X 024 002200 Y 025 A002201 BANK OF AMERICA LLC 025 B002201 56-2058405 025 C002201 E 025 D002201 664 025 A002202 JP MORGAN CHASE 025 B002202 13-3379014 025 C002202 E 025 D002202 629 025 A002203 CITICORP SECURITIES SERVICES INC. 025 B002203 13-3214963 025 C002203 E 025 D002203 43 025 A002204 CREDIT SUISSE FIRST BOSTON CORP. PAGE 131 025 B002204 13-5659485 025 C002204 E 025 D002204 520 025 A002205 STATE STREET BANK AND TRUST CO. 025 B002205 04-1867445 025 C002205 E 025 D002205 252 025 A002206 STATE STREET BANK AND TRUST CO. 025 B002206 04-1867445 025 C002206 D 025 D002206 9824 025 A002207 GOLDMAN SACHS & CO. 025 B002207 13-5108880 025 C002207 E 025 D002207 68 025 A002208 PRUDENTIAL SECURITIES 025 B002208 13-3255462 025 C002208 E 025 D002208 253 025 A002209 BARCLAYS BANK PLC 025 B002209 13-4942190 025 C002209 E 025 D002209 329 025 A002210 DELETE 025 D002210 0 025 A002211 DELETE 025 D002211 0 025 D002212 0 025 D002213 0 025 D002214 0 025 D002215 0 025 D002216 0 028 A012200 388 028 A022200 0 028 A032200 0 028 A042200 1436 028 B012200 389 028 B022200 0 028 B032200 0 028 B042200 1751 028 C012200 426 028 C022200 2246 028 C032200 0 028 C042200 1228 028 D012200 444 028 D022200 39 028 D032200 0 028 D042200 1604 028 E012200 156 028 E022200 0 028 E032200 0 PAGE 132 028 E042200 976 028 F012200 247 028 F022200 0 028 F032200 0 028 F042200 1333 028 G012200 2050 028 G022200 2285 028 G032200 0 028 G042200 8328 028 H002200 1462 029 002200 Y 030 A002200 11 030 B002200 5.75 030 C002200 0.00 031 A002200 2 031 B002200 0 032 002200 9 033 002200 0 034 002200 Y 035 002200 5 036 A002200 N 036 B002200 0 042 A002200 0 042 B002200 0 042 C002200 25 042 D002200 75 042 E002200 0 042 F002200 0 042 G002200 0 042 H002200 0 043 002200 163 044 002200 0 045 002200 Y 046 002200 N 047 002200 Y 048 002200 0.000 048 A012200 1000000 048 A022200 0.850 048 B012200 1000000 048 B022200 0.800 048 C012200 0 048 C022200 0.000 048 D012200 0 048 D022200 0.000 048 E012200 0 048 E022200 0.000 048 F012200 0 048 F022200 0.000 048 G012200 0 048 G022200 0.000 048 H012200 0 PAGE 133 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 048 J022200 0.000 048 K012200 2000000 048 K022200 0.750 049 002200 N 050 002200 N 051 002200 N 052 002200 N 053 A002200 N 055 A002200 N 055 B002200 N 056 002200 Y 057 002200 N 058 A002200 N 059 002200 Y 060 A002200 Y 060 B002200 Y 061 002200 25 062 A002200 N 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 0.0 062 P002200 0.0 062 Q002200 0.0 062 R002200 0.0 063 A002200 0 063 B002200 0.0 066 A002200 Y 066 B002200 N 066 C002200 Y 066 D002200 N 066 E002200 N 066 F002200 N 066 G002200 N 067 002200 N 068 A002200 N 068 B002200 Y PAGE 134 069 002200 N 070 A012200 Y 070 A022200 N 070 B012200 Y 070 B022200 N 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 Y 070 E022200 N 070 F012200 Y 070 F022200 N 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 Y 070 I022200 N 070 J012200 Y 070 J022200 N 070 K012200 Y 070 K022200 N 070 L012200 Y 070 L022200 Y 070 M012200 Y 070 M022200 Y 070 N012200 Y 070 N022200 Y 070 O012200 Y 070 O022200 N 070 P012200 Y 070 P022200 N 070 Q012200 Y 070 Q022200 N 070 R012200 Y 070 R022200 N 071 A002200 35377 071 B002200 41555 071 C002200 112501 071 D002200 31 072 A002200 6 072 B002200 12 072 C002200 1063 072 D002200 0 072 E002200 65 072 F002200 478 072 G002200 47 072 H002200 0 072 I002200 109 072 J002200 65 PAGE 135 072 K002200 0 072 L002200 11 072 M002200 5 072 N002200 23 072 O002200 0 072 P002200 0 072 Q002200 0 072 R002200 19 072 S002200 3 072 T002200 163 072 U002200 0 072 V002200 0 072 W002200 7 072 X002200 930 072 Y002200 0 072 Z002200 210 072AA002200 1240 072BB002200 0 072CC012200 0 072CC022200 17091 072DD012200 188 072DD022200 0 072EE002200 2301 073 A012200 0.0190 073 A022200 0.0000 073 B002200 0.2196 073 C002200 0.0000 074 A002200 511 074 B002200 0 074 C002200 680 074 D002200 0 074 E002200 0 074 F002200 100208 074 G002200 0 074 H002200 0 074 I002200 9824 074 J002200 476 074 K002200 0 074 L002200 535 074 M002200 37 074 N002200 112271 074 O002200 112 074 P002200 131 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 10366 074 S002200 0 074 T002200 101662 074 U012200 9799 PAGE 136 074 U022200 563 074 V012200 0.00 074 V022200 0.00 074 W002200 0.0000 074 X002200 7294 074 Y002200 0 075 A002200 0 075 B002200 114209 076 002200 0.00 008 A002301 PHOENIX INVESTMENT COUNSEL, INC. 008 B002301 A 008 C002301 801-5995 008 D012301 HARTFORD 008 D022301 CT 008 D032301 06115 008 D042301 0480 008 A002302 DUFF & PHELPS INVESTMENT MANAGEMENT CO. 008 B002302 S 008 C002302 801-14813 008 D012302 CHICAGO 008 D022302 IL 008 D032302 60603 024 002300 N 025 D002301 0 025 D002302 0 025 D002303 0 025 D002304 0 025 D002305 0 025 D002306 0 025 D002307 0 025 D002308 0 028 A012300 12914 028 A022300 0 028 A032300 0 028 A042300 0 028 B012300 17 028 B022300 0 028 B032300 0 028 B042300 67 028 C012300 197 028 C022300 178 028 C032300 0 028 C042300 143 028 D012300 101 028 D022300 0 028 D032300 0 028 D042300 35 028 E012300 37 028 E022300 0 028 E032300 0 028 E042300 89 PAGE 137 028 F012300 50 028 F022300 0 028 F032300 0 028 F042300 42 028 G012300 13316 028 G022300 178 028 G032300 0 028 G042300 376 028 H002300 12973 029 002300 Y 030 A002300 2 030 B002300 5.75 030 C002300 0.00 031 A002300 0 031 B002300 0 032 002300 2 033 002300 0 034 002300 N 035 002300 0 036 B002300 0 042 A002300 0 042 B002300 0 042 C002300 98 042 D002300 2 042 E002300 0 042 F002300 0 042 G002300 0 042 H002300 0 043 002300 13 044 002300 0 045 002300 Y 046 002300 N 047 002300 Y 048 002300 0.000 048 A012300 1000000 048 A022300 1.000 048 B012300 1000000 048 B022300 0.950 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 PAGE 138 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 2000000 048 K022300 0.900 049 002300 N 050 002300 N 051 002300 N 052 002300 N 053 A002300 Y 053 B002300 Y 053 C002300 N 055 A002300 N 055 B002300 N 056 002300 Y 057 002300 N 058 A002300 N 059 002300 Y 060 A002300 N 060 B002300 N 061 002300 25 062 A002300 N 062 B002300 0.0 062 C002300 0.0 062 D002300 0.0 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 062 M002300 0.0 062 N002300 0.0 062 O002300 0.0 062 P002300 0.0 062 Q002300 0.0 062 R002300 0.0 063 A002300 0 063 B002300 0.0 066 A002300 Y 066 B002300 N 066 C002300 Y 066 D002300 N 066 E002300 N 066 F002300 N 066 G002300 N 067 002300 N 068 A002300 N 068 B002300 Y PAGE 139 069 002300 N 070 A012300 Y 070 A022300 N 070 B012300 Y 070 B022300 N 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y 070 E022300 N 070 F012300 Y 070 F022300 N 070 G012300 Y 070 G022300 N 070 H012300 Y 070 H022300 N 070 I012300 Y 070 I022300 N 070 J012300 Y 070 J022300 N 070 K012300 Y 070 K022300 N 070 L012300 Y 070 L022300 Y 070 M012300 Y 070 M022300 N 070 N012300 Y 070 N022300 N 070 O012300 Y 070 O022300 N 070 P012300 Y 070 P022300 N 070 Q012300 Y 070 Q022300 N 070 R012300 Y 070 R022300 N 071 A002300 13116 071 B002300 448 071 C002300 10467 071 D002300 4 072 A002300 6 072 B002300 9 072 C002300 176 072 D002300 0 072 E002300 0 072 F002300 52 072 G002300 4 072 H002300 0 072 I002300 10 072 J002300 12 PAGE 140 072 K002300 0 072 L002300 3 072 M002300 0 072 N002300 22 072 O002300 0 072 P002300 0 072 Q002300 0 072 R002300 9 072 S002300 0 072 T002300 14 072 U002300 0 072 V002300 0 072 W002300 3 072 X002300 129 072 Y002300 51 072 Z002300 107 072AA002300 0 072BB002300 95 072CC012300 0 072CC022300 1401 