-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUeWptbqtp+hH3sskw4rXrRUSlClA2FSAt+oeGNWiNhP1/tDN3XeY3aHi3rXmf8O xfDRZGiTtjlf58Bu1gkaRg== 0000940400-07-000455.txt : 20071207 0000940400-07-000455.hdr.sgml : 20071207 20071207153638 ACCESSION NUMBER: 0000940400-07-000455 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 EFFECTIVENESS DATE: 20071207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 071292544 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 415 677-1570 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET STREET 2: P.O. BOX 150480 CITY: HARTFORD STATE: CT ZIP: 06115-0480 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 0001005020 S000001336 PHOENIX BOND FUND C000003572 CLASS A SAVAX C000003573 CLASS B SAVBX C000003574 CLASS C SAVCX C000003575 CLASS I SAVYX 0001005020 S000001338 PHOENIX EARNINGS DRIVEN GROWTH FUND C000003580 CLASS A EDGEX C000003581 CLASS B EDBEX C000003582 CLASS C EDBCX C000003583 CLASS I EDGIX 0001005020 S000013160 Phoenix Growth Opportunities Fund C000035425 Class A TLCGX C000035426 Class C TGOCX 0001005020 S000018001 Phoenix CA Tax-Exempt Bond Fund C000049899 Class A CTESX C000049900 Class I CTXEX 0001005020 S000018002 Phoenix Real Estate Securities Fund C000049901 Class A PHRAX C000049902 Class B PHRBX C000049903 Class C PHRCX C000049904 Class I PHRIX 0001005020 S000018003 Phoenix Core Bond Fund C000049905 Class A PHGBX C000049906 Class B PUSBX C000049907 Class C PUSCX 0001005020 S000018004 Phoenix Emerging Markets Bond Fund C000049908 Class A PEMAX C000049909 Class B PEMBX C000049910 Class C PGMCX 0001005020 S000018005 Phoenix High Yield Fund C000049911 Class B PHCCX C000049912 Class C PGHCX C000049913 Class A PHCHX 0001005020 S000018006 Phoenix Money Market Fund C000049914 Class A PMMXX 0001005020 S000018007 Phoenix Multi-Sector Fixed Income Fund C000049915 Class A NAMFX C000049916 Class B NBMFX C000049917 Class C NCMFX 0001005020 S000018008 Phoenix Multi-Sector Short Term Bond Fund C000049918 Class A NARAX C000049919 Class B PBARX C000049920 Class C PSTCX C000049921 Class T PMSTX 0001005020 S000018009 Phoenix Global Utilities Fund C000049922 Class A PGUAX C000049923 Class C PGUCX 0001005020 S000018010 Phoenix Market Neutral Fund C000049924 Class A EMNAX C000049925 Class B EMNBX C000049926 Class C EMNCX 0001005020 S000018969 Phoenix Foreign Opportunities Fund C000052519 Class A JVIAX C000052520 Class C JVICX C000052521 Class I JVXIX 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L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 236556 071 B000300 247694 071 C000300 88909 071 D000300 266 072 A000300 12 072 B000300 4937 072 C000300 4 072 D000300 0 072 E000300 0 072 F000300 461 PAGE 16 072 G000300 76 072 H000300 0 072 I000300 59 072 J000300 21 072 K000300 0 072 L000300 67 072 M000300 7 072 N000300 56 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 40 072 S000300 0 072 T000300 134 072 U000300 0 072 V000300 0 072 W000300 14 072 X000300 935 072 Y000300 0 072 Z000300 4006 072AA000300 465 072BB000300 0 072CC010300 0 072CC020300 785 072DD010300 1223 072DD020300 2899 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 93 074 B000300 0 074 C000300 800 074 D000300 84308 074 E000300 513 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 3706 074 K000300 0 074 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D000508 0 028 A010500 13528 028 A020500 0 028 A030500 0 028 A040500 693 PAGE 18 028 B010500 580 028 B020500 0 028 B030500 0 028 B040500 2261 028 C010500 1445 028 C020500 0 028 C030500 0 028 C040500 516 028 D010500 1487 028 D020500 0 028 D030500 0 028 D040500 201 028 E010500 4617 028 E020500 0 028 E030500 0 028 E040500 410 028 F010500 7105 028 F020500 0 028 F030500 0 028 F040500 1073 028 G010500 28762 028 G020500 0 028 G030500 0 028 G040500 5154 028 H000500 23948 029 000500 Y 030 A000500 10 030 B000500 5.75 030 C000500 0.00 031 A000500 1 031 B000500 0 032 000500 9 033 000500 0 034 000500 N 035 000500 0 036 B000500 0 042 A000500 0 042 B000500 0 042 C000500 59 042 D000500 41 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 45 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 1000000 PAGE 19 048 A020500 0.750 048 B010500 1000000 048 B020500 0.700 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 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N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N PAGE 21 070 R010500 Y 070 R020500 N 071 A000500 48694 071 B000500 24750 071 C000500 17288 071 D000500 143 072 A000500 12 072 B000500 24 072 C000500 83 072 D000500 0 072 E000500 0 072 F000500 125 072 G000500 13 072 H000500 0 072 I000500 15 072 J000500 27 072 K000500 0 072 L000500 12 072 M000500 1 072 N000500 43 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 31 072 S000500 0 072 T000500 45 072 U000500 0 072 V000500 0 072 W000500 2 072 X000500 314 072 Y000500 100 072 Z000500 -107 072AA000500 385 072BB000500 0 072CC010500 5240 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 38199 074 G000500 0 074 H000500 0 PAGE 22 074 I000500 682 074 J000500 707 074 K000500 0 074 L000500 704 074 M000500 15 074 N000500 40307 074 O000500 1018 074 P000500 21 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 59 074 S000500 0 074 T000500 39209 074 U010500 2131 074 U020500 327 074 V010500 15.98 074 V020500 15.81 074 W000500 0.0000 074 X000500 536 074 Y000500 0 075 A000500 0 075 B000500 17698 076 000500 0.00 008 A000601 PHOENIX INVESTMENT COUNSEL, INC. 008 B000601 A 008 C000601 801-5995 008 D010601 HARTFORD 008 D020601 CT 008 D030601 06115 008 D040601 0480 008 A000602 DUFF & PHELPS INVESTMENT MANAGEMENT CO. 008 B000602 S 008 C000602 801-14813 008 D010602 CHICAGO 008 D020602 IL 008 D030602 60603 015 A000601 STATE STREET BANK AND TRUST COMPANY 015 B000601 C 015 C010601 BOSTON 015 C020601 MA 015 C030601 02206 015 C040601 5501 015 E010601 X 015 A000602 CITIBANK, N.A. 015 B000602 S 015 C010602 BUENOS AIRES 015 D010602 ARGENTINA 015 D020602 1036 015 E010602 X PAGE 23 015 A000603 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B000603 S 015 C010603 SYDNEY 015 D010603 AUSTRALIA 015 D020603 NSW 2000 015 E040603 X 015 A000604 DEUTSCHE BANK AG 015 B000604 S 015 C010604 BRUSSELS 015 D010604 BELGIUM 015 D020604 B-1050 015 E040604 X 015 A000605 DEUTSCHE BANK AG 015 B000605 S 015 C010605 ESCHBORN 015 D010605 GERMANY 015 D020605 D-65760 015 E040605 X 015 A000606 DEUTSCHE BANK S.A.E. 015 B000606 S 015 C010606 BARCELONA 015 D010606 SPAIN 015 E040606 X 015 A000607 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000607 S 015 C010607 HELSINKI 015 D010607 FINLAND 015 D020607 FIN-00101 015 E040607 X 015 A000608 DEUTSCHE BANK A.G. 015 B000608 S 015 C010608 PARIS 015 D010608 FRANCE 015 D020608 75081 015 E040608 X 015 A000609 STATE STREET BANK AND TRUST COMPANY 015 B000609 S 015 C010609 EDINBURGH 015 D010609 SCOTLAND 015 D020609 EH5 2AW 015 E010609 X 015 A000610 NATIONAL BANK OF GREECE S.A. 015 B000610 S 015 C010610 ATHENS 015 D010610 GREECE 015 D020610 105 62 015 E040610 X 015 A000611 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B000611 S 015 C010611 KWUN TONG 015 D010611 HONG KONG PAGE 24 015 E040611 X 015 A000612 DEUTSCHE BANK S.P.A., MILAN 015 B000612 S 015 C010612 MILAN 015 D010612 ITALY 015 D020612 20126 015 E040612 X 015 A000613 MIZUHO CORPORATE BANK, LTD. 015 B000613 S 015 C010613 TOKYO 015 D010613 JAPAN 015 D020613 103-0026 015 E040613 X 015 A000614 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000614 S 015 C010614 OSLO 015 D010614 NORWAY 015 D020614 NO-0185 015 E040614 X 015 A000615 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B000615 S 015 C010615 AUCKLAND 015 D010615 NEW ZEALAND 015 D020615 1010 015 E040615 X 015 A000616 BANCO COMERCIAL PORTUGUES S.A. 015 B000616 S 015 C010616 LISBOA 015 D010616 PORTUGAL 015 D020616 1099-007 015 E040616 X 015 A000617 SKANDINAVISKA ENSKILDA BANKEN AB 015 B000617 S 015 C010617 STOCKHOLM 015 D010617 SWEDEN 015 D020617 SE-106 40 015 E040617 X 015 A000618 DBS BANK LIMITED 015 B000618 S 015 C010618 SINGAPORE 015 D010618 SINGAPORE 015 D020618 239922 015 E040618 X 015 A000619 NEDBANK LIMITED 015 B000619 S 015 C010619 JOHANNESBURG 015 D010619 REP. OF SOUTH AFRICA 015 E040619 X 024 000600 N 025 D000601 0 025 D000602 0 PAGE 25 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 0 028 A020600 0 028 A030600 0 028 A040600 0 028 B010600 5891 028 B020600 0 028 B030600 0 028 B040600 164 028 C010600 5229 028 C020600 1196 028 C030600 0 028 C040600 154 028 D010600 2956 028 D020600 0 028 D030600 0 028 D040600 698 028 E010600 1166 028 E020600 0 028 E030600 0 028 E040600 9552 028 F010600 1050 028 F020600 436 028 F030600 0 028 F040600 267 028 G010600 16292 028 G020600 1632 028 G030600 0 028 G040600 10835 028 H000600 16030 029 000600 Y 030 A000600 16 030 B000600 5.75 030 C000600 0.00 031 A000600 2 031 B000600 0 032 000600 14 033 000600 0 034 000600 Y 035 000600 0 036 A000600 N 036 B000600 0 042 A000600 0 042 B000600 0 042 C000600 77 042 D000600 23 PAGE 26 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 68 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 1000000 048 A020600 0.650 048 B010600 1000000 048 B020600 0.600 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 2000000 048 K020600 0.550 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y 053 C000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 25 062 A000600 N 062 B000600 0.0 062 C000600 0.0 PAGE 27 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 063 A000600 0 063 B000600 0.0 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 N 070 L010600 Y PAGE 28 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 23352 071 B000600 16813 071 C000600 57722 071 D000600 29 072 A000600 5 072 B000600 35 072 C000600 1068 072 D000600 0 072 E000600 0 072 F000600 162 072 G000600 22 072 H000600 0 072 I000600 11 072 J000600 10 072 K000600 0 072 L000600 4 072 M000600 2 072 N000600 16 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 18 072 S000600 0 072 T000600 68 072 U000600 0 072 V000600 0 072 W000600 3 072 X000600 316 072 Y000600 13 072 Z000600 800 072AA000600 2318 072BB000600 0 072CC010600 0 072CC020600 1607 072DD010600 1008 072DD020600 25 072EE000600 623 073 A010600 0.2330 PAGE 29 073 A020600 0.1830 073 B000600 0.1360 073 C000600 0.0000 074 A000600 1 074 B000600 0 074 C000600 630 074 D000600 0 074 E000600 0 074 F000600 58921 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 414 074 M000600 15 074 N000600 59981 074 O000600 0 074 P000600 47 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 32 074 S000600 0 074 T000600 59902 074 U010600 4231 074 U020600 144 074 V010600 13.70 074 V020600 13.66 074 W000600 0.0000 074 X000600 549 074 Y000600 0 075 A000600 0 075 B000600 59035 076 000600 0.00 008 A000701 PHOENIX INVESTMENT COUNSEL, INC. 008 B000701 A 008 C000701 801-5995 008 D010701 HARTFORD 008 D020701 CT 008 D030701 06115 008 D040701 0480 