072DD012300 175 072DD022300 4 072EE002300 0 073 A012300 0.0000 073 A022300 0.0000 073 B002300 0.0000 073 C002300 0.0000 074 A002300 314 074 B002300 0 074 C002300 0 074 D002300 0 074 E002300 0 074 F002300 11168 074 G002300 0 074 H002300 0 074 I002300 0 074 J002300 63 074 K002300 2 074 L002300 51 074 M002300 34 074 N002300 11632 074 O002300 52 074 P002300 7 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 23 074 S002300 0 074 T002300 11550 074 U012300 1297 PAGE 141 074 U022300 35 074 V012300 0.00 074 V022300 0.00 074 W002300 0.0000 074 X002300 45 074 Y002300 0 075 A002300 0 075 B002300 10887 076 002300 0.00 008 A002401 PHOENIX INVESTMENT COUNSEL, INC. 008 B002401 A 008 C002401 801-5995 008 D012401 HARTFORD 008 D022401 CT 008 D032401 06115 008 D042401 0480 008 A002402 GOODWIN CAPITAL ADVISERS, INC. 008 B002402 S 008 C002402 801-8177 008 D012402 HARTFORD 008 D022402 CT 008 D032402 06115 008 D042402 0480 024 002400 N 025 D002401 0 025 D002402 0 025 D002403 0 025 D002404 0 025 D002405 0 025 D002406 0 025 D002407 0 025 D002408 0 028 A012400 0 028 A022400 0 028 A032400 0 028 A042400 0 028 B012400 0 028 B022400 0 028 B032400 0 028 B042400 0 028 C012400 0 028 C022400 0 028 C032400 0 028 C042400 0 028 D012400 0 028 D022400 0 028 D032400 0 028 D042400 0 028 E012400 15006 028 E022400 0 028 E032400 0 PAGE 142 028 E042400 0 028 F012400 0 028 F022400 126 028 F032400 0 028 F042400 0 028 G012400 15006 028 G022400 126 028 G032400 0 028 G042400 0 028 H002400 14606 029 002400 N 030 A002400 0 030 B002400 0.00 030 C002400 0.00 031 A002400 0 031 B002400 0 032 002400 0 033 002400 0 034 002400 N 035 002400 0 036 B002400 0 042 A002400 0 042 B002400 0 042 C002400 100 042 D002400 0 042 E002400 0 042 F002400 0 042 G002400 0 042 H002400 0 043 002400 6 044 002400 0 045 002400 Y 046 002400 N 047 002400 Y 048 002400 0.000 048 A012400 1000000 048 A022400 0.600 048 B012400 1000000 048 B022400 0.550 048 C012400 0 048 C022400 0.000 048 D012400 0 048 D022400 0.000 048 E012400 0 048 E022400 0.000 048 F012400 0 048 F022400 0.000 048 G012400 0 048 G022400 0.000 048 H012400 0 048 H022400 0.000 PAGE 143 048 I012400 0 048 I022400 0.000 048 J012400 0 048 J022400 0.000 048 K012400 2000000 048 K022400 0.500 049 002400 N 050 002400 N 051 002400 N 052 002400 N 053 A002400 Y 053 B002400 Y 053 C002400 N 055 A002400 Y 055 B002400 N 056 002400 Y 057 002400 N 058 A002400 N 059 002400 Y 060 A002400 Y 060 B002400 Y 061 002400 25 062 A002400 Y 062 B002400 0.0 062 C002400 18.9 062 D002400 0.0 062 E002400 0.0 062 F002400 0.0 062 G002400 0.0 062 H002400 0.0 062 I002400 0.0 062 J002400 0.0 062 K002400 0.0 062 L002400 0.0 062 M002400 0.0 062 N002400 0.0 062 O002400 0.0 062 P002400 3.6 062 Q002400 90.4 062 R002400 0.0 063 A002400 0 063 B002400 3.8 064 A002400 N 064 B002400 N 066 A002400 N 067 002400 N 068 A002400 N 068 B002400 N 069 002400 N 070 A012400 Y 070 A022400 N PAGE 144 070 B012400 Y 070 B022400 N 070 C012400 Y 070 C022400 N 070 D012400 Y 070 D022400 N 070 E012400 Y 070 E022400 N 070 F012400 Y 070 F022400 N 070 G012400 Y 070 G022400 N 070 H012400 Y 070 H022400 N 070 I012400 Y 070 I022400 N 070 J012400 Y 070 J022400 N 070 K012400 Y 070 K022400 N 070 L012400 Y 070 L022400 Y 070 M012400 Y 070 M022400 N 070 N012400 Y 070 N022400 N 070 O012400 Y 070 O022400 N 070 P012400 Y 070 P022400 N 070 Q012400 Y 070 Q022400 N 070 R012400 Y 070 R022400 N 071 A002400 14980 071 B002400 720 071 C002400 13651 071 D002400 5 072 A002400 2 072 B002400 152 072 C002400 0 072 D002400 0 072 E002400 0 072 F002400 14 072 G002400 2 072 H002400 0 072 I002400 7 072 J002400 2 072 K002400 0 072 L002400 2 072 M002400 0 PAGE 145 072 N002400 4 072 O002400 0 072 P002400 0 072 Q002400 0 072 R002400 4 072 S002400 0 072 T002400 6 072 U002400 0 072 V002400 0 072 W002400 2 072 X002400 43 072 Y002400 14 072 Z002400 123 072AA002400 0 072BB002400 32 072CC012400 0 072CC022400 86 072DD012400 123 072DD022400 3 072EE002400 0 073 A012400 0.0000 073 A022400 0.0000 073 B002400 0.0000 073 C002400 0.0000 074 A002400 37 074 B002400 0 074 C002400 2840 074 D002400 548 074 E002400 0 074 F002400 0 074 G002400 0 074 H002400 0 074 I002400 13566 074 J002400 617 074 K002400 0 074 L002400 113 074 M002400 41 074 N002400 17762 074 O002400 2732 074 P002400 11 074 Q002400 0 074 R012400 0 074 R022400 0 074 R032400 0 074 R042400 8 074 S002400 0 074 T002400 15011 074 U012400 1473 074 U022400 40 074 V012400 0.00 074 V022400 0.00 PAGE 146 074 W002400 0.0000 074 X002400 9 074 Y002400 0 075 A002400 0 075 B002400 14951 076 002400 0.00 SIGNATURE W.PATRICK BRADLEY TITLE CFO & TREASURER EX-99.77C VOTES 2 pxot77c.txt RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST December 27, 2007 (Unaudited) At a special meeting of shareholders of Phoenix Market Neutral Fund, a series of Phoenix Opportunities Trust, held on December 27, 2007, shareholders voted on the following proposals: NUMBER OF ELIGIBLE UNITS VOTED: To approve a Subadvisory Agreement between Phoenix Investment Counsel, Inc. and The Boston Company Asset Management, LLC FOR AGAINST ABSTAIN 4,363,841 5,972 23,863 To approve a proposal to permit Phoenix Investment Counsel, Inc. to hire and replace subadvisers or to modify subadvisory agreements without shareholder approval FOR AGAINST ABSTAIN 4,335,240 33,923 24,513 EX-99 3 pxot77q3.txt EXHIBIT 77Q3 TO FORM N-SAR Registrant Name: Phoenix-Opportunities Trust File Number: 811-7455 Registrant CIK Number: 0001005020 Semiannual 3/31/08 Sub-Item 77Q3 Because the electronic format for filing Form NSAR does not provide adequate space for responding to Items 72DD1, 72DD2, 73A1, 73A2, 74U1, 74U2, 74V1, and 74V2 correctly, the correct answers are as follows: 72DD1/72DD2- Series 3 - Class A $609, Class B $77, Class C $39, Class I $1,078 Series 7 - Class A $914, Class B $20, Class C $51 Series 8 - Class A $8,670, Class B $230, Class C $437, Class I $240 Series 14 - Class A $1,429, Class B $30, Class C $26 Series 15 - Class A $935, Class B $139, Class C $43 Series 16 - Class A $4,424, Class B $72, Class C $64 Series 18 - Class A $3,193, Class B $357, Class C $507 Series 19 - Class A $40,744, Class B $514, Class C $4,453, Class T $3,665 Series 20 - Class A $4,273, Class C $216, Class I $3,178 Series 21 - Class A $588, Class B $30, Class C $14 Series 22 - Class A $188, Class B $0, Class C $0 Series 23 - Class A $175, Class C $3, Class I $1 Series 24 - Class A $123, Class C $1, Class I $2 73A1/73A2- Series 3 - Class A $0.2190, Class B $0.1780, Class C $0.1780, Class I $0.231 Series 7 - Class A $0.1640, Class B $0.0910, Class C $0.083 Series 8 - Class A $0.2816, Class B $0.1724, Class C $0.1706, Class I $0.3190 Series 14 - Class A $0.1920, Class B $0.1620, Class C $0.1620 Series 15 - Class A $0.3171, Class B $0.2985, Class C $0.2987 Series 16 - Class A $0.1800, Class B $0.1620, Class C $0.1620 Series 18 - Class A $0.3117, Class B $0.2717, Class C $0.2714 Series 19 - Class A $0.1280, Class B $0.1165, Class C $0.1222, Class T $0.1105 Series 20 - Class A $0.1677, Class C $0.0508, Class I $0.2070 Series 21 - Class A $0.0994, Class B $0.0738, Class C $0.0739 Series 22 - Class A $0.0190, Class B $0.0000, Class C $0.0000 Series 23 - Class A $0.1359, Class C $0.1151, Class I $0.1420 Series 24 - Class A $0.0840, Class C $0.0720, Class I $0.0880 74U1/74U2- Series 3 - Class A 2,730, Class B 446, Class C 265, Class I 3,567 Series 8 - Class A 30,672, Class B 1,298, Class C 