008 A000702 EUCLID ADVISORS LLC 008 B000702 S 008 C000702 801-54263 008 D010702 NEW YORK 008 D020702 NY 008 D030702 10022 015 A000701 STATE STREET BANK & TRUST COMPANY 015 B000701 C PAGE 30 015 C010701 BOSTON 015 C020701 MA 015 C030701 02206 015 C040701 5501 015 E010701 X 024 000700 Y 025 A000701 WELLS FARGO SECURITIES LLC 025 B000701 94-3379992 025 C000701 E 025 D000701 538 025 A000702 GOLDMAN SACHS GROUP, INC. 025 B000702 13-5108880 025 C000702 E 025 D000702 303 025 D000703 0 025 D000704 0 025 D000705 0 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 5487 028 A020700 0 028 A030700 0 028 A040700 1702 028 B010700 4043 028 B020700 0 028 B030700 0 028 B040700 1429 028 C010700 3025 028 C020700 0 028 C030700 0 028 C040700 1628 028 D010700 1963 028 D020700 0 028 D030700 0 028 D040700 1353 028 E010700 1296 028 E020700 0 028 E030700 0 028 E040700 4525 028 F010700 1499 028 F020700 0 028 F030700 0 028 F040700 1755 028 G010700 17313 028 G020700 0 028 G030700 0 028 G040700 12392 028 H000700 17066 029 000700 Y 030 A000700 6 PAGE 31 030 B000700 5.75 030 C000700 0.00 031 A000700 1 031 B000700 0 032 000700 5 033 000700 0 034 000700 Y 035 000700 23 036 A000700 N 036 B000700 0 042 A000700 0 042 B000700 0 042 C000700 40 042 D000700 60 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 260 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 1.500 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y PAGE 32 053 B000700 Y 053 C000700 N 055 A000700 Y 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 25 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 0.0 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y PAGE 33 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 Y 070 Q020700 N 070 R010700 Y 070 R020700 Y 071 A000700 525977 071 B000700 521269 071 C000700 132329 071 D000700 394 072 A000700 11 072 B000700 2571 072 C000700 698 072 D000700 0 072 E000700 0 072 F000700 978 072 G000700 53 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0.00 008 A000801 PHOENIX INVESTMENT COUNSEL, INC. PAGE 35 008 B000801 A 008 C000801 801-5995 008 D010801 HARTFORD 008 D020801 CT 008 D030801 06115 008 D040801 0480 008 A000802 DUFF & PHELPS INVESTMENT MANAGEMENT CO. 008 B000802 S 008 C000802 801-14813 008 D010802 CHICAGO 008 D020802 IL 008 D030802 60603 015 A000801 STATE STREET BANK & TRUST COMPANY 015 B000801 C 015 C010801 BOSTON 015 C020801 MA 015 C030801 02206 015 C040801 5501 015 E010801 X 024 000800 N 025 D000801 0 025 D000802 0 025 D000803 0 025 D000804 0 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 61369 028 A020800 0 028 A030800 0 028 A040800 49941 028 B010800 57567 028 B020800 0 028 B030800 0 028 B040800 98916 028 C010800 53746 028 C020800 2145 028 C030800 0 028 C040800 70795 028 D010800 43291 028 D020800 0 028 D030800 0 028 D040800 91898 028 E010800 41220 028 E020800 0 028 E030800 0 028 E040800 91269 028 F010800 23689 028 F020800 1867 028 F030800 0 PAGE 36 028 F040800 53009 028 G010800 280882 028 G020800 4012 028 G030800 0 028 G040800 455828 028 H000800 242175 029 000800 Y 030 A000800 1002 030 B000800 5.75 030 C000800 0.00 031 A000800 133 031 B000800 0 032 000800 869 033 000800 0 034 000800 Y 035 000800 216 036 A000800 N 036 B000800 0 042 A000800 0 042 B000800 0 042 C000800 32 042 D000800 68 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000800 4192 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 1000000 048 A020800 0.750 048 B010800 1000000 048 B020800 0.700 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 PAGE 37 048 J020800 0.000 048 K010800 2000000 048 K020800 0.650 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 N 060 B000800 N 061 000800 25 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 N 066 E000800 Y 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y PAGE 38 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 N 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 424203 071 B000800 366425 071 C000800 1457496 071 D000800 25 072 A000800 10 072 B000800 1318 072 C000800 28389 072 D000800 0 072 E000800 0 072 F000800 9147 072 G000800 1054 072 H000800 0 072 I000800 2999 072 J000800 101 072 K000800 0 072 L000800 500 PAGE 39 072 M000800 110 072 N000800 133 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 36 072 S000800 28 072 T000800 4192 072 U000800 0 072 V000800 0 072 W000800 153 072 X000800 18453 072 Y000800 900 072 Z000800 12154 072AA000800 30649 072BB000800 0 072CC010800 0 072CC020800 155029 072DD010800 11397 072DD020800 489 072EE000800 58177 073 A010800 0.0000 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 18 074 B000800 0 074 C000800 31004 074 D000800 0 074 E000800 0 074 F000800 1283151 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 9056 074 K000800 0 074 L000800 8034 074 M000800 329 074 N000800 1331592 074 O000800 4624 074 P000800 1848 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 5025 074 S000800 0 074 T000800 1320095 074 U010800 33342 074 U020800 5391 074 V010800 0.00 PAGE 40 074 V020800 0.00 074 W000800 0.0000 074 X000800 91025 074 Y000800 0 075 A000800 0 075 B000800 1490967 076 000800 0.00 008 A000901 PHOENIX INVESTMENT COUNSEL, INC. 008 B000901 A 008 C000901 801-5995 008 D010901 HARTFORD 008 D020901 CT 008 D030901 06115 008 D040901 0480 008 A000902 GOODWIN CAPITAL ADVISERS, INC. 008 B000902 S 008 C000902 801-8177 008 D010902 HARTFORD 008 D020902 CT 008 D030902 06115 008 D040902 0480 015 A000901 STATE STREET BANK & TRUST COMPANY 015 B000901 C 015 C010901 BOSTON 015 C020901 MA 015 C030901 02206 015 C040901 5501 015 E010901 X 024 000900 N 025 D000901 0 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 0 028 A020900 0 028 A030900 0 028 A040900 0 028 B010900 0 028 B020900 0 028 B030900 0 028 B040900 0 028 C010900 0 028 C020900 0 028 C030900 0 028 C040900 0 028 D010900 0 028 D020900 0 PAGE 41 028 D030900 0 028 D040900 0 028 E010900 10956 028 E020900 0 028 E030900 0 028 E040900 4002 028 F010900 8592 028 F020900 570 028 F030900 0 028 F040900 3662 028 G010900 19548 028 G020900 570 028 G030900 0 028 G040900 7664 028 H000900 13656 029 000900 Y 030 A000900 110 030 B000900 5.75 030 C000900 0.00 031 A000900 14 031 B000900 0 032 000900 96 033 000900 0 034 000900 Y 035 000900 12 036 A000900 N 036 B000900 0 042 A000900 0 042 B000900 0 042 C000900 60 042 D000900 40 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 043 000900 107 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.100 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 PAGE 42 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 049 000900 N 050 000900 N 051 000900 N 052 000900 N 053 A000900 Y 053 B000900 Y 053 C000900 N 055 A000900 Y 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 25 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 0.0 066 A000900 Y 066 B000900 N 066 C000900 Y PAGE 43 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 N 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 N 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 41485 071 B000900 29735 071 C000900 165393 071 D000900 18 072 A000900 2 072 B000900 9 072 C000900 561 PAGE 44 072 D000900 0 072 E000900 0 072 F000900 27 072 G000900 23 072 H000900 0 072 I000900 43 072 J000900 2 072 K000900 0 072 L000900 13 072 M000900 2 072 N000900 3 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 4 072 S000900 0 072 T000900 108 072 U000900 0 072 V000900 0 072 W000900 4 072 X000900 229 072 Y000900 55 072 Z000900 396 072AA000900 0 072BB000900 2124 072CC010900 12372 072CC020900 0 072DD010900 59 072DD020900 37 072EE000900 940 073 A010900 0.0060 073 A020900 0.0060 073 B000900 0.0630 073 C000900 0.0000 074 A000900 0 074 B000900 0 074 C000900 1125 074 D000900 0 074 E000900 0 074 F000900 81102 074 G000900 0 074 H000900 0 074 I000900 96012 074 J000900 1526 074 K000900 8 074 L000900 217 074 M000900 21 074 N000900 180011 074 O000900 1005 074 P000900 92 074 Q000900 0 PAGE 45 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 951 074 S000900 0 074 T000900 177963 074 U010900 9288 074 U020900 5842 074 V010900 11.80 074 V020900 11.70 074 W000900 0.0000 074 X000900 5058 074 Y000900 0 075 A000900 0 075 B000900 166537 076 000900 0.00 008 A001001 PHOENIX INVESTMENT COUNSEL, INC. 008 B001001 A 008 C001001 801-5995 008 D011001 HARTFORD 008 D021001 CT 008 D031001 06115 008 D041001 0480 008 A001002 GOODWIN CAPITAL ADVISERS, INC. 008 B001002 S 008 C001002 801-8177 008 D011002 HARTFORD 008 D021002 CT 008 D031002 06115 008 D041002 0480 015 A001001 STATE STREET BANK & TRUST COMPANY 015 B001001 C 015 C011001 BOSTON 015 C021001 MA 015 C031001 02206 015 C041001 5501 015 E011001 X 024 001000 Y 025 A001001 UBS AG 025 B001001 13-2638166 025 C001001 D 025 D001001 185 025 D001002 0 025 D001003 0 025 D001004 0 025 D001005 0 025 D001006 0 025 D001007 0 025 D001008 0 028 A011000 0 028 A021000 0 PAGE 46 028 A031000 0 028 A041000 0 028 B011000 0 028 B021000 0 028 B031000 0 028 B041000 0 028 C011000 0 028 C021000 0 028 C031000 0 028 C041000 0 028 D011000 0 028 D021000 0 028 D031000 0 028 D041000 0 028 E011000 566 028 E021000 0 028 E031000 0 028 E041000 212 028 F011000 706 028 F021000 150 028 F031000 0 028 F041000 168 028 G011000 1272 028 G021000 150 028 G031000 0 028 G041000 380 028 H001000 612 029 001000 Y 030 A001000 16 030 B001000 5.75 030 C001000 0.00 031 A001000 2 031 B001000 0 032 001000 14 033 001000 0 034 001000 Y 035 001000 1 036 A001000 N 036 B001000 0 042 A001000 0 042 B001000 0 042 C001000 0 042 D001000 100 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 001000 5 044 001000 0 045 001000 Y 046 001000 N PAGE 47 047 001000 Y 048 001000 0.100 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 049 001000 N 050 001000 N 051 001000 N 052 001000 N 053 A001000 Y 053 B001000 Y 053 C001000 N 055 A001000 N 055 B001000 N 056 001000 Y 057 001000 N 058 A001000 N 059 001000 Y 060 A001000 Y 060 B001000 Y 061 001000 25 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 PAGE 48 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 0.0 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 067 001000 N 068 A001000 N 068 B001000 N 069 001000 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y PAGE 49 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A001000 979 071 B001000 88 071 C001000 13233 071 D001000 1 072 A001000 2 072 B001000 0 072 C001000 10 072 D001000 0 072 E001000 0 072 F001000 2 072 G001000 2 072 H001000 0 072 I001000 4 072 J001000 1 072 K001000 0 072 L001000 1 072 M001000 0 072 N001000 3 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 4 072 S001000 0 072 T001000 5 072 U001000 0 072 V001000 0 072 W001000 1 072 X001000 23 072 Y001000 12 072 Z001000 -1 072AA001000 0 072BB001000 15 072CC011000 662 072CC021000 0 072DD011000 29 072DD021000 13 072EE001000 143 073 A011000 0.0380 073 A021000 0.0380 073 B001000 0.1290 073 C001000 0.0000 074 A001000 4 074 B001000 0 074 C001000 185 074 D001000 0 074 E001000 0 PAGE 