2,485, Class I 809 Series 7 - Class A 8,445, Class B 204, Class C 597 Series 14 - Class A 7,371, Class B 184, Class C 189 Series 16 - Class A 24,121, Class B 399, Class C 372 Series 18 - Class A 10,032, Class B 1,318, Class C 1,849 Series 19 - Class A 322,284, Class B 4,441, Class C 35,792, Class T 33,516 Series 20 - Class A 28,918, Class C 4,750, Class I 16,688 Series 21 - Class A 5,787, Class B 360, Class C 169 Series 22 - Class A 9,799, Class B 387, Class C 176 Series 23 - Class A 1,297, Class C 25, Class I 10 Series 24 - Class A 1,473, Class C 20, Class I 20 74V1/74V2- Series 3 - Class A $10.27, Class B $10.07, Class C $10.09, Class I $10.38 Series 7 - Class A $10.25, Class B $9.93, Class C $9.89 Series 8 - Class A $29.02, Class B $28.69, Class C $29.00, Class I $29.01 Series 14 - Class A $8.31, Class B $8.25, Class C $8.28 Series 16 - Class A $4.46, Class B $4.39, Class C $4.41 Series 18 - Class A $10.33, Class B $10.31, Class C $10.37 Series 19 - Class A $4.55, Class B $4.54, Class C $4.59, Class T 4.58 Series 20 - Class A $25.71, Class C $25.47, Class I $25.74 Series 21 - Class A $13.53, Class B $12.37, Class C $12.33 Series 22 - Class A $9.86, Class B $8.88, Class C $8.85 Series 23 - Class A $8.67, Class C $8.65, Class I $8.67 Series 24 - Class A $9.92, Class C $9.92, Class I $9.92 EX-99.77Q1 OTHR EXHB 4 pxot77q11.txt 77Q1(e)(1) - Fourth Amendment to Amended and Restated Investment Advisory Agreement, between Phoenix Opportunities Trust and Phoenix Investment Counsel, Inc., dated January 31, 2008, filed via EDGAR herewith. 77Q1(e)(2) - Second Amendment to Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Goodwin Capital Advisers, Inc., adding Phoenix Senior Floating Rate Fund, dated January 31, 2008, filed via EDGAR herewith. 77Q1(e)(3) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and The Boston Company Asset Management, LLC, on behalf of Phoenix Market Neutral Fund, dated January 10, 2008. EX-99.77Q1 OTHR EXHB 5 pxot77q12.txt FOURTH AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AMENDMENT effective as of the 31st day of January, 2008 amends that certain Amended and Restated Investment Advisory Agreement dated as of November 20, 2002, as Amended as of June 8, 2006, as of June 27, 2007 and as of September 24, 2007 (the "Agreement") by and between Phoenix Opportunities Trust (formerly known as Phoenix-Seneca Funds), a Delaware statutory trust (the "Trust") and Phoenix Investment Counsel, Inc., a Massachusetts corporation (the "Adviser") as follows: 1. Phoenix Senior Floating Rate Fund is hereby added as an additional series to the Agreement. 2. All references to Phoenix Emerging Markets Bond Fund are hereby deleted from the Agreement. 3. Schedule A to the Agreement is hereby deleted in its entirety and Schedule A attached hereto is substituted in its place. 4. Except as expressly amended hereby, all provisions of the Agreement shall remain in full force and effect and are unchanged in all other respects. All initial capitalized terms used herein shall have such meanings as ascribed thereto in the Agreement, as amended. All terms and phrases in quotations shall have such meaning as ascribed thereto in the Investment Company Act of 1940, as amended. 5. This Amendment may be executed in one or more counterparts, each of which shall be deemed to be an original and, all of which, when taken together, shall constitute but one and the same instrument. IN WITNESS WHEREOF, the parties hereto intending to be legally bound have caused this Agreement to be executed by their duly authorized officers of other representatives. PHOENIX OPPORTUNITIES TRUST By: /s/ George R. Aylward Name: George R. Aylward Title: President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers Name: John H. Beers Title: Vice President and Clerk SCHEDULE A Series Investment Advisory Fee Phoenix Bond Fund 0.50% Phoenix Diversifier PHOLIO 0.10% Phoenix Foreign Opportunities Fund 0.85% Phoenix Market Neutral Fund 1.50% Phoenix Wealth Accumulator PHOLIO 0.10% Phoenix Wealth Builder PHOLIO 0.10% Phoenix Wealth Guardian PHOLIO 0.10% $1st $1+ $2+ Billion Billion Billion through $2 Billion Phoenix CA Tax-Exempt Bond Fund 0.45% 0.40% 0.35% Phoenix Core Bond Fund 0.45% 0.40% 0.35% Phoenix Global Utilities Fund 0.65% 0.60% 0.55% Phoenix Growth Opportunities Fund 0.75% 0.70% 0.65% Phoenix High Yield Fund 0.65% 0.60% 0.55% Phoenix International Real Estate Securities Fund 1.00% 0.95% 0.90% Phoenix International Strategies Fund 0.85% 0.80% 0.75% Phoenix Money Market Fund 0.40% 0.35% 0.30% Phoenix Multi-Sector Fixed Income Fund 0.55% 0.50% 0.45% Phoenix Multi-Sector Short Term Bond Fund 0.55% 0.50% 0.45% Phoenix Real Estate Securities Fund 0.75% 0.70% 0.65% Phoenix Senior Floating Rate Fund 0.60% 0.55% 0.50% Phoenix Worldwide Strategies Fund 0.85% 0.80% 0.75% EX-99.77Q1 OTHR EXHB 6 pxot77q13.txt SECOND AMENDMENT TO SUBADVISORY AGREEMENT THIS AMENDMENT effective as of the 31st day of January, 2008 amends that certain Subadvisory Agreement effective June 27, 2007 as amended on September 24, 2007 (the "Agreement") among Phoenix Opportunities Trust (the "Fund"), a Delaware statutory trust on behalf of its series Phoenix CA Tax-Exempt Bond Fund, Phoenix Core Bond Fund, Phoenix Diversifier PHOLIO, Phoenix Money Market Fund, Phoenix Multi-Sector Fixed Income Fund, Phoenix Multi-Sector Short Term Bond Fund, Phoenix Wealth Accumulator, Phoenix Wealth Builder PHOLIO and Phoenix Wealth Guardian PHOLIO (each a "Series"), Phoenix Investment Counsel, Inc., a Massachusetts corporation (the "Adviser") and Goodwin Capital Advisers, Inc., a New York corporation (the "Subadviser") as follows: 1. Phoenix Senior Floating Rate Fund is hereby added as an additional series to the Agreement. 2. Schedule F to the Agreement is hereby deleted and Schedule F attached hereto is substituted in its place. 3. Except as expressly amended hereby, all provisions of the Agreement shall remain in full force and effect and are unchanged in all other respects. All initial capitalized terms used herein shall have such meanings as ascribed thereto in the Agreement. All terms and phrases in quotations shall have such meaning as ascribed thereto in the Investment Company Act of 1940, as amended. 4. This Amendment may be executed in one or more counterparts, each of which shall be deemed to be an original and, all of which, when taken together, shall constitute but one and the same instrument. [signature page follows] IN WITNESS WHEREOF, the parties hereto intending to be legally bound have caused this Agreement to be executed by their duly authorized officers. PHOENIX OPPORTUNITIES TRUST By: /s/ George R. Aylward Name: George R. Aylward Title: President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers Name: John H. Beers Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERS, INC. By: /s/ John H. Beers Name: John H. Beers Title: Vice President and Secretary SCHEDULE F DESIGNATED SERIES Phoenix CA Tax-Exempt Bond Fund Phoenix Core Bond Fund Phoenix Diversifier PHOLIO Phoenix Money Market Fund Phoenix Multi-Sector Fixed Income Fund Phoenix Multi-Sector Short Term Bond Fund Phoenix Senior Floating Rate Fund Phoenix Wealth Accumulator PHOLIO Phoenix Wealth Builder PHOLIO Phoenix Wealth Guardian PHOLIO POT & PIC 2nd Amend to SAA (Goodwin) - Sr Floating Rate Fd 01312008.doc EX-99.77Q1 OTHR EXHB 7 pxot77q14.txt PHOENIX OPPORTUNITIES TRUST Phoenix Market Neutral Fund SUBADVISORY AGREEMENT January 10, 2008 The Boston Company Asset Management, LLC One Boston Place, 14th Place Boston, MA 02108 RE: Subadvisory Agreement Ladies and Gentlemen: Phoenix Opportunities Trust (the "Fund") is an open-end investment company of the series type registered under the Investment Company Act of 1940 (the "Act"), and is subject to the rules and regulations promulgated thereunder. The shares of the Fund are offered or may be offered in several series, including the Phoenix Market Neutral Fund (collectively, sometimes hereafter referred to as the "Series"). Phoenix Investment Counsel, Inc. (the "Adviser") evaluates and recommends series advisers for the Series and is responsible for the day-to-day management of the Series. 1. Employment as a Subadviser. The Adviser, being duly authorized, hereby employs The Boston Company Asset Management, LLC (the "Subadviser") as a discretionary series adviser to invest and reinvest that discrete portion of the assets of the Series designated by the Adviser as set forth on Schedule F attached hereto (the "Designated Series") on the terms and conditions set forth herein. The services of the Subadviser hereunder are not to be deemed exclusive; the Subadviser may render services to others and engage in other activities that do not conflict in any material manner in the Subadviser's performance hereunder. 2. Acceptance of Employment; Standard of Performance. The Subadviser accepts its employment as a discretionary series adviser of the Designated Series and agrees to use its best professional judgment to make investment decisions for the Designated Series in accordance with the provisions of this Agreement and as set forth in Schedule D attached hereto and made a part hereof. 3. Services of Subadviser. In providing management services to the Designated Series, the Subadviser shall be subject to the investment objectives, policies and restrictions of the Fund as they apply to the Designated Series and as set forth in the Fund's then current prospectus ("Prospectus") and statement of additional information ("Statement of Additional Information") filed with the Securities and Exchange Commission (the "SEC") as part of the Fund's Registration Statement, as may be periodically amended and provided to the Subadviser by the Adviser, and to the investment restrictions set forth in the Act and the Rules thereunder, to the supervision and control of the Trustees of the Fund (the "Trustees"), and to written instructions from the Adviser. The Subadviser shall not, without the Fund's prior written approval, effect any transactions that would cause the Designated Series at the time of the transaction to be out of compliance with any of such restrictions or policies. 4. Transaction Procedures. All series transactions for the Designated Series shall be consummated by payment to, or delivery by, the Custodian(s) from time to time designated by the Fund (the "Custodian"), or such depositories or agents as may be designated by the Custodian in writing, of all cash and/or securities due to or from the Series. The Subadviser shall not have possession or custody of such cash and/or securities or any responsibility or liability with respect to such custody. The Subadviser shall advise the Custodian and confirm in writing to the Fund all investment orders for the Designated Series placed by it with brokers and dealers at the time and in the manner set forth in Schedule A hereto (as amended from time to time). The Fund shall issue to the Custodian such instructions as may be appropriate in connection with the settlement of any transaction initiated by the Subadviser. The Fund shall be responsible for all custodial arrangements and the payment of all custodial charges and fees, and, upon giving proper instructions to the Custodian, the Subadviser shall have no responsibility or liability with respect to custodial arrangements or the act, omissions or other conduct of the Custodian. 5. Allocation of Brokerage. The Subadviser shall have authority and discretion to select brokers and dealers to execute Designated Series transactions initiated by the Subadviser, and to select the markets on or in which the transactions will be executed. A. In placing orders for the sale and purchase of Designated Series securities for the Fund, the Subadviser's primary responsibility shall be to seek the best execution of orders at the most favorable prices. However, this responsibility shall not obligate the Subadviser to solicit competitive bids for each transaction or to seek the lowest available commission cost to the Fund, so long as the Subadviser reasonably believes that the broker or dealer selected by it can be expected to obtain a "best execution" market price on the particular transaction and determines in good faith that the commission cost is reasonable in relation to the value of the brokerage and research services (as defined in Section 28(e)(3) of the Securities Exchange Act of 1934) provided by such broker or dealer to the Subadviser, viewed in terms of either that particular transaction or of the Subadviser's overall responsibilities with respect to its clients, including the Fund, as to which the Subadviser exercises investment discretion, notwithstanding that the Fund may not be the direct or exclusive beneficiary of any such services or that another broker may be willing to charge the Fund a lower commission on the particular transaction. B. The Subadviser may manage other portfolios and expects that the Fund and other portfolios the Subadviser manages will, from time to time, purchase or sell the same securities. The Subadviser may aggregate orders for the purchase or sale of securities on behalf of the Designated Series with orders on behalf of other portfolios the Subadviser manages. Securities purchased or proceeds of securities sold through aggregated orders shall be allocated to the account of each portfolio managed by the Subadviser that bought or sold such securities at the average execution price. If less than the total of the aggregated orders is executed, purchased securities or proceeds shall generally be allocated pro rata among the participating portfolios in proportion to their planned participation in the aggregated orders. C. The Subadviser shall not execute any Series transactions for the Designated Series with a broker or dealer that is an "affiliated person" (as defined in the Act) of the Fund, the Subadviser or the Adviser without the prior written approval of the Fund. The Fund shall provide the Subadviser with a list of brokers and dealers that are "affiliated persons" of the Fund or the Adviser. 