50 074 F001000 0 074 G001000 0 074 H001000 0 074 I001000 14118 074 J001000 0 074 K001000 4 074 L001000 54 074 M001000 25 074 N001000 14390 074 O001000 174 074 P001000 6 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 85 074 S001000 0 074 T001000 14125 074 U011000 767 074 U021000 358 074 V011000 12.58 074 V021000 12.49 074 W001000 0.0000 074 X001000 770 074 Y001000 0 075 A001000 0 075 B001000 13282 076 001000 0.00 008 A001101 PHOENIX INVESTMENT COUNSEL, INC. 008 B001101 A 008 C001101 801-5995 008 D011101 HARTFORD 008 D021101 CT 008 D031101 06115 008 D041101 0480 008 A001102 GOODWIN CAPITAL ADVISERS, INC. 008 B001102 S 008 C001102 801-8177 008 D011102 HARTFORD 008 D021102 CT 008 D031102 06115 008 D041102 0480 015 A001101 STATE STREET BANK & TRUST COMPANY 015 B001101 C 015 C011101 BOSTON 015 C021101 MA 015 C031101 02206 015 C041101 5501 015 E011101 X 024 001100 N 025 D001101 0 PAGE 51 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 0 028 A021100 0 028 A031100 0 028 A041100 0 028 B011100 0 028 B021100 0 028 B031100 0 028 B041100 0 028 C011100 0 028 C021100 0 028 C031100 0 028 C041100 0 028 D011100 0 028 D021100 0 028 D031100 0 028 D041100 0 028 E011100 955 028 E021100 0 028 E031100 0 028 E041100 1591 028 F011100 3385 028 F021100 3734 028 F031100 0 028 F041100 2452 028 G011100 4340 028 G021100 3734 028 G031100 0 028 G041100 4043 028 H001100 1566 029 001100 Y 030 A001100 25 030 B001100 5.75 030 C001100 0.00 031 A001100 3 031 B001100 0 032 001100 22 033 001100 0 034 001100 Y 035 001100 1 036 A001100 N 036 B001100 0 042 A001100 0 042 B001100 0 042 C001100 0 PAGE 52 042 D001100 0 042 E001100 100 042 F001100 0 042 G001100 0 042 H001100 0 043 001100 95 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.100 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 Y 053 B001100 Y 053 C001100 N 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 25 062 A001100 N 062 B001100 0.0 PAGE 53 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y PAGE 54 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 2550 071 B001100 5315 071 C001100 133743 071 D001100 2 072 A001100 2 072 B001100 3 072 C001100 213 072 D001100 0 072 E001100 0 072 F001100 22 072 G001100 19 072 H001100 0 072 I001100 34 072 J001100 1 072 K001100 0 072 L001100 15 072 M001100 1 072 N001100 7 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 4 072 S001100 0 072 T001100 95 072 U001100 0 072 V001100 0 072 W001100 4 072 X001100 202 072 Y001100 50 072 Z001100 64 072AA001100 496 072BB001100 0 072CC011100 4880 072CC021100 0 072DD011100 109 072DD021100 145 072EE001100 6279 PAGE 55 073 A011100 0.0250 073 A021100 0.0250 073 B001100 0.6190 073 C001100 0.0000 074 A001100 5 074 B001100 0 074 C001100 3075 074 D001100 0 074 E001100 0 074 F001100 0 074 G001100 0 074 H001100 0 074 I001100 135298 074 J001100 0 074 K001100 7 074 L001100 135 074 M001100 59 074 N001100 138579 074 O001100 2337 074 P001100 81 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 317 074 S001100 0 074 T001100 135844 074 U011100 4578 074 U021100 6060 074 V011100 12.81 074 V021100 12.74 074 W001100 0.0000 074 X001100 4351 074 Y001100 0 075 A001100 0 075 B001100 133974 076 001100 0.00 008 A001201 PHOENIX INVESTMENT COUNSEL, INC. 008 B001201 A 008 C001201 801-5995 008 D011201 HARTFORD 008 D021201 CT 008 D031201 06115 008 D041201 0480 008 A001202 GOODWIN CAPITAL ADVISERS, INC. 008 B001202 S 008 C001202 801-8177 008 D011202 HARTFORD 008 D021202 CT 008 D031202 06115 008 D041202 0480 PAGE 56 015 A001201 STATE STREET BANK & TRUST COMPANY 015 B001201 C 015 C011201 BOSTON 015 C021201 MA 015 C031201 02206 015 C041201 5501 015 E011201 X 024 001200 N 028 A011200 0 028 A021200 0 028 A031200 0 028 A041200 0 028 B011200 0 028 B021200 0 028 B031200 0 028 B041200 0 028 C011200 0 028 C021200 0 028 C031200 0 028 C041200 0 028 D011200 0 028 D021200 0 028 D031200 0 028 D041200 0 028 E011200 839 028 E021200 0 028 E031200 0 028 E041200 1351 028 F011200 901 028 F021200 1240 028 F031200 0 028 F041200 1091 028 G011200 1740 028 G021200 1240 028 G031200 0 028 G041200 2442 028 H001200 802 029 001200 Y 030 A001200 11 030 B001200 5.75 030 C001200 0.00 031 A001200 1 031 B001200 0 032 001200 10 033 001200 0 034 001200 Y 035 001200 0 036 A001200 N 036 B001200 0 042 A001200 0 042 B001200 0 PAGE 57 042 C001200 0 042 D001200 100 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 043 001200 40 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.100 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 Y 053 B001200 Y 053 C001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 25 062 A001200 N PAGE 58 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 Y 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y PAGE 59 070 K021200 Y 070 L011200 Y 070 L021200 N 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 1125 071 B001200 2691 071 C001200 61474 071 D001200 2 072 A001200 2 072 B001200 2 072 C001200 142 072 D001200 0 072 E001200 0 072 F001200 10 072 G001200 9 072 H001200 0 072 I001200 11 072 J001200 1 072 K001200 0 072 L001200 7 072 M001200 1 072 N001200 5 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 4 072 S001200 0 072 T001200 40 072 U001200 0 072 V001200 0 072 W001200 1 072 X001200 89 072 Y001200 22 072 Z001200 77 072AA001200 55 072BB001200 0 072CC011200 1941 072CC021200 0 072DD011200 115 072DD021200 126 PAGE 60 072EE001200 1899 073 A011200 0.0480 073 A021200 0.0480 073 B001200 0.3790 073 C001200 0.0000 074 A001200 3 074 B001200 0 074 C001200 990 074 D001200 0 074 E001200 0 074 F001200 0 074 G001200 0 074 H001200 0 074 I001200 61801 074 J001200 0 074 K001200 3 074 L001200 5 074 M001200 37 074 N001200 62839 074 O001200 655 074 P001200 32 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 90 074 S001200 0 074 T001200 62062 074 U011200 2476 074 U021200 2698 074 V011200 12.01 074 V021200 11.98 074 W001200 0.0000 074 X001200 1249 074 Y001200 0 075 A001200 0 075 B001200 61701 076 001200 0.00 008 A001301 PHOENIX INVESTMENT COUNSEL, INC. 008 B001301 A 008 C001301 801-5995 008 D011301 HARTFORD 008 D021301 CT 008 D031301 06115 008 D041301 0480 008 A001302 GOODWIN CAPITAL ADVISERS, INC. 008 B001302 S 008 C001302 801-8177 008 D011302 HARTFORD 008 D021302 CT 008 D031302 06115 PAGE 61 008 D041302 0480 015 A001301 STATE STREET BANK AND TRUST COMPANY 015 B001301 C 015 C011301 BOSTON 015 C021301 MA 015 C031301 02206 015 C041301 5501 015 E011301 X 024 001300 Y 025 A001301 UBS AG 025 B001301 13-2638166 025 C001301 D 025 D001301 135 025 D001302 0 025 D001303 0 025 D001304 0 025 D001305 0 025 D001306 0 025 D001307 0 025 D001308 0 028 A011300 0 028 A021300 0 028 A031300 0 028 A041300 0 028 B011300 339 028 B021300 0 028 B031300 0 028 B041300 597 028 C011300 203 028 C021300 143 028 C031300 0 028 C041300 673 028 D011300 65 028 D021300 96 028 D031300 0 028 D041300 873 028 E011300 192 028 E021300 106 028 E031300 0 028 E041300 1471 028 F011300 7 028 F021300 200 028 F031300 0 028 F041300 553 028 G011300 806 028 G021300 545 028 G031300 0 028 G041300 4167 028 H001300 122 029 001300 Y 030 A001300 3 PAGE 62 030 B001300 4.75 030 C001300 0.00 031 A001300 0 031 B001300 0 032 001300 3 033 001300 0 034 001300 N 035 001300 0 036 B001300 0 042 A001300 0 042 B001300 0 042 C001300 5 042 D001300 95 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 043 001300 42 044 001300 0 045 001300 Y 046 001300 N 047 001300 Y 048 001300 0.000 048 A011300 1000000 048 A021300 0.450 048 B011300 1000000 048 B021300 0.400 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 2000000 048 K021300 0.350 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 Y 053 B001300 Y PAGE 63 053 C001300 N 055 A001300 N 055 B001300 N 056 001300 Y 057 001300 N 058 A001300 N 059 001300 Y 060 A001300 Y 060 B001300 Y 061 001300 25 062 A001300 Y 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.2 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 98.6 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 063 A001300 0 063 B001300 8.8 064 A001300 Y 064 B001300 N 066 A001300 N 067 001300 N 068 A001300 N 068 B001300 N 069 001300 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N PAGE 64 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 N 070 L011300 Y 070 L021300 N 070 M011300 Y 070 M021300 N 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 Y 070 Q021300 N 070 R011300 Y 070 R021300 N 071 A001300 2593 071 B001300 4885 071 C001300 67848 071 D001300 4 072 A001300 5 072 B001300 1333 072 C001300 0 072 D001300 0 072 E001300 0 072 F001300 130 072 G001300 24 072 H001300 0 072 I001300 18 072 J001300 5 072 K001300 0 072 L001300 5 072 M001300 3 072 N001300 25 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 10 072 S001300 7 072 T001300 42 072 U001300 0 072 V001300 0 072 W001300 4 072 X001300 273 072 Y001300 48 PAGE 65 072 Z001300 1108 072AA001300 0 072BB001300 147 072CC011300 0 072CC021300 833 072DD011300 604 072DD021300 462 072EE001300 71 073 A011300 0.1790 073 A021300 0.1940 073 B001300 0.0130 073 C001300 0.0000 074 A001300 1 074 B001300 0 074 C001300 135 074 D001300 66446 074 E001300 0 074 F001300 0 074 G001300 0 074 H001300 0 074 I001300 0 074 J001300 0 074 K001300 0 074 L001300 954 074 M001300 34 074 N001300 67570 074 O001300 0 074 P001300 40 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 159 074 S001300 0 074 T001300 67371 074 U011300 3234 074 U021300 2341 074 V011300 12.09 074 V021300 12.08 074 W001300 0.0000 074 X001300 768 074 Y001300 0 075 A001300 0 075 B001300 68978 076 001300 0.00 008 A001401 PHOENIX INVESTMENT COUNSEL, INC. 008 B001401 A 008 C001401 801-5995 008 D011401 HARTFORD 008 D021401 CT 008 D031401 06115 PAGE 66 008 D041401 0480 008 A001402 GOODWIN CAPITAL ADVISERS, INC. 008 B001402 S 008 C001402 801-8177 008 D011402 HARTFORD 008 D021402 CT 008 D031402 06115 008 D041402 0480 015 A001401 STATE STREET BANK & TRUST COMPANY 015 B001401 C 015 C011401 BOSTON 015 C021401 MA 015 C031401 02206 015 C041401 5501 015 E011401 X 015 A001402 CITIBANK, A.S. 015 B001402 S 015 C011402 ISTANBUL 015 D011402 TURKEY 015 D021402 34768 015 E011402 X 024 001400 Y 025 A001401 GREENWICH CAPITAL MARKETS 025 B001401 13-3172275 025 C001401 D 025 D001401 1308 025 A001402 HSBC SECURITIES INC. 025 B001402 13-2650272 025 C001402 D 025 D001402 322 025 A001403 BANK OF AMERICA SECURITIES LLC 025 B001403 56-2058405 025 C001403 D 025 D001403 915 025 A001404 CREDIT SUISSE FIRST BOSTON CORP. 025 B001404 13-5659485 025 C001404 D 025 D001404 1074 025 A001405 GOLDMAN SACHS & CO. 025 B001405 13-5108880 025 C001405 D 025 D001405 336 025 A001406 LEHMAN BROTHERS 025 B001406 13-2518466 025 C001406 D 025 D001406 2959 025 A001407 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B001407 13-5674085 025 C001407 D 025 D001407 1866 025 A001408 MORGAN STANLEY PAGE 67 025 B001408 13-2655998 025 C001408 D 025 D001408 1268 025 A001409 CITICORP SECURITIES SERVICES, INC. 025 B001409 13-3214963 