6. Proxies. A. The Subadviser, or a third party designee acting under the authority and supervision of the Subadviser, shall review all proxy solicitation materials and be responsible for voting and handling all proxies in relation to the assets of the Designated Series. Unless the Adviser or the Fund gives the Subadviser written instructions to the contrary, the Subadviser will, in compliance with the proxy voting procedures of the Designated Series then in effect, vote or abstain from voting, all proxies solicited by or with respect to the issuers of securities in which assets of the Designated Series may be invested. The Adviser shall cause the Custodian to forward promptly to the Subadviser all proxies upon receipt, so as to afford the Subadviser a reasonable amount of time in which to determine how to vote such proxies. The Subadviser agrees to provide the Adviser in a timely manner with a record of votes cast containing all of the voting information required by Form N-PX in an electronic format to enable the Fund to file Form N-PX as required by Rule 30b1-4 under the Act. B. The Subadviser is authorized to deal with reorganizations and exchange offers with respect to securities held in the Series in such manner as the Subadviser deems advisable, unless the Fund or the Adviser otherwise specifically directs in writing. With the Adviser's approval, the Subadviser shall also have the authority to: (i) identify, evaluate and pursue legal claims, including commencing or defending suits, affecting the securities held at any time in the Series, including claims in bankruptcy, class action securities litigation and other litigation; (ii) participate in such litigation or related proceedings with respect to such securities as the Subadviser deems appropriate to preserve or enhance the value of the Series, including filing proofs of claim and related documents and serving as "lead plaintiff" in class action lawsuits; (iii) exercise generally any of the powers of an owner with respect to the supervision and management of such rights or claims, including the settlement, compromise or submission to arbitration of any claims, the exercise of which the Subadviser deems to be in the best interest of the Series or required by applicable law, including ERISA, and (iv) employ suitable agents, including legal counsel, and to pay their reasonable fees, expenses and related costs from the Series. 7. Prohibited Conduct. In providing the services described in this Agreement, the Subadviser's responsibility regarding investment advice hereunder is limited to the Designated Series, and the Subadviser will not consult with any other investment advisory firm that provides investment advisory services to the Fund or any other investment company sponsored by Phoenix Investment Partners, Ltd. regarding transactions for the Fund in securities or other assets. The Fund shall provide the Subadviser with a list of investment companies sponsored by Phoenix Investment Partners, Ltd. and the Subadviser shall be in breach of the foregoing provision only if the investment company is included in such a list provided to the Subadviser prior to such prohibited action. In addition, the Subadviser shall not, without the prior written consent of the Fund and the Adviser, delegate any obligation assumed pursuant to this Agreement to any affiliated or unaffiliated third party. 8. Information and Reports. A. The Subadviser shall keep the Fund and the Adviser informed of developments relating to its duties as Subadviser of which the Subadviser has, or should have, knowledge that would materially affect the Designated Series. In this regard, the Subadviser shall provide the Fund, the Adviser and their respective officers with such periodic reports concerning the obligations the Subadviser has assumed under this Agreement as the Fund and the Adviser may from time to time reasonably request. In addition, prior to each meeting of the Trustees, the Subadviser shall provide the Adviser and the Trustees with reports regarding the Subadviser's management of the Designated Series that discrete portion of the assets the Series managed by the Subadviser during the most recently completed quarter which reports: (i) shall include Subadviser's representation that its performance of its investment management duties hereunder is in compliance with the Fund's investment objectives and practices, the Act and applicable rules and regulations under the Act, and the diversification and minimum "good income" requirements of Subchapter M under the Internal Revenue Code of 1986, as amended, and (ii) otherwise shall be in such form as may be mutually agreed upon by the Subadviser and the Adviser. B. Each of the Adviser and the Subadviser shall provide the other party with a list, to the best of the Adviser's or the Subadviser's respective knowledge, of each affiliated person (and any affiliated person of such an affiliated person) of the Adviser or the Subadviser, as the case may be, and each of the Adviser and Subadviser agrees promptly to update such list whenever the Adviser or the Subadviser becomes aware of any changes that should be added to or deleted from the list of affiliated persons. C. The Subadviser shall also provide the Adviser with any information reasonably requested by the Adviser regarding its management of the Designated Series required for any shareholder report, amended registration statement, or Prospectus supplement to be filed by the Fund with the SEC. 9. Fees for Services. The compensation of the Subadviser for its services under this Agreement shall be calculated and paid by the Adviser in accordance with the attached Schedule C. Pursuant to the Investment Advisory Agreement between the Fund and the Adviser, the Adviser is solely responsible for the payment of fees to the Subadviser. 10. Limitation of Liability. The Subadviser shall not be liable for any action taken, omitted or suffered to be taken by it in its best professional judgment, in good faith and believed by it to be authorized or within the discretion or rights or powers conferred upon it by this Agreement, or in accordance with specific directions or instructions from the Fund, provided, however, that such acts or omissions shall not have constituted a material breach of the investment objectives, policies and restrictions applicable to the Designated Series as defined in the Prospectus and Statement of Additional Information and that such acts or omissions shall not have resulted from the Subadviser's willful misfeasance, bad faith or gross negligence, or reckless disregard of its obligations and duties hereunder. 11. Confidentiality. Subject to the duty of the Subadviser and the Fund to comply with applicable law, including any demand of any regulatory or taxing authority having jurisdiction, the parties hereto shall treat as confidential all information pertaining to the Designated Series and the actions of the Subadviser and the Fund in respect thereof. Notwithstanding the foregoing, the Fund and the Adviser agree that the Subadviser may (i) disclose in marketing materials and similar communications that the Fund has engaged Subadviser pursuant to this Agreement, and (ii) include performance statistics regarding the Series in composite performance statistics regarding one or more groups of Subadviser's clients published or included in any of the foregoing communications, provided that the Subadviser does not identify any performance statistics as relating specifically to the Series. 12. Assignment. This Agreement shall terminate automatically in the event of its assignment, as that term is defined in Section 2(a)(4) of the Act. The Subadviser shall notify the Fund in writing sufficiently in advance of any proposed change of control, as defined in Section 2(a)(9) of the Act, as will enable the Fund to consider whether an assignment as defined in Section 2(a)(4) of the Act will occur, and to take the steps necessary to enter into a new contract with the Subadviser. 