025 C001409 D 025 D001409 2235 025 A001410 JP MORGAN CHASE 025 B001410 13-3379014 025 C001410 D 025 D001410 547 025 A001411 ZIONS BANCORP 025 B001411 87-0189025 025 C001411 D 025 D001411 192 025 A001412 WELLS FARGO 025 B001412 94-3379992 025 C001412 D 025 D001412 2389 025 A001413 DEUTSCHE BANK 025 B001413 13-2730828 025 C001413 D 025 D001413 467 025 A001414 BEAR STEARNS & CO., INC. 025 B001414 13-3299429 025 C001414 D 025 D001414 547 025 D001415 0 025 D001416 0 028 A011400 212 028 A021400 181 028 A031400 0 028 A041400 806 028 B011400 269 028 B021400 176 028 B031400 0 028 B041400 951 028 C011400 608 028 C021400 176 028 C031400 0 028 C041400 922 028 D011400 96 028 D021400 174 028 D031400 0 028 D041400 779 028 E011400 534 028 E021400 177 028 E031400 0 028 E041400 1251 028 F011400 214 028 F021400 176 PAGE 68 028 F031400 0 028 F041400 733 028 G011400 1933 028 G021400 1060 028 G031400 0 028 G041400 5442 028 H001400 702 029 001400 Y 030 A001400 17 030 B001400 4.75 030 C001400 0.00 031 A001400 2 031 B001400 0 032 001400 15 033 001400 0 034 001400 Y 035 001400 1 036 A001400 N 036 B001400 0 042 A001400 0 042 B001400 0 042 C001400 14 042 D001400 86 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 043 001400 176 044 001400 0 045 001400 Y 046 001400 N 047 001400 Y 048 001400 0.000 048 A011400 1000000 048 A021400 0.450 048 B011400 1000000 048 B021400 0.400 048 C011400 0 048 C021400 0.000 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 PAGE 69 048 J011400 0 048 J021400 0.000 048 K011400 2000000 048 K021400 0.350 049 001400 N 050 001400 N 051 001400 N 052 001400 N 053 A001400 Y 053 B001400 Y 053 C001400 N 055 A001400 N 055 B001400 N 056 001400 Y 057 001400 N 058 A001400 N 059 001400 Y 060 A001400 Y 060 B001400 Y 061 001400 25 062 A001400 Y 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 1.6 062 J001400 0.0 062 K001400 0.0 062 L001400 2.3 062 M001400 1.7 062 N001400 26.3 062 O001400 0.0 062 P001400 62.9 062 Q001400 7.0 062 R001400 0.0 063 A001400 0 063 B001400 5.8 064 A001400 Y 064 B001400 N 066 A001400 N 067 001400 N 068 A001400 N 068 B001400 N 069 001400 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N PAGE 70 070 C011400 Y 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 N 070 I021400 N 070 J011400 Y 070 J021400 Y 070 K011400 Y 070 K021400 Y 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 N 070 N011400 Y 070 N021400 Y 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 Y 070 Q021400 N 070 R011400 Y 070 R021400 N 071 A001400 30986 071 B001400 34926 071 C001400 67212 071 D001400 46 072 A001400 11 072 B001400 3347 072 C001400 0 072 D001400 0 072 E001400 12 072 F001400 281 072 G001400 52 072 H001400 0 072 I001400 141 072 J001400 19 072 K001400 0 072 L001400 32 072 M001400 5 072 N001400 40 072 O001400 0 PAGE 71 072 P001400 0 072 Q001400 0 072 R001400 38 072 S001400 1 072 T001400 176 072 U001400 0 072 V001400 0 072 W001400 9 072 X001400 794 072 Y001400 118 072 Z001400 2683 072AA001400 1461 072BB001400 0 072CC011400 0 072CC021400 500 072DD011400 2823 072DD021400 107 072EE001400 0 073 A011400 0.0000 073 A021400 0.0000 073 B001400 0.0000 073 C001400 0.0000 074 A001400 3 074 B001400 0 074 C001400 1035 074 D001400 64635 074 E001400 0 074 F001400 0 074 G001400 0 074 H001400 0 074 I001400 1520 074 J001400 0 074 K001400 0 074 L001400 490 074 M001400 30 074 N001400 67713 074 O001400 0 074 P001400 51 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 1668 074 S001400 0 074 T001400 65994 074 U011400 7590 074 U021400 342 074 V011400 0.00 074 V021400 0.00 074 W001400 0.0000 074 X001400 4624 PAGE 72 074 Y001400 0 075 A001400 0 075 B001400 68380 076 001400 0.00 008 A001501 PHOENIX INVESTMENT COUNSEL, INC. 008 B001501 A 008 C001501 801-5995 008 D011501 HARTFORD 008 D021501 CT 008 D031501 06115 008 D041501 0480 008 A001502 HALBIS CAPITAL MANAGEMENT (USA) INC. 008 B001502 S 008 C001502 801-64301 008 D011502 NEW YORK 008 D021502 NY 008 D031502 10018 015 A001501 STATE STREET BANK & TRUST COMPANY 015 B001501 C 015 C011501 BOSTON 015 C021501 MA 015 C031501 02206 015 C041501 5501 015 E011501 X 015 A001502 CITIBANK, N.A. 015 B001502 S 015 C011502 BUENOS AIRES 015 D011502 ARGENTINA 015 D021502 1036 015 E011502 X 015 A001503 CITIBANK, N.A. 015 B001503 S 015 C011503 SAO PAULO 015 D011503 BRAZIL 015 D021503 01311 015 E011503 X 015 A001505 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001505 S 015 C011505 SHANGHAI 015 D011505 PRC 015 D021505 200120 015 E041505 X 015 A001506 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001506 S 015 C011506 SHENZHEN 015 D011506 PRC 015 D021506 518031 015 E041506 X 015 A001507 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B001507 S 015 C011507 BOGOTA PAGE 73 015 D011507 COLOMBIA 015 E041507 X 015 A001508 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B001508 S 015 C011508 PRAGUE 015 D011508 CZECH REPUBLIC 015 D021508 115 20 015 E041508 X 015 A001509 HSBC BANK EGYPT S.A.E. 015 B001509 S 015 C011509 CAIRO 015 D011509 EGYPT 015 D021509 11211 015 E011509 X 015 A001510 DEUTSCHE BANK AG 015 B001510 S 015 C011510 PARIS 015 D011510 FRANCE 015 D021510 75081 015 E041510 X 015 A001511 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B001511 S 015 C011511 KWUN TONG 015 D011511 HONG KONG 015 E041511 X 015 A001512 UNICREDIT BANK HUNGARY ZRT. 015 B001512 S 015 C011512 BUDAPEST 015 D011512 HUNGARY 015 D021512 H-1054 015 E041512 X 015 A001513 DEUTSCHE BANK AG 015 B001513 S 015 C011513 JAKARTA 015 D011513 INDONESIA 015 D021513 10310 015 E041513 X 015 A001514 KAUPTHING BANK HF. 015 B001514 S 015 C011514 REYKJAVIK 015 D011514 ICELAND 015 D021514 101 015 E041514 X 015 A001515 MIZUHO CORPORATE BANK, LTD. 015 B001515 S 015 C011515 TOKYO 015 D011515 JAPAN 015 D021515 103-0026 015 E041515 X 015 A001516 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001516 S PAGE 74 015 C011516 PORT LOUIS 015 D011516 MAURITIUS 015 E041516 X 015 A001517 BANCO NACIONAL DE MEXICO S.A. 015 B001517 S 015 C011517 COL. SANTA FE 015 D011517 MEXICO 015 D021517 DF 01210 015 E041517 X 015 A001518 STANDARD CHARTERED BANK 015 B001518 S 015 C011518 KUALA LUMPUR 015 D011518 MALAYSIA 015 D021518 50250 015 E041518 X 015 A001519 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001519 S 015 C011519 OSLO 015 D011519 NORWAY 015 D021519 NO-0185 015 E041519 X 015 A001520 CITIBANK DEL PERU, S.A. 015 B001520 S 015 C011520 LIMA 015 D011520 PERU 015 D021520 27 015 E011520 X 015 A001521 STANDARD CHARTERED BANK 015 B001521 S 015 C011521 MAKATI CITY 015 D011521 PHILIPPINES 015 E041521 X 015 A001522 BANK HANDLOWY W WARSZAWIE S.A. 015 B001522 S 015 C011522 WARSAW 015 D011522 POLAND 015 D021522 00-923 015 E041522 X 015 A001523 ING BANK (EURASIA) ZAO 015 B001523 S 015 C011523 MOSCOW 015 D011523 RUSSIA 015 D021523 127473 015 E041523 X 015 A001524 DBS BANK LIMITED 015 B001524 S 015 C011524 SINGAPORE 015 D011524 SINGAPORE 015 D021524 239922 015 E041524 X 015 A001525 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD PAGE 75 015 B001525 S 015 C011525 BANGKOK 015 D011525 THAILAND 015 D021525 10500 015 E041525 X 015 A001526 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B001526 S 015 C011526 TUNIS 015 D011526 TUNISIA 015 D021526 1080 015 E041526 X 015 A001527 CITIBANK, A.S. 015 B001527 S 015 C011527 ISTANBUL 015 D011527 TURKEY 015 D021527 34768 015 E011527 X 015 A001528 STANDARD CHARTERED BANK TAIPEI 015 B001528 S 015 C011528 TAIPEI 015 D011528 TAIWAN, R.O.C. 015 D021528 105 015 E041528 X 015 A001529 BANKBOSTON URUGUAY S.A. 015 B001529 S 015 C011529 MONTEVIDEO 015 D011529 URUGUAY 015 D021529 11000 015 E011529 X 015 A001530 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B001530 S 015 C011530 JOHANNESBURG 015 D011530 REP. OF SOUTH AFRICA 015 D021530 2001 015 E041530 X 015 A001531 BARCLAYS BANK OF ZAMBIA PLC. 015 B001531 S 015 C011531 LUSAKA 015 D011531 ZAMBIA 015 E041531 X 024 001500 Y 025 A001501 JP MORGAN CHASE 025 B001501 13-3379014 025 C001501 D 025 D001501 321 025 A001502 MORGAN STANLEY 025 B001502 13-2655998 025 C001502 D 025 D001502 1070 025 D001503 0 025 D001504 0 PAGE 76 025 D001505 0 025 D001506 0 025 D001507 0 025 D001508 0 028 A011500 2035 028 A021500 170 028 A031500 0 028 A041500 802 028 B011500 2138 028 B021500 179 028 B031500 0 028 B041500 1548 028 C011500 1282 028 C021500 184 028 C031500 0 028 C041500 9356 028 D011500 1030 028 D021500 142 028 D031500 0 028 D041500 1918 028 E011500 608 028 E021500 160 028 E031500 0 028 E041500 1135 028 F011500 943 028 F021500 161 028 F031500 0 028 F041500 880 028 G011500 8036 028 G021500 996 028 G031500 0 028 G041500 15639 028 H001500 7889 029 001500 Y 030 A001500 18 030 B001500 4.75 030 C001500 0.00 031 A001500 1 031 B001500 0 032 001500 17 033 001500 0 034 001500 Y 035 001500 9 036 A001500 N 036 B001500 0 042 A001500 0 042 B001500 0 042 C001500 30 042 D001500 70 042 E001500 0 042 F001500 0 PAGE 77 042 G001500 0 042 H001500 0 043 001500 143 044 001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.000 048 A011500 1000000 048 A021500 0.750 048 B011500 1000000 048 B021500 0.700 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 2000000 048 K021500 0.650 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 N 055 A001500 Y 055 B001500 N 056 001500 Y 057 001500 N 058 A001500 N 059 001500 Y 060 A001500 N 060 B001500 N 061 001500 25 062 A001500 Y 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 PAGE 78 062 H001500 0.0 062 I001500 5.5 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 48.7 062 Q001500 44.4 062 R001500 1.2 063 A001500 0 063 B001500 12.1 064 A001500 N 066 A001500 N 067 001500 N 068 A001500 N 068 B001500 Y 069 001500 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 Y 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 Y 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N PAGE 79 070 Q011500 Y 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 55868 071 B001500 56650 071 C001500 42013 071 D001500 133 072 A001500 10 072 B001500 2689 072 C001500 23 072 D001500 0 072 E001500 0 072 F001500 275 072 G001500 31 072 H001500 0 072 I001500 78 072 J001500 23 072 K001500 0 072 L001500 19 072 M001500 3 072 N001500 40 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 34 072 S001500 0 072 T001500 144 072 U001500 0 072 V001500 0 072 W001500 6 072 X001500 653 072 Y001500 0 072 Z001500 2059 072AA001500 1832 072BB001500 0 072CC011500 0 072CC021500 2293 072DD011500 1821 072DD021500 376 072EE001500 0 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.0000 073 C001500 0.0000 074 A001500 2 074 B001500 0 074 C001500 2185 074 D001500 36792 074 E001500 0 074 F001500 470 PAGE 80 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 0 074 K001500 0 074 L001500 904 074 M001500 31 074 N001500 40384 074 O001500 526 074 P001500 51 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 226 074 S001500 0 074 T001500 39581 074 U011500 3800 074 U021500 745 