13. Representations, Warranties and Agreements of the Subadviser. The Subadviser represents, warrants and agrees that: A. It is registered as an "Investment Adviser" under the Investment Advisers Act of 1940, as amended ("Advisers Act"). B. It will maintain, keep current and preserve on behalf of the Fund, in the manner required or permitted by the Act and the Rules thereunder including the records identified in Schedule B (as Schedule B may be amended from time to time). The Subadviser agrees that such records are the property of the Fund, and shall be surrendered to the Fund or to the Adviser as agent of the Fund promptly upon request of either. The Fund acknowledges that Subadviser may retain copies of all records required to meet the record retention requirements imposed by law and regulation. C. It shall maintain a written code of ethics (the "Code of Ethics") complying with the requirements of Rule 204A-1 under the Advisers Act and Rule 17j-l under the Act and shall provide the Fund and the Adviser with a copy of the Code of Ethics and evidence of its adoption. It shall institute procedures reasonably necessary to prevent Access Persons (as defined in Rule 17j-1) from violating its Code of Ethics. The Subadviser acknowledges receipt of the written code of ethics adopted by and on behalf of the Fund. Each calendar quarter while this Agreement is in effect, a duly authorized compliance officer of the Subadviser shall certify to the Fund and to the Adviser that the Subadviser has complied with the requirements of Rules 204A-1 and 17j-l during the previous calendar quarter and that there has been no material violation of its Code of Ethics, or of Rule 17j-1(b), or that any persons covered under its Code of Ethics has divulged or acted upon any material, non-public information, as such term is defined under relevant securities laws, and if such a violation has occurred or the code of ethics of the Fund, or if such a violation of its Code of Ethics has occurred, that appropriate action was taken in response to such violation. Annually, the Subadviser shall furnish to the Fund a written report which complies with the requirements of Rule 17j-1 concerning the Subadviser's Code of Ethics to the Fund and the Adviser. D. It has adopted and implemented, and throughout the term of this Agreement shall maintain in effect and implement, policies and procedures reasonably designed to prevent, detect and correct violations by the Subadviser and its supervised persons, and, to the extent the activities of the Subadviser in respect to the Fund could affect the Fund, by the Fund, of "federal securities laws" (as defined in Rule 38a-1 under the Act), and that the Subadviser has provided the Fund with true and complete copies of its policies and procedures (or summaries thereof) and related information reasonably requested by the Fund. The Subadviser agrees to cooperate with periodic reviews by the Fund's compliance personnel of the Subadviser's policies and procedures, their operation and implementation and other compliance matters and to provide to the Fund from time to time such additional information and certifications in respect of the Subadviser's policies and procedures, compliance by the Subadviser with federal securities laws and related matters and the Fund's compliance personnel may reasonably request. The Subadviser agrees to promptly notify the Adviser of any compliance violation if it would have a material affect on the Designated Series. The Subadviser further agrees to supply Adviser with a summary of any report generated pursuant to Rule 206 (4)-7 of the Advisers Act within 60 days of finalizing such report. E. Reference is hereby made to the Declaration of Trust establishing the Fund, a copy of which has been filed with the Secretary of the State of Delaware and elsewhere as required by law, and to any and all amendments thereto so filed with the Secretary of the State of Delaware and elsewhere as required by law, and to any and all amendments thereto so filed or hereafter filed. The name "Phoenix Opportunities Trust" refers to the Trustees under said Declaration of Trust, as Trustees and not personally, and no Trustee, shareholder, officer, agent or employee of the Fund shall be held to any personal liability in connection with the affairs of the Fund; only the trust estate under said Declaration of Trust is liable. Without limiting the generality of the foregoing, neither the Subadviser nor any of its officers, directors, partners, shareholders or employees shall, under any circumstances, have recourse or cause or willingly permit recourse to be had directly or indirectly to any personal, statutory, or other liability of any shareholder, Trustee, officer, agent or employee of the Fund or of any successor of the Fund, whether such liability now exists or is hereafter incurred for claims against the trust estate. 14. Entire Agreement; Amendment. This Agreement, together with the Schedules attached hereto, constitutes the entire agreement of the parties with respect to the subject matter hereof and supersedes any prior written or oral agreements pertaining to the subject matter of this Agreement. This Agreement may be amended at any time, but only by written agreement among the Subadviser, the Adviser and the Fund, which amendment, other than amendments to Schedules A, B, D, E and F, is subject to the approval of the Trustees and the shareholders of the Fund as and to the extent required by the Act. 15. Effective Date; Term. This Agreement shall become effective on the date set forth on the first page of this Agreement, and shall continue in effect until December 31, 2009. The Agreement shall continue from year to year thereafter only so long as its continuance has been specifically approved at least annually by the Trustees in accordance with Section 15(a) of the Act, and by the majority vote of the disinterested Trustees in accordance with the requirements of Section 15(c) thereof. 16. Termination. This Agreement may be terminated by any party, without penalty, immediately upon written notice to the other parties in the event of a material breach of any provision thereof by a party so notified, or otherwise upon thirty (30) days' written notice to the other parties, but any such termination shall not affect the status, obligations or liabilities of any party hereto to the other parties. Subadviser retains the right, however, to complete any transactions open as of the termination date and to retain amounts sufficient to effect such completion. 17. Applicable Law. To the extent that state law is not preempted by the provisions of any law of the United States heretofore or hereafter enacted, as the same may be amended from time to time, this Agreement shall be administered, construed and enforced according to the laws of the State of Delaware. 