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 3162 074 Y001500 0 075 A001500 0 075 B001500 43431 076 001500 0.00 008 A001601 PHOENIX INVESTMENT COUNSEL, INC. 008 B001601 A 008 C001601 801-5995 008 D011601 HARTFORD 008 D021601 CT 008 D031601 06115 008 D041601 0480 008 A001602 SCM ADVISORS LLC 008 B001602 S 008 C001602 801-51559 008 D011602 SAN FRANCISCO 008 D021602 CA 008 D031602 94133 015 A001601 STATE STREET BANK AND TRUST COMPANY 015 B001601 C 015 C011601 BOSTON 015 C021601 MA 015 C031601 02206 015 C041601 5501 015 E011601 X 015 A001602 MIZUHO CORPORATE BANK, LTD. 015 B001602 S 015 C011602 TOKYO 015 D011602 JAPAN PAGE 81 015 D021602 103-0026 015 E041602 X 015 A001603 NEDBANK LIMITED 015 B001603 S 015 C011603 JOHANNESBURG 015 D011603 REP. OF SOUTH AFRICA 015 E041603 X 024 001600 N 025 D001601 0 025 D001602 0 025 D001603 0 025 D001604 0 025 D001605 0 025 D001606 0 025 D001607 0 025 D001608 0 028 A011600 1357 028 A021600 465 028 A031600 0 028 A041600 2051 028 B011600 446 028 B021600 449 028 B031600 0 028 B041600 2041 028 C011600 255 028 C021600 461 028 C031600 0 028 C041600 4735 028 D011600 475 028 D021600 447 028 D031600 0 028 D041600 2162 028 E011600 260 028 E021600 511 028 E031600 0 028 E041600 1984 028 F011600 2882 028 F021600 519 028 F031600 0 028 F041600 1834 028 G011600 5675 028 G021600 2852 028 G031600 0 028 G041600 14807 028 H001600 5031 029 001600 Y 030 A001600 40 030 B001600 4.75 030 C001600 0.00 031 A001600 6 031 B001600 0 PAGE 82 032 001600 34 033 001600 0 034 001600 Y 035 001600 7 036 A001600 N 036 B001600 0 042 A001600 0 042 B001600 0 042 C001600 12 042 D001600 88 042 E001600 0 042 F001600 0 042 G001600 0 042 H001600 0 043 001600 350 044 001600 0 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.000 048 A011600 1000000 048 A021600 0.650 048 B011600 1000000 048 B021600 0.600 048 C011600 0 048 C021600 0.000 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 2000000 048 K021600 0.550 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 N 055 A001600 Y 055 B001600 N 056 001600 Y 057 001600 N PAGE 83 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 25 062 A001600 Y 062 B001600 0.0 062 C001600 5.1 062 D001600 0.0 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 17.3 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 93.9 062 Q001600 0.0 062 R001600 0.0 063 A001600 0 063 B001600 6.0 064 A001600 N 064 B001600 Y 065 001600 N 066 A001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 Y 070 B011600 Y 070 B021600 N 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 Y 070 F021600 N 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 N 070 I011600 N 070 I021600 N PAGE 84 070 J011600 Y 070 J021600 Y 070 K011600 Y 070 K021600 Y 070 L011600 Y 070 L021600 Y 070 M011600 Y 070 M021600 Y 070 N011600 Y 070 N021600 Y 070 O011600 Y 070 O021600 N 070 P011600 Y 070 P021600 N 070 Q011600 Y 070 Q021600 N 070 R011600 Y 070 R021600 N 071 A001600 130777 071 B001600 131377 071 C001600 128423 071 D001600 102 072 A001600 11 072 B001600 9926 072 C001600 0 072 D001600 0 072 E001600 37 072 F001600 812 072 G001600 104 072 H001600 0 072 I001600 299 072 J001600 16 072 K001600 0 072 L001600 71 072 M001600 11 072 N001600 41 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 45 072 S001600 2 072 T001600 350 072 U001600 0 072 V001600 0 072 W001600 19 072 X001600 1770 072 Y001600 0 072 Z001600 8193 072AA001600 2695 072BB001600 0 072CC011600 0 PAGE 85 072CC021600 2873 072DD011600 8219 072DD021600 307 072EE001600 0 073 A011600 0.0000 073 A021600 0.0000 073 B001600 0.0000 073 C001600 0.0000 074 A001600 85 074 B001600 0 074 C001600 6588 074 D001600 122024 074 E001600 0 074 F001600 0 074 G001600 0 074 H001600 0 074 I001600 22469 074 J001600 3523 074 K001600 0 074 L001600 2711 074 M001600 47 074 N001600 157447 074 O001600 4715 074 P001600 145 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 22709 074 S001600 0 074 T001600 129878 074 U011600 25603 074 U021600 969 074 V011600 0.00 074 V021600 0.00 074 W001600 0.0000 074 X001600 9832 074 Y001600 0 075 A001600 0 075 B001600 136330 076 001600 0.00 008 A001701 PHOENIX INVESTMENT COUNSEL, INC. 008 B001701 A 008 C001701 801-5995 008 D011701 HARTFORD 008 D021701 CT 008 D031701 06115 008 D041701 0480 008 A001702 GOODWIN CAPITAL ADVISERS, INC. 008 B001702 S 008 C001702 801-8177 PAGE 86 008 D011702 HARTFORD 008 D021702 CT 008 D031702 06115 008 D041702 0480 015 A001701 STATE STREET BANK AND TRUST COMPANY 015 B001701 C 015 C011701 BOSTON 015 C021701 MA 015 C031701 02206 015 C041701 5501 015 E011701 X 024 001700 Y 025 A001701 BANK OF AMERICA SECURITIES LLC 025 B001701 56-2058405 025 C001701 D 025 D001701 3188 025 A001702 GOLDMAN SACHS GROUP, INC. 025 B001702 13-5108880 025 C001702 D 025 D001702 1992 025 A001703 HSBC SECURITIES, INC. 025 B001703 13-2650272 025 C001703 D 025 D001703 2330 025 A001704 UBS AG 025 B001704 13-2638166 025 C001704 D 025 D001704 2894 025 A001705 CITICORP SECURITIES SERVICES INC. 025 B001705 13-3214963 025 C001705 D 025 D001705 1506 025 A001706 WELLS FARGO 025 B001706 94-3379992 025 C001706 D 025 D001706 2000 025 D001707 0 025 D001708 0 028 A011700 6855 028 A021700 705 028 A031700 0 028 A041700 7562 028 B011700 5279 028 B021700 0 028 B031700 0 028 B041700 5207 028 C011700 10595 028 C021700 332 028 C031700 0 028 C041700 5361 028 D011700 3815 PAGE 87 028 D021700 317 028 D031700 0 028 D041700 6702 028 E011700 9049 028 E021700 362 028 E031700 0 028 E041700 7653 028 F011700 8502 028 F021700 693 028 F031700 0 028 F041700 7645 028 G011700 44095 028 G021700 2409 028 G031700 0 028 G041700 40130 028 H001700 0 029 001700 N 030 A001700 0 030 B001700 0.00 030 C001700 0.00 031 A001700 0 031 B001700 0 032 001700 0 033 001700 0 034 001700 N 035 001700 0 036 B001700 0 042 A001700 0 042 B001700 0 042 C001700 0 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 043 001700 0 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 1000000 048 A021700 0.400 048 B011700 1000000 048 B021700 0.350 048 C011700 0 048 C021700 0.000 048 D011700 0 048 D021700 0.000 048 E011700 0 048 E021700 0.000 PAGE 88 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 2000000 048 K021700 0.300 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N 055 A001700 Y 055 B001700 N 056 001700 Y 057 001700 N 058 A001700 N 059 001700 Y 060 A001700 Y 060 B001700 Y 061 001700 25 062 A001700 Y 062 B001700 0.0 062 C001700 13.1 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 67.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.0 062 M001700 0.0 062 N001700 0.0 062 O001700 0.0 062 P001700 19.7 062 Q001700 0.0 062 R001700 0.0 063 A001700 55 063 B001700 0.0 064 A001700 N 064 B001700 N 066 A001700 N 067 001700 N 068 A001700 N PAGE 89 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 N 070 B011700 N 070 B021700 N 070 C011700 N 070 C021700 N 070 D011700 N 070 D021700 N 070 E011700 N 070 E021700 N 070 F011700 N 070 F021700 N 070 G011700 N 070 G021700 N 070 H011700 N 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 Y 070 K021700 N 070 L011700 N 070 L021700 N 070 M011700 N 070 M021700 N 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 N 070 Q011700 N 070 Q021700 N 070 R011700 N 070 R021700 N 071 A001700 0 071 B001700 0 071 C001700 0 071 D001700 0 072 A001700 11 072 B001700 4633 072 C001700 0 072 D001700 0 072 E001700 0 072 F001700 343 072 G001700 30 072 H001700 0 072 I001700 226 PAGE 90 072 J001700 15 072 K001700 0 072 L001700 48 072 M001700 7 072 N001700 24 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 32 072 S001700 1 072 T001700 0 072 U001700 0 072 V001700 0 072 W001700 13 072 X001700 739 072 Y001700 0 072 Z001700 3894 072AA001700 0 072BB001700 5 072CC011700 0 072CC021700 0 072DD011700 3894 072DD021700 0 072EE001700 0 073 A011700 0.0416 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 074 A001700 162 074 B001700 0 074 C001700 96616 074 D001700 0 074 E001700 0 074 F001700 0 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 0 074 K001700 0 074 L001700 653 074 M001700 31 074 N001700 97462 074 O001700 0 074 P001700 63 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 580 074 S001700 0 074 T001700 96819 PAGE 91 074 U011700 96824 074 U021700 0 074 V011700 1.00 074 V021700 0.00 074 W001700 1.0000 074 X001700 7224 074 Y001700 0 075 A001700 93568 075 B001700 0 076 001700 0.00 008 A001801 PHOENIX INVESTMENT COUNSEL, INC. 008 B001801 A 008 C001801 801-5995 008 D011801 HARTFORD 008 D021801 CT 008 D031801 06115 008 D041801 0480 008 A001802 GOODWIN CAPITAL ADVISERS, INC. 008 B001802 S 008 C001802 801-8177 008 D011802 HARTFORD 008 D021802 CT 008 D031802 06115 008 D041802 0480 015 A001801 STATE STREET BANK AND TRUST COMPANY 015 B001801 C 015 C011801 BOSTON 015 C021801 MA 015 C031801 02206 015 C041801 5501 015 E011801 X 015 A001802 CITIBANK, N.A. 015 B001802 S 015 C011802 BUENOS AIRES 015 D011802 ARGENTINA 015 D021802 1036 015 E011802 X 015 A001803 CITIBANK, N.A. 015 B001803 S 015 C011803 SAO PAULO 015 D011803 BRAZIL 015 D021803 01311 015 E011803 X 015 A001804 UBS AG 015 B001804 S 015 C011804 ZURICH 015 D011804 SWITZERLAND 015 D021804 8098 015 E041804 X 015 A001805 CITITRUST COLOMBIA S.A. 015 B001805 S PAGE 92 015 C011805 BOGOTA 015 D011805 COLOMBIA 015 E041805 X 015 A001806 STATE STREET BANK & TRUST CO., UNITED KINGDOM 015 B001806 S 015 C011806 EDINBURGH 015 D011806 SCOTLAND 015 D021806 EH5 2AW 015 E011806 X 015 A001807 UNICREDIT BANK HUNGARY ZRT. 015 B001807 S 015 C011807 BUDAPEST 015 D011807 HUNGARY 015 D021807 H-1054 015 E041807 X 015 A001808 DEUTSCHE BANK AG 015 B001808 S 015 C011808 JAKARTA 015 D011808 INDONESIA 015 D021808 10310 015 E041808 X 015 A001809 MIZUHO CORPORATE BANK, LTD. 015 B001809 S 015 C011809 TOKYO 015 D011809 JAPAN 015 D021809 103-0026 015 E041809 X 015 A001810 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B001810 S 015 C011810 SEOUL 015 D011810 KOREA 015 E041810 X 015 A001811 BANCO NACIONAL DE MEXICO S.A. 015 B001811 S 015 C011811 COL. SANTA FE 015 D011811 MEXICO 015 D021811 DF 01210 015 E041811 X 015 A001812 STANDARD CHARTERED BANK 015 B001812 S 015 C011812 KUALA LUMPUR 015 D011812 MALAYSIA 015 D021812 50250 015 E041812 X 015 A001813 SKANDIAVISKA ENSKILDA BANKEN AB 015 B001813 S 015 C011813 OSLO 015 D011813 NORWAY 015 D021813 NO-0185 015 E041813 X 015 A001814 THE HONGKONG & SHANGHAI BANKING CORP. LTD. PAGE 93 015 B001814 S 015 C011814 AUCKLAND 015 D011814 NEW ZEALAND 015 D021814 1010 015 E041814 X 015 A001815 BANK HANDLOWY W WARSZAWIE S.A. 015 B001815 S 015 C011815 WARSAW 015 D011815 POLAND 015 D021815 00-923 015 E041815 X 015 A001816 SKANDINAVISKA ENSKILDA BANKEN AB 015 B001816 S 015 C011816 STOCKHOLM 015 D011816 SWEDEN 015 D021816 SE-106 40 015 E041816 X 015 A001817 DBS BANK LIMITED 015 B001817 S 015 C011817 SINGAPORE 015 D011817 SINGAPORE 015 D021817 239922 015 E041817 X 015 A001818 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001818 S 015 C011818 BANGKOK 015 D011818 THAILAND 015 D021818 10500 015 E041818 X 015 A001819 CITIBANK, A.S. 015 B001819 S 015 C011819 ISTANBUL 015 D011819 TURKEY 015 D021819 34768 015 E011819 X 015 A001820 STANDARD CHARTERED BANK TAIPEI 015 B001820 S 015 C011820 TAIPEI 015 D011820 TAIWAN, R.O.C. 015 E041820 X 015 A001821 NEDBANK LIMITED 015 B001821 S 015 C011821 JOHANNESBURG 015 D011821 REP OF SOUTH AFRICA 015 E041821 X 024 001800 Y 025 A001801 BEAR STEARNS & CO., INC. 025 B001801 13-3299429 025 C001801 D 025 D001801 1234 025 A001802 LEHMAN BROTHERS PAGE 94 025 B001802 13-2518466 025 C001802 D 025 D001802 1284 025 A001803 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B001803 13-5674085 025 C001803 D 025 D001803 472 025 A001804 JP MORGAN CHASE 025 B001804 13-3379014 025 C001804 D 025 D001804 1243 025 A001805 CITICORP SECURITIES SERVICES INC. 025 B001805 13-3214963 025 C001805 D 025 D001805 981 025 A001806 WELLS FARGO 025 B001806 94-3379992 025 C001806 D 025 D001806 569 025 A001807 MORGAN STANLEY 025 B001807 13-2655998 025 C001807 D 025 D001807 535 025 D001808 0 028 A011800 2290 028 A021800 793 028 A031800 0 028 A041800 2064 028 B011800 2273 028 B021800 48 028 B031800 0 028 B041800 3568 028 C011800 2144 028 C021800 424 028 C031800 0 028 C041800 2142 028 D011800 2122 028 D021800 364 028 D031800 0 028 D041800 3641 028 E011800 1847 028 E021800 439 028 E031800 0 028 E041800 3631 028 F011800 1919 028 F021800 741 028 F031800 0 028 F041800 2873 028 G011800 12595 028 G021800 2809 028 G031800 0 PAGE 95 028 G041800 17919 028 H001800 8633 029 001800 Y 030 A001800 82 030 B001800 4.75 030 C001800 0.00 031 A001800 7 031 B001800 0 032 001800 75 033 001800 0 034 001800 Y 035 001800 18 036 A001800 N 036 B001800 0 042 A001800 0 042 B001800 0 042 C001800 31 042 D001800 69 042 E001800 0 042 F001800 0 042 G001800 0 042 H001800 0 043 001800 579 044 001800 0 045 001800 Y 046 001800 N 047 001800 Y 048 001800 0.000 048 A011800 1000000 048 A021800 0.550 048 B011800 1000000 048 B021800 0.500 048 C011800 0 048 C021800 0.000 048 D011800 0 048 D021800 0.000 048 E011800 0 048 E021800 0.000 048 F011800 0 048 F021800 0.000 048 G011800 0 048 G021800 0.000 048 H011800 0 048 H021800 0.000 048 I011800 0 048 I021800 0.000 048 J011800 0 048 J021800 0.000 048 K011800 2000000 048 K021800 0.450 049 001800 N PAGE 96 050 001800 N 051 001800 N 052 001800 N 053 A001800 N 055 A001800 N 055 B001800 N 056 001800 Y 057 001800 N 058 A001800 N 059 001800 Y 060 A001800 Y 060 B001800 Y 061 001800 25 062 A001800 Y 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 1.2 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.1 062 N001800 9.8 062 O001800 0.2 062 P001800 53.8 062 Q001800 32.9 062 R001800 2.0 063 A001800 0 063 B001800 7.0 064 A001800 Y 064 B001800 Y 065 001800 N 066 A001800 N 067 001800 N 068 A001800 N 068 B001800 N 069 001800 N 070 A011800 Y 070 A021800 N 070 B011800 Y 070 B021800 N 070 C011800 Y 070 C021800 N 070 D011800 Y 070 D021800 N 070 E011800 Y 070 E021800 N PAGE 97 070 F011800 Y 070 F021800 N 070 G011800 Y 070 G021800 N 070 H011800 Y 070 H021800 N 070 I011800 N 070 I021800 N 070 J011800 Y 070 J021800 Y 070 K011800 Y 070 K021800 N 070 L011800 Y 070 L021800 Y 070 M011800 Y 070 M021800 Y 070 N011800 Y 070 N021800 N 070 O011800 Y 070 O021800 N 070 P011800 Y 070 P021800 N 070 Q011800 Y 070 Q021800 N 070 R011800 Y 070 R021800 N 071 A001800 142558 071 B001800 135730 071 C001800 147727 071 D001800 92 072 A001800 11 072 B001800 9263 072 C001800 23 072 D001800 0 072 E001800 0 072 F001800 757 072 G001800 115 072 H001800 0 072 I001800 207 072 J001800 18 072 K001800 0 072 L001800 76 072 M001800 12 072 N001800 40 072 O001800 0 072 P001800 0 072 Q001800 0 072 R001800 39 072 S001800 2 072 T001800 579 072 U001800 0 PAGE 98 072 V001800 0 072 W001800 27 072 X001800 1872 072 Y001800 0 072 Z001800 7414 072AA001800 988 072BB001800 0 072CC011800 0 072CC021800 1394 072DD011800 5563 072DD021800 1396 072EE001800 0 073 A011800 0.0000 073 A021800 0.0000 073 B001800 0.0000 073 C001800 0.0000 074 A001800 549 074 B001800 0 074 C001800 1820 074 D001800 126475 074 E001800 266 074 F001800 2705 074 G001800 0 074 H001800 0 074 I001800 16928 074 J001800 2291 074 K001800 0 074 L001800 2033 074 M001800 47 074 N001800 153114 074 O001800 3798 074 P001800 161 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 815 074 S001800 0 074 T001800 148340 074 U011800 10414 074 U021800 3196 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 5004 074 Y001800 0 075 A001800 0 075 B001800 149940 076 001800 0.00 008 A001901 PHOENIX INVESTMENT COUNSEL, INC. 008 B001901 A PAGE 99 008 C001901 801-5995 008 D011901 HARTFORD 008 D021901 CT 008 D031901 06115 008 D041901 0480 008 A001902 GOODWIN CAPITAL ADVISERS, INC. 008 B001902 S 008 C001902 801-8177 008 D011902 HARTFORD 008 D021902 CT 008 D031902 06115 008 D041902 0480 015 A001901 STATE STREET BANK AND TRUST COMPANY 015 B001901 C 015 C011901 BOSTON 015 C021901 MA 015 C031901 02206 015 C041901 5501 015 E011901 X 015 A001902 CITIBANK N.A. 015 B001902 S 015 C011902 BUENOS AIRES 015 D011902 ARGENTINA 015 D021902 1036 015 E011902 X 015 A001903 CITIBANK N.A. 015 B001903 S 015 C011903 SAO PAULO 015 D011903 BRAZIL 015 D021903 01311 015 E011903 X 015 A001904 UBS AG 015 B001904 S 015 C011904 ZURICH 015 D011904 SWITZERLAND 015 D021904 8098 015 E041904 X 015 A001905 CITITRUST COLOMBIA S.A. 015 B001905 S 015 C011905 BOGOTA 015 D011905 COLOMBIA 015 E041905 X 015 A001906 STATE STREET BANK & TRUST CO., UNITED KINGDOM 015 B001906 S 015 C011906 EDINBURGH 015 D011906 SCOTLAND 015 D021906 EH5 2AW 015 E011906 X 015 A001907 UNICREDIT BANK HUNGARY ZRT. 015 B001907 S 015 C011907 BUDAPEST PAGE 100 015 D011907 HUNGARY 015 D021907 H-1054 015 E041907 X 015 A001908 DEUTSCHE BANK AG 015 B001908 S 015 C011908 JAKARTA 015 D011908 INDONESIA 015 D021908 10310 015 E041908 X 015 A001909 MIZUHO CORPORATE BANK, LTD. 015 B001909 S 015 C011909 TOKYO 015 D011909 JAPAN 015 D021909 103-0026 015 E041909 X 015 A001910 THE HONGKONG AND SHANGHEI BANKING CORP. LTD. 015 B001910 S 015 C011910 SEOUL 015 D011910 KOREA 015 E041910 X 015 A001911 BANCO NACIONAL DE MEXICA S.A. 015 B001911 S 015 C011911 COL. SANTA FE 015 D011911 MEXICO 015 D021911 01210 015 E041911 X 015 A001912 STANDARD CHARTERED BANK 015 B001912 S 015 C011912 KUALA LUMPUR 015 D011912 MALAYSIA 015 D021912 50250 015 E041912 X 015 A001913 SKANDIAVISKA ENSKILDA BANKEN AB 015 B001913 S 015 C011913 OSLO 015 D011913 NORWAY 015 D021913 0185 015 E041913 X 015 A001914 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B001914 S 015 C011914 AUCKLAND 015 D011914 NEW ZEALAND 015 D021914 1010 015 E041914 X 015 A001915 BANK HANDLOWY W WARSZAWIE S.A. 015 B001915 S 015 C011915 WARSAW 015 D011915 POLAND 015 D021915 00-923 015 E041915 X 015 A001916 SKANDINAVISKA ENSKILDA BANKEN AB PAGE 101 015 B001916 S 015 C011916 STOCKHOLM 015 D011916 SWEDEN 015 D021916 SE-106 40 015 E041916 X 015 A001917 DBS BANK LIMITED 015 B001917 S 015 C011917 SINGAPORE 015 D011917 SINGAPORE 015 D021917 239922 015 E041917 X 015 A001918 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001918 S 015 C011918 BANGKOK 015 D011918 THAILAND 015 D021918 10500 015 E041918 X 015 A001919 CITIBANK, A.S. 015 B001919 S 015 C011919 ISTANBUL 015 D011919 TURKEY 015 D021919 34768 015 E011919 X 015 A001920 STANDARD CHARTERED BANK TAIPEI 015 B001920 S 015 C011920 TAIPEI 015 D011920 TAIWAN, R.O.C. 015 E041920 X 015 A001921 NEDBANK LIMITED 015 B001921 S 015 C011921 JOHANNESBURG 015 D011921 REP. OF SOUTH AFRICA 015 E041921 X 024 001900 Y 025 A001901 MORGAN STANLEY 025 B001901 13-2655998 025 C001901 D 025 D001901 8011 025 A001902 BANC OF AMERICA LLC 025 B001902 56-2058405 025 C001902 D 025 D001902 16241 025 A001903 CITIGROUP SECURITIES SERVICES INC 025 B001903 13-3214963 025 C001903 D 025 D001903 24809 025 A001904 JP MORGAN CHASE & COMPANY 025 B001904 13-3379014 025 C001904 D 025 D001904 24271 025 A001905 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORP. PAGE 102 025 B001905 13-5674085 025 C001905 D 025 D001905 18386 025 A001906 CREDIT SUISSE FIRST BOSTON CORP. 025 B001906 13-5659485 025 C001906 D 025 D001906 8987 025 A001907 WELLS FARGO & CO. 025 B001907 94-3379992 025 C001907 D 025 D001907 73029 025 A001908 HSBC SECURITIES INC. 025 B001908 13-2650272 025 C001908 D 025 D001908 1949 025 A001909 GOLDMAN SACHS & CO. 025 B001909 13-5108880 025 C001909 D 025 D001909 3778 025 A001910 BEAR STEARNS & CO., INC. 025 B001910 13-3299429 025 C001910 D 025 D001910 24859 025 A001911 LEHMAN BROTHERS 025 B001911 13-2518466 025 C001911 D 025 D001911 19089 025 A001912 GREENWICH CAPITAL MARKETS INC. 025 B001912 13-3172275 025 C001912 D 025 D001912 784 025 A001913 DEUTSCHE BANK 025 B001913 13-2730828 025 C001913 D 025 D001913 4813 025 D001914 0 025 D001915 0 025 D001916 0 028 A011900 82636 028 A021900 10015 028 A031900 0 028 A041900 37105 028 B011900 81140 028 B021900 808 028 B031900 0 028 B041900 34455 028 C011900 73047 028 C021900 5708 028 C031900 0 028 C041900 37865 028 D011900 64968 PAGE 103 028 D021900 4878 028 D031900 0 028 D041900 37853 028 E011900 74525 028 E021900 6273 028 E031900 0 028 E041900 69401 028 F011900 61169 028 F021900 11162 028 F031900 0 028 F041900 40309 028 G011900 437485 028 G021900 38844 028 G031900 0 028 G041900 256988 028 H001900 390843 029 001900 Y 030 A001900 531 030 B001900 2.25 030 C001900 0.00 031 A001900 32 031 B001900 0 032 001900 499 033 001900 0 034 001900 Y 035 001900 59 036 A001900 N 036 B001900 0 042 A001900 0 042 B001900 0 042 C001900 10 042 D001900 90 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 5302 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.000 048 A011900 1000000 048 A021900 0.550 048 B011900 1000000 048 B021900 0.500 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 PAGE 104 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 2000000 048 K021900 0.450 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 N 055 A001900 N 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 25 062 A001900 Y 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.6 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 2.0 062 N001900 10.8 062 O001900 0.4 062 P001900 55.9 062 Q001900 29.4 062 R001900 0.0 063 A001900 0 063 B001900 7.0 064 A001900 Y 064 B001900 Y 065 001900 N 066 A001900 N PAGE 105 067 001900 N 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 Y 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 N 070 I021900 N 070 J011900 Y 070 J021900 Y 070 K011900 Y 070 K021900 N 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 Y 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 Y 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A001900 1312546 071 B001900 909251 071 C001900 1590200 071 D001900 57 072 A001900 11 072 B001900 89114 072 C001900 0 072 D001900 0 072 E001900 0 072 F001900 7838 072 G001900 1226 PAGE 106 072 H001900 0 072 I001900 2348 072 J001900 