18. Severability. If any term or condition of this Agreement shall be invalid or unenforceable to any extent or in any application, then the remainder of this Agreement shall not be affected thereby, and each and every term and condition of this Agreement shall be valid and enforced to the fullest extent permitted by law. 19. Notices. Any notice or other communication required to be given pursuant to this Agreement shall be deemed duly given if delivered personally or by overnight delivery service or mailed by certified or registered mail, return receipt requested and postage prepaid, or sent by facsimile addressed to the parties at their respective addresses set forth below, or at such other address as shall be designated by any party in a written notice to the other party. (a) To Phoenix at: Phoenix Investment Counsel, Inc. 56 Prospect Street Hartford, CT 06115 Attn: John H. Beers, Vice President and Clerk Telephone: (860) 403-5050 Facsimile: (860) 403-7251 Email: john.beers@phoenixwm.com (b) To The Boston Company Asset Management, LLC at: The Boston Company Asset Management, LLC One Boston Place Boston, MA 02108 Attn: (617)428-1574 Telephone: (617) 722-7265 Facsimile: (617) 428-1574 Email: oconnell@ct@tbcam.com 20. Certifications. The Subadviser hereby warrants and represents that it will provide the requisite certifications reasonably requested by the chief executive officer and chief financial officer of the Fund necessary for those named officers to fulfill their reporting and certification obligations on Form N-CSR and Form N-Q as required under the Sarbanes-Oxley Act of 2002 to the extent that such reporting and certifications relate to the Subadviser's duties and responsibilities under this Agreement. Subadviser shall provide a quarterly certification in a form substantially similar to that attached as Schedule E. 21. Indemnification. The Adviser agrees to indemnify and hold harmless the Subadviser and the Subadviser's directors, officers, employees and agents from and against any and all losses, liabilities, claims, damages, and expenses whatsoever, including reasonable attorneys' fees (collectively, "Losses"), arising out of or relating to (i) any breach by the Adviser of any provision of this Agreement; (ii) the negligence, willful misconduct, bad faith, or breach of fiduciary duty of the Adviser; (iii) any violation by the Adviser of any law or regulation relating to its activities under this Agreement; and (iv) any dispute between the Adviser and any Fund shareholder, except to the extent that such Losses result from the gross negligence, willful misconduct, bad faith of the Subadviser or the Subadviser's reckless disregard of its obligations and duties hereunder. 22. Receipt of Disclosure Document. The Fund acknowledges receipt, at least 48 hours prior to entering into this Agreement, of a copy of Part II of the Subadviser's Form ADV containing certain information concerning the Subadviser and the nature of its business. 23. Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. 24. Capacity. Subadviser represents that it will hold open in capacity up to $250 million in the Market Neutral (unleveraged) strategy ("Strategy") for the Adviser until November 15, 2009. Subadviser further represents that it will hold open in capacity an additional $250 million until such time as the Strategy is closed to new clients. [signature page follows] PHOENIX OPPORTUNITIES TRUST By: /s/ George R. Aylward Name: George R. Aylward Title: President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ John H. Beers Name: John H. Beers Title: Vice President and Clerk ACCEPTED: The Boston Company Asset Management, LLC By: /s/ Corey A. Griffin Name: Corey A. Griffin Title: Chairman SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable); 4. Number of shares and sales price per share or aggregate principal amount; 5. Executing broker; 6. Settlement agent; 7. Trade date; 8. Settlement date; 9. Aggregate commission or if a net trade; 10. Interest purchased or sold from interest bearing security; 11. Other fees; 12. Net proceeds of the transaction; 13. Exchange where trade was executed; 14. Identified tax lot (if applicable); and 15. Trade commission reason: best execution, soft dollar or research. When opening accounts with brokers for, and in the name of, the Fund, the account must be a cash account. No margin accounts are to be maintained in the name of the Fund. Delivery instructions are as specified by the Custodian. The Custodian will supply the Subadviser daily with a cash availability report via access to the Custodian website, or by email or by facsimile and the Sub-Accounting Agent will provide a five day cash projection. This will normally be done by email or, if email is unavailable, by another form of immediate written communication, so that the Subadviser will know the amount available for investment purposes. SCHEDULE B RECORDS TO BE MAINTAINED BY THE SUBADVISER 1. (Rule 31a-1(b)(5)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Fund for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include: A. The name of the broker; B. The terms and conditions of the order and of any modifications or cancellations thereof; C. The time of entry or cancellation; D. The price at which executed; E. The time of receipt of a report of execution; and F. The name of the person who placed the order on behalf of the Fund. 2. (Rule 31a-1(b)(9)) A record for each fiscal quarter, completed within ten (10) days after the end of the quarter, showing specifically the basis or bases upon which the allocation of orders for the purchase and sale of series securities to named brokers or dealers was effected, and the division of brokerage commissions or other compensation on such purchase and sale orders. Such record: A. Shall include the consideration given to: (i) The sale of shares of the Fund by brokers or dealers. (ii) The supplying of services or benefits by brokers or dealers to: (a) The Fund, (b) The Adviser, (c) The Subadviser, and (d) Any person other than the foregoing. (iii) Any other consideration other than the technical qualifications of the brokers and dealers as such. B. Shall show the nature of the services or benefits made available. C. Shall describe in detail the application of any general or specific formula or other determinant used in arriving at such allocation of purchase and sale orders and such division of brokerage commissions or other compensation. D. The name of the person responsible for making the determination of such allocation and such division of brokerage commissions or other compensation. 3. (Rule 31a-1(b)(10)) A record in the form of an appropriate memorandum identifying the person or persons, committees or groups authorizing the purchase or sale of series securities. Where a committee or group makes an authorization, a record shall be kept of the names of its members who participate in the authorization. There shall be retained as part of this record: any memorandum, recommendation or instruction supporting or authorizing the purchase or sale of series securities and such other information as is appropriate to support the authorization.