48 072 K001900 0 072 L001900 715 072 M001900 122 072 N001900 121 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 42 072 S001900 31 072 T001900 5302 072 U001900 0 072 V001900 0 072 W001900 205 072 X001900 17998 072 Y001900 0 072 Z001900 71116 072AA001900 4156 072BB001900 0 072CC011900 0 072CC021900 17594 072DD011900 57792 072DD021900 15522 072EE001900 0 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 5214 074 B001900 0 074 C001900 10635 074 D001900 1764027 074 E001900 0 074 F001900 1 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 38351 074 K001900 0 074 L001900 30503 074 M001900 405 074 N001900 1849136 074 O001900 46152 074 P001900 1789 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 9621 PAGE 107 074 S001900 0 074 T001900 1791574 074 U011900 305698 074 U021900 75383 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 87392 074 Y001900 0 075 A001900 0 075 B001900 1613359 076 001900 0.00 008 A002001 PHOENIX INVESTMENT COUNSEL, INC. 008 B002001 A 008 C002001 801-5995 008 D012001 HARTFORD 008 D022001 CT 008 D032001 06115 008 D042001 0480 008 A002002 VONTOBEL ASSET MANAGEMENT INC. 008 B002002 S 008 C002002 801-21953 008 D012002 NEW YORK 008 D022002 NY 008 D032002 10036 015 A002001 STATE STREET BANK AND TRUST COMPANY 015 B002001 C 015 C012001 BOSTON 015 C022001 MA 015 C032001 02206 015 C042001 5501 015 E012001 X 015 A002002 CITIBANK, N.A. 015 B002002 S 015 C012002 BUENOS AIRES 015 D012002 ARGENTINA 015 D022002 1036 015 E012002 X 015 A002003 ERSTE BANK DER OESTERREICHISCHEN 015 B002003 S 015 C012003 VIENNA 015 D012003 AUSTRIA 015 D022003 A-1010 015 E042003 X 015 A002004 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002004 S 015 C012004 SYDNEY 015 D012004 AUSTRALIA 015 D022004 2000 015 E042004 X 015 A002005 DEUTSCHE BANK AG PAGE 108 015 B002005 S 015 C012005 BRUSSELS 015 D012005 BELGIUM 015 E042005 X 015 A002006 BANK OF BERMUDA LIMITED 015 B002006 S 015 C012006 HAMILTON 015 D012006 BERMUDA 015 E042006 X 015 A002007 CITIBANK, N.A. 015 B002007 S 015 C012007 SAO PAULO 015 D012007 BRAZIL 015 D022007 01311 015 E012007 X 015 A002008 STATE STREET TRUST COMPANY CANADA 015 B002008 S 015 C012008 TORONTO, ONTARIO 015 D012008 CANADA 015 D022008 M5C 3G6 015 E042008 X 015 A002009 UBS AG 015 B002009 S 015 C012009 ZURICH 015 D012009 SWITZERLAND 015 D022009 8098 015 E042009 X 015 A002010 BANCO ITAU CHILE 015 B002010 S 015 C012010 SANTIAGO 015 D012010 CHILE 015 E012010 X 015 A002011 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B002011 S 015 C012011 PRAGUE 015 D012011 CZECH REPUBLIC 015 D022011 115 20 015 E042011 X 015 A002012 DEUTSCHE BANK AG 015 B002012 S 015 C012012 ESCHBORN 015 D012012 GERMANY 015 D022012 D-65760 015 E042012 X 015 A002013 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002013 S 015 C012013 COPENHAGEN 015 D012013 DENMARK 015 E042013 X 015 A002014 DELETE 015 A002015 AS HANSABANK PAGE 109 015 B002015 S 015 C012015 TALLINN 015 D012015 ESTONIA 015 D022015 EE 0001 015 E042015 X 015 A002016 HSBC BANK EGYPT S.A.E. 015 B002016 S 015 C012016 CAIRO 015 D012016 EGYPT 015 D022016 11211 015 E012016 X 015 A002017 DEUTSCHE BANK S.A.E. 015 B002017 S 015 C012017 BARCELONA 015 D012017 SPAIN 015 E042017 X 015 A002018 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002018 S 015 C012018 HELSINKI 015 D012018 FINLAND 015 D022018 FIN-00101 015 E042018 X 015 A002019 DEUTSCHE BANK A.G. 015 B002019 S 015 C012019 PARIS 015 D012019 FRANCE 015 D022019 75081 015 E042019 X 015 A002020 STATE STREET BANK & TRUST CO., UK BRANCH 015 B002020 S 015 C012020 EDINBURGH 015 D012020 SCOTLAND 015 D022020 EH5 2AW 015 E012020 X 015 A002021 NATIONAL BANK OF GREECE, S.A. 015 B002021 S 015 C012021 ATHENS 015 D012021 GREECE 015 D022021 105 62 015 E042021 X 015 A002022 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B002022 S 015 C012022 KWUN TONG 015 D012022 HONG KONG 015 E042022 X 015 A002023 DEUTSCHE BANK AG 015 B002023 S 015 C012023 JAKARTA 015 D012023 INDONESIA 015 D022023 10310 015 E042023 X PAGE 110 015 A002024 BANK OF IRELAND 015 B002024 S 015 C012024 DUBLIN 015 D012024 IRELAND 015 D022024 1 015 E042024 X 015 A002025 BANK HAPOALIM BM 015 B002025 S 015 C012025 TEL AVIV 015 D012025 ISRAEL 015 D022025 66883 015 E042025 X 015 A002026 DEUTSCHE BANK AG 015 B002026 S 015 C012026 FORT MUMBAI 015 D012026 INDIA 015 D022026 400 001 015 E042026 X 015 A002027 DEUTSCHE BANK S.P.A., MILAN 015 B002027 S 015 C012027 MILAN 015 D012027 ITALY 015 D022027 20126 015 E042027 X 015 A002028 MIZUHO CORPORATE BANK, LTD. 015 B002028 S 015 C012028 TOKYO 015 D012028 JAPAN 015 D022028 103-0026 015 E042028 X 015 A002029 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002029 S 015 C012029 SEOUL 015 D012029 KOREA 015 E042029 X 015 A002030 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002030 S 015 C012030 COLOMBO 015 D012030 SRI LANKA 015 D022030 1 015 E042030 X 015 A002031 THE HONGKONG & SHANGHAI BANKING CORP. LTD 015 B002031 S 015 C012031 PORT LOUIS 015 D012031 MAURITIUS 015 E042031 X 015 A002032 BANCO NACIONAL DE MEXICO S.A. 015 B002032 S 015 C012032 COL. SANTA FE 015 D012032 MEXICO 015 D022032 DF 01210 PAGE 111 015 E042032 X 015 A002033 STANDARD CHARTERED BANK 015 B002033 S 015 C012033 KUALA LUMPUR 015 D012033 MALAYSIA 015 D022033 50250 015 E042033 X 015 A002034 DEUTSCHE BANK AG 015 B002034 S 015 C012034 AMSTERDAM 015 D012034 NETHERLANDS 015 D022034 1017 CA 015 E042034 X 015 A002035 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002035 S 015 C012035 OSLO 015 D012035 NORWAY 015 D022035 NO-0185 015 E042035 X 015 A002036 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002036 S 015 C012036 AUCKLAND 015 D012036 NEW ZEALAND 015 D022036 1010 015 E042036 X 015 A002037 CITIBANK DEL PERU, S.A. 015 B002037 S 015 C012037 LIMA 015 D012037 PERU 015 D022037 27 015 E012037 X 015 A002038 STANDARD CHARTERED BANK 015 B002038 S 015 C012038 MAKATI CITY 015 D012038 PHILIPPINES 015 E042038 X 015 A002039 BANK HANDLOWY W WARSZAWIE SA 015 B002039 S 015 C012039 WARSAW 015 D012039 POLAND 015 D022039 00-923 015 E042039 X 015 A002040 BANCO COMERCIAL PORTUGUES S.A. 015 B002040 S 015 C012040 LISBOA 015 D012040 PORTUGAL 015 D022040 1099-007 015 E042040 X 015 A002041 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002041 S 015 C012041 STOCKHOLM PAGE 112 015 D012041 SWEDEN 015 D022041 SE-106 40 015 E042041 X 015 A002042 DBS BANK LIMITED 015 B002042 S 015 C012042 SINGAPORE 015 D012042 SINGAPORE 015 D022042 239922 015 E042042 X 015 A002043 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B002043 S 015 C012043 BRATISLAVA 015 D012043 SLOVAK REPUBLIC 015 D022043 814 99 015 E042043 X 015 A002044 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B002044 S 015 C012044 BANGKOK 015 D012044 THAILAND 015 D022044 10500 015 E042044 X 015 A002045 CITIBANK, A.S. 015 B002045 S 015 C012045 ISTANBUL 015 D012045 TURKEY 015 D022045 34768 015 E012045 X 015 A002046 STANDARD CHARTERED BANK TAIPEI 015 B002046 S 015 C012046 TAIPEI 015 D012046 TAIWAN, R.O.C. 015 D022046 105 015 E042046 X 015 A002047 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B002047 S 015 C012047 JOHANNESBURG 015 D012047 REP. OF SOUTH AFRICA 015 D022047 2001 015 E042047 X 024 002000 Y 025 A002001 UBS AG 025 B002001 13-2638166 025 C002001 E 025 D002001 10781 025 A002002 JP MORGAN CHASE 025 B002002 13-3379014 025 C002002 E 025 D002002 12486 025 D002003 0 025 D002004 0 025 D002005 0 PAGE 113 025 D002006 0 025 D002007 0 025 D002008 0 028 A012000 356617 028 A022000 0 028 A032000 0 028 A042000 7527 028 B012000 101159 028 B022000 0 028 B032000 0 028 B042000 10543 028 C012000 77564 028 C022000 3040 028 C032000 0 028 C042000 27101 028 D012000 51397 028 D022000 0 028 D032000 0 028 D042000 20240 028 E012000 41729 028 E022000 0 028 E032000 0 028 E042000 28288 028 F012000 39615 028 F022000 0 028 F032000 0 028 F042000 24008 028 G012000 668081 028 G022000 3040 028 G032000 0 028 G042000 117707 028 H002000 281359 029 002000 Y 030 A002000 969 030 B002000 5.75 030 C002000 0.00 031 A002000 124 031 B002000 0 032 002000 845 033 002000 0 034 002000 Y 035 002000 25 036 A002000 N 036 B002000 0 042 A002000 0 042 B002000 0 042 C002000 51 042 D002000 49 042 E002000 0 042 F002000 0 042 G002000 0 PAGE 114 042 H002000 0 043 002000 1232 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.850 048 A012000 0 048 A022000 0.000 048 B012000 0 048 B022000 0.000 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 0 048 K022000 0.000 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y 053 B002000 Y 053 C002000 N 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 25 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 PAGE 115 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 063 A002000 0 063 B002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 Y 066 D002000 N 066 E002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 Y 069 002000 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 Y 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 Y 070 K012000 Y 070 K022000 N 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 Y 070 N012000 Y PAGE 116 070 N022000 Y 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 Y 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 708981 071 B002000 440442 071 C002000 894089 071 D002000 49 072 A002000 7 072 B002000 1155 072 C002000 13843 072 D002000 0 072 E002000 266 072 F002000 4697 072 G002000 488 072 H002000 0 072 I002000 562 072 J002000 283 072 K002000 0 072 L002000 122 072 M002000 44 072 N002000 71 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 33 072 S002000 19 072 T002000 1232 072 U002000 0 072 V002000 0 072 W002000 56 072 X002000 7607 072 Y002000 240 072 Z002000 7897 072AA002000 2926 072BB002000 0 072CC012000 110208 072CC022000 0 072DD012000 1345 072DD022000 1186 072EE002000 1325 073 A012000 0.0000 073 A022000 0.0000 073 B002000 0.0360 073 C002000 0.0000 074 A002000 8 PAGE 117 074 B002000 0 074 C002000 44249 074 D002000 0 074 E002000 0 074 F002000 1098941 074 G002000 1497 074 H002000 0 074 I002000 314705 074 J002000 41084 074 K002000 1 074 L002000 9377 074 M002000 483 074 N002000 1510345 074 O002000 47171 074 P002000 1186 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 255437 074 S002000 0 074 T002000 1206551 074 U012000 23364 074 U022000 18873 074 V012000 0.00 074 V022000 0.00 074 W002000 0.0000 074 X002000 26027 074 Y002000 0 075 A002000 0 075 B002000 935020 076 002000 0.00 008 A002101 PHOENIX INVESTMENT COUNSEL, INC. 008 B002101 A 008 C002101 801-5995 008 D012101 HARTFORD 008 D022101 CT 008 D032101 06115 008 D042101 0480 008 A002102 ACADIAN ASSET MANAGEMENT, INC. 008 B002102 S 008 C002102 801-28078 008 D012102 BOSTON 008 D022102 MA 008 D032102 02109 008 A002103 NEW STAR INSTITUTIONAL MANAGERS LIMITED 008 B002103 S 008 C002103 801-26315 008 D012103 LONDON 008 D052103 ENGLAND 008 D062103 SW1X 7NE PAGE 118 015 A002101 STATE STREET BANK & TRUST