* 4. (Rule 31a-1(f)) Such accounts, books and other documents as are required to be maintained by registered investment Advisers by rule adopted under Section 204 of the Advisers Act, to the extent such records are necessary or appropriate to record the Subadviser's transactions for the Fund. 5. Records as necessary under Board approved Phoenix Funds' valuation policies and procedures. SCHEDULE C SUBADVISORY FEE (a) For services provided to the Fund, the Adviser will pay to the Subadviser, a fee, payable in arrears, at the annual rate stated below. The fees shall be prorated for any month during which this Agreement is in effect for only a portion of the month. In computing the fee to be paid to the Subadviser, the net asset value of the Fund and each Designated Series shall be valued as set forth in the then current registration statement of the Fund. (b) The fee to be paid to the Subadviser is to be 75 basis points. SCHEDULE D SUBADVISER FUNCTIONS With respect to managing the investment and reinvestment of the Designated Series' assets, the Subadviser shall provide, at its own expense: (a) An investment program for the Designated Series consistent with its investment objectives based upon the development, review and adjustment of buy/sell strategies approved from time to time by the Board of Trustees and the Adviser in paragraph 3 of this Subadvisory Agreement; (b) Periodic reports, on at least a quarterly basis, in form and substance acceptable to the Adviser, with respect to: i) compliance with the Code of Ethics and the Fund's code of ethics; ii) compliance with procedures adopted from time to time by the Trustees of the Fund relative to securities eligible for resale under Rule 144A under the Securities Act of 1933, as amended; iii) diversification of Designated Series assets in accordance with the then prevailing Prospectus and Statement of Additional Information pertaining to the Designated Series and governing laws; iv) compliance with governing restrictions relating to the fair valuation of securities for which market quotations are not readily available or considered "illiquid" for the purposes of complying with the Designated Series' limitation on acquisition of illiquid securities; v) any and all other reports reasonably requested in accordance with or described in this Agreement; and vi) the implementation of the Designated Series' investment program, including, without limitation, analysis of Designated Series performance; (c) Promptly after filing with the SEC an amendment to its Form ADV, a copy of such amendment to the Adviser and the Trustees; (d) Attendance by appropriate representatives of the Subadviser at meetings requested by the Adviser or Trustees at such time(s) and location(s) as reasonably requested by the Adviser or Trustees; and (e) Notice to the Trustees and the Adviser of the occurrence of any event which would disqualify the Subadviser from serving as an investment Adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise. (f) Provide reasonable assistance in the valuation of securities including the participation of appropriate representatives at fair valuation committee meetings. SCHEDULE E FORM OF SUB-CERTIFICATION To: Re: Subadviser's Form N-CSR and Form N-Q Certification for the [Name of Designated Series]. From: [Name of Subadviser] Representations in support of Investment Company Act Rule 30a-2 certifications of Form N-CSR and Form N-Q. [Name of Designated Series]. In connection with your certification responsibility under Rule 30a-2 and Sections 302 and 906 of the Sarbanes-Oxley Act of 2002, I have reviewed the following information presented in the schedule of investments for the period ended [Date of Reporting Period] (the "Report") which forms part of the N-CSR or N-Q, as applicable, for the Fund. Schedule of Investments Our organization has designed, implemented and maintained internal controls and procedures, designed for the purpose of ensuring the accuracy and completeness of relevant portfolio trade data transmitted to those responsible for the preparation of the Schedule of Investments. As of the date of this certification there have been no material modifications to these internal controls and procedures. In addition, our organization has: a. Designed such internal controls and procedures to ensure that material information is made known to the appropriate groups responsible for servicing the above-mentioned mutual fund. b. Evaluated the effectiveness of our internal controls and procedures, as of a date within 90 days prior to the date of this certification and we have concluded that such controls and procedures are effective. c. In addition, to the best of my knowledge there has been no fraud, whether, or not material, that involves our organization's management or other employees who have a significant role in our organization's control and procedures as they relate to our duties as subadviser to the Designated Series. I have read the draft of the Report which I understand to be current as of [Date of Reporting Period] and based on my knowledge, such draft of the Report does not, with respect to the Designated Series, contain any untrue statement of a material fact or omit to state a material fact necessary to make the information contained therein, in light of the circumstances under which such information is presented, not misleading with respect to the period covered by such draft Report. I have disclosed, based on my most recent evaluation, to the Designated Series' Chief Accounting Officer: a. All significant changes, deficiencies and material weakness, if any, in the design or operation of the Subadviser's internal controls and procedures which could adversely affect the Registrant's ability to record, process, summarize and report financial data with respect to the Designated Series in a timely fashion; b. Any fraud, whether or not material, that involves the Subadviser's management or other employees who have a significant role in the Subadviser's internal controls and procedures for financial reporting. I certify that to the best of my knowledge: a. The Subadviser's Portfolio Manager(s) has/have complied with the restrictions and reporting requirements of the Code of Ethics (the "Code"). The term Portfolio Manager is as defined in the Code. b. The Subadviser has complied with the Prospectus and Statement of Additional Information of the Designated Series and the Policies and Procedures of the Designated Series as adopted by the Designated Series Board of Trustees. c. I have no knowledge of any compliance violations except as disclosed in writing to the Phoenix Compliance Department by me or by the Subadviser's compliance administrator. d. The Subadviser has complied with the rules and regulations of the 33 Act and 40 Act, and such other regulations as may apply to the extent those rules and regulations pertain to the responsibilities of the Subadviser with respect to the Designated Series as outlined above. This certification relates solely to the Designated Series named above and may not be relied upon by any other fund or entity. The Subadviser does not maintain the official books and records of the above Designated Series. The Subadviser's records are based on its own portfolio management system, a record-keeping system that is not intended to serve as the Designated Series official accounting system. The Subadviser is not responsible for the preparation of the Report. _______________________________ __________________________ [Name of Subadviser] Date [Name of Authorized Signer] [Title of Authorized Signer] SCHEDULE F DESIGNATED SERIES Phoenix Market Neutral Fund * Such information might include: current financial information, annual and quarterly reports, press releases, reports by analysts and from brokerage firms (including their recommendations, i.e., buy, sell, hold) or any internal reports or subadviser review. -----END PRIVACY-ENHANCED MESSAGE-----