COMPANY 015 B002101 C 015 C012101 BOSTON 015 C022101 MA 015 C032101 02206 015 C042101 5501 015 E012101 X 015 A002102 ERSTE BANK DER OESTERREICHISCHEN 015 B002102 S 015 C012102 VIENNA 015 D012102 AUSTRIA 015 D022102 A-1010 015 E042102 X 015 A002103 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002103 S 015 C012103 SYDNEY 015 D012103 AUSTRALIA 015 D022103 2000 015 E042103 X 015 A002104 DEUTSCHE BANK AG 015 B002104 S 015 C012104 BRUSSELS 015 D012104 BELGIUM 015 E042104 X 015 A002105 CITIBANK, N.A. 015 B002105 S 015 C012105 SAO PAULO 015 D012105 BRAZIL 015 D022105 01311 015 E012105 X 015 A002106 STATE STREET TRUST COMPANY CANADA 015 B002106 S 015 C012106 TORONTO, ONTARIO 015 D012106 CANADA 015 D022106 M5C 3G6 015 E042106 X 015 A002107 UBS AG 015 B002107 S 015 C012107 ZURICH 015 D012107 SWITZERLAND 015 D022107 8098 015 E042107 X 015 A002108 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002108 S 015 C012108 SHANGHAI 015 D012108 PRC 015 D022108 200120 015 E042108 X 015 A002109 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002109 S 015 C012109 SHENZHEN PAGE 119 015 D012109 PRC 015 D022109 518031 015 E042109 X 015 A002110 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B002110 S 015 C012110 PRAGUE 015 D012110 CZECH REPUBLIC 015 D022110 115 20 015 E042110 X 015 A002111 DEUTSCHE BANK AG 015 B002111 S 015 C012111 ESCHBORN 015 D012111 GERMANY 015 D022111 D-65760 015 E042111 X 015 A002112 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002112 S 015 C012112 COPENHAGEN 015 D012112 DENMARK 015 E042112 X 015 A002113 DEUTSCHE BANK S.A.E. 015 B002113 S 015 C012113 BARCELONA 015 D012113 SPAIN 015 E042113 X 015 A002114 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002114 S 015 C012114 HELSINKI 015 D012114 FINLAND 015 D022114 FIN-00101 015 E042114 X 015 A002115 DEUTSCHE BANK AG 015 B002115 S 015 C012115 PARIS 015 D012115 FRANCE 015 D022115 75081 015 E042115 X 015 A002116 STATE STREET BANK & TRUST CO., UNITED KINGDOM 015 B002116 S 015 C012116 EDINBURGH 015 D012116 SCOTLAND 015 D022116 EH5 2AW 015 E012116 X 015 A002117 NATIONAL BANK OF GREECE, S.A. 015 B002117 S 015 C012117 ATHENS 015 D012117 GREECE 015 D022117 105 62 015 E042117 X 015 A002118 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B002118 S PAGE 120 015 C012118 KWUN TONG 015 D012118 HONG KONG 015 E042118 X 015 A002119 UNICREDIT BANK HUNGARY ZRT. 015 B002119 S 015 C012119 BUDAPEST 015 D012119 HUNGARY 015 D022119 H-1054 015 E042119 X 015 A002120 DEUTSCHE BANK AG 015 B002120 S 015 C012120 JAKARTA 015 D012120 INDONESIA 015 D022120 10310 015 E042120 X 015 A002121 BANK OF IRELAND 015 B002121 S 015 C012121 DUBLIN 015 D012121 IRELAND 015 D022121 1 015 E042121 X 015 A002122 BANK HAPOALIM BM 015 B002122 S 015 C012122 TEL AVIV 015 D012122 ISRAEL 015 D022122 66883 015 E042122 X 015 A002123 DEUTSCHE BANK S.P.A., MILAN 015 B002123 S 015 C012123 MILAN 015 D012123 ITALY 015 D022123 20126 015 E042123 X 015 A002124 MIZUHO CORPORATE BANK, LTD. 015 B002124 S 015 C012124 TOKYO 015 D012124 JAPAN 015 D022124 103-0026 015 E042124 X 015 A002125 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002125 S 015 C012125 SEOUL 015 D012125 KOREA 015 E042125 X 015 A002126 BANCO NACIONAL DE MEXICO., S.A. (BANAMEX) 015 B002126 S 015 C012126 COL. SANTA FE 015 D012126 MEXICO 015 D022126 DF 01210 015 E042126 X 015 A002127 STANDARD CHARTERED BANK PAGE 121 015 B002127 S 015 C012127 KUALA LUMPUR 015 D012127 MALAYSIA 015 D022127 50250 015 E042127 X 015 A002128 DEUTSCHE BANK AG 015 B002128 S 015 C012128 AMSTERDAM 015 D012128 NETHERLANDS 015 D022128 1017 CA 015 E042128 X 015 A002129 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002129 S 015 C012129 OSLO 015 D012129 NORWAY 015 D022129 NO-0185 015 E042129 X 015 A002130 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002130 S 015 C012130 AUCKLAND 015 D012130 NEW ZEALAND 015 D022130 1010 015 E042130 X 015 A002131 CITIBANK DEL PERU, S.A. 015 B002131 S 015 C012131 LIMA 015 D012131 PERU 015 D022131 27 015 E012131 X 015 A002132 STANDARD CHARTERED BANK 015 B002132 S 015 C012132 MAKATI CITY 015 D012132 PHILIPPINES 015 E042132 X 015 A002133 BANK HANDLOWY W WARSZAWIE S.A. 015 B002133 S 015 C012133 WARSAW 015 D012133 POLAND 015 D022133 00-923 015 E042133 X 015 A002134 BANCO COMERCIAL PORTUGUES, S.A. 015 B002134 S 015 C012134 LISBOA 015 D012134 PORTUGAL 015 D022134 1099-007 015 E042134 X 015 A002135 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002135 S 015 C012135 STOCKHOLM 015 D012135 SWEDEN 015 D022135 SE-106 40 PAGE 122 015 E042135 X 015 A002136 DBS BANK LIMITED 015 B002136 S 015 C012136 SINGAPORE 015 D012136 SINGAPORE 015 D022136 239922 015 E042136 X 015 A002137 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B002137 S 015 C012137 BANGKOK 015 D012137 THAILAND 015 D022137 10500 015 E042137 X 015 A002138 CITIBANK, A.S. 015 B002138 S 015 C012138 ISTANBUL 015 D012138 TURKEY 015 D022138 34768 015 E012138 X 015 A002139 STANDARD CHARTERED BANK TAIPEI 015 B002139 S 015 C012139 TAIPEI 015 D012139 TAIWAN, R.O.C. 015 D022139 105 015 E042139 X 015 A002140 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B002140 S 015 C012140 JOHANNESBURG 015 D012140 REP. OF SOUTH AFRICA 015 D022140 2001 015 E042140 X 015 A002141 NEDBANK LIMITED 015 B002141 S 015 C012141 JOHANNESBURG 015 D012141 REP. OF SOUTH AFRICA 015 E042141 X 024 002100 Y 025 A002101 DEUTSCHE BANK 025 B002101 13-2730828 025 C002101 E 025 D002101 644 025 A002102 CREDIT SUISSE FIRST BOSTON CORP. 025 B002102 13-5659485 025 C002102 E 025 D002102 432 025 A002103 UBS AG 025 B002103 13-2638166 025 C002103 E 025 D002103 441 025 D002104 0 025 D002105 0 PAGE 123 025 D002106 0 025 D002107 0 025 D002108 0 028 A012100 2080 028 A022100 0 028 A032100 0 028 A042100 3304 028 B012100 1371 028 B022100 0 028 B032100 0 028 B042100 1327 028 C012100 558 028 C022100 363 028 C032100 0 028 C042100 1273 028 D012100 2296 028 D022100 0 028 D032100 0 028 D042100 2456 028 E012100 2514 028 E022100 0 028 E032100 0 028 E042100 1286 028 F012100 973 028 F022100 0 028 F032100 0 028 F042100 1975 028 G012100 9792 028 G022100 363 028 G032100 0 028 G042100 11621 028 H002100 8426 029 002100 Y 030 A002100 56 030 B002100 5.75 030 C002100 0.00 031 A002100 6 031 B002100 0 032 002100 50 033 002100 0 034 002100 Y 035 002100 11 036 A002100 N 036 B002100 0 042 A002100 0 042 B002100 0 042 C002100 36 042 D002100 64 042 E002100 0 042 F002100 0 042 G002100 0 PAGE 124 042 H002100 0 043 002100 259 044 002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.000 048 A012100 1000000 048 A022100 0.850 048 B012100 1000000 048 B022100 0.800 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 2000000 048 K022100 0.750 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 N 055 A002100 N 055 B002100 N 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 25 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 PAGE 125 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 063 A002100 0 063 B002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 N 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 Y 067 002100 N 068 A002100 N 068 B002100 Y 069 002100 N 070 A012100 Y 070 A022100 N 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 Y 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 Y 070 J022100 Y 070 K012100 Y 070 K022100 N 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 Y 070 N012100 Y 070 N022100 N PAGE 126 070 O012100 Y 070 O022100 N 070 P012100 Y 070 P022100 N 070 Q012100 Y 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 66487 071 B002100 69224 071 C002100 96803 071 D002100 69 072 A002100 10 072 B002100 23 072 C002100 2321 072 D002100 0 072 E002100 0 072 F002100 692 072 G002100 68 072 H002100 0 072 I002100 162 072 J002100 73 072 K002100 0 072 L002100 32 072 M002100 7 072 N002100 28 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 37 072 S002100 2 072 T002100 260 072 U002100 0 072 V002100 0 072 W002100 12 072 X002100 1373 072 Y002100 0 072 Z002100 971 072AA002100 10843 072BB002100 0 072CC012100 3613 072CC022100 0 072DD012100 1186 072DD022100 72 072EE002100 0 073 A012100 0.0000 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 0 074 B002100 0 PAGE 127 074 C002100 0 074 D002100 0 074 E002100 0 074 F002100 102820 074 G002100 0 074 H002100 0 074 I002100 0 074 J002100 5570 074 K002100 0 074 L002100 641 074 M002100 1465 074 N002100 110496 074 O002100 5405 074 P002100 127 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 360 074 S002100 0 074 T002100 104604 074 U012100 6013 074 U022100 629 074 V012100 0.00 074 V022100 0.00 074 W002100 0.0000 074 X002100 5981 074 Y002100 0 075 A002100 0 075 B002100 97861 076 002100 0.00 008 A002201 PHOENIX INVESTMENT COUNSEL, INC. 008 B002201 A 008 C002201 801-5995 008 D012201 HARTFORD 008 D022201 CT 008 D032201 06115 008 D042201 0480 008 A002202 ACADIAN ASSET MANAGEMENT, INC. 008 B002202 S 008 C002202 801-28078 008 D012202 BOSTON 008 D022202 MA 008 D032202 02109 008 D042202 0480 008 A002203 NEW STAR INSTITUTIONAL MANAGERS LIMITED 008 B002203 S 008 C002203 801-26315 008 D012203 LONDON 008 D052203 ENGLAND 008 D062203 SW1X 7NE PAGE 128 015 A002201 STATE STREET BANK & TRUST COMPANY 015 B002201 C 015 C012201 BOSTON 015 C022201 MA 015 C032201 02206 015 C042201 5501 015 E012201 X 015 A002202 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN 015 B002202 S 015 C012202 VIENNA 015 D012202 AUSTRIA 015 D022202 A-1010 015 E042202 X 015 A002203 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002203 S 015 C012203 SYDNEY 015 D012203 AUSTRALIA 015 D022203 2000 015 E042203 X 015 A002204 DEUTSCHE BANK AG 015 B002204 S 015 C012204 BRUSSELS 015 D012204 BELGIUM 015 E042204 X 015 A002205 CITIBANK, N.A. 015 B002205 S 015 C012205 SAO PAULO 015 D012205 BRAZIL 015 D022205 01311 015 E012205 X 015 A002206 STATE STREET TRUST COMPANY CANADA 015 B002206 S 015 C012206 TORONTO, ONTARIO 015 D012206 CANADA 015 D022206 M5C 3G6 015 E042206 X 015 A002207 UBS AG 015 B002207 S 015 C012207 ZURICH 015 D012207 SWITZERLAND 015 D022207 8098 015 E042207 X 015 A002208 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002208 S 015 C012208 SHANGHAI 015 D012208 PRC 015 D022208 200120 015 E042208 X 015 A002209 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002209 S 015 C012209 SHENZHEN PAGE 129 015 D012209 PRC 015 D022209 518031 015 E042209 X 015 A002210 CESKOSLOVENSKA OBCHODNI BNKA, A.S. 015 B002210 S 015 C012210 PRAGUE 015 D012210 CZECH REPUBLIC 015 E042210 X 015 A002211 DEUTSCHE BANK AG 015 B002211 S 015 C012211 ESCHBORN 015 D012211 GERMANY 015 D022211 D-65760 015 E042211 X 015 A002212 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002212 S 015 C012212 COPENHAGEN 015 D012212 DENMARK 015 E042212 X 015 A002213 DEUTSCHE BANK S.A.E. 015 B002213 S 015 C012213 BARCELONA 015 D012213 SPAIN 015 E042213 X 015 A002214 SKANDINAVISKA ENSKILDA BANKEN A.B. 015 B002214 S 015 C012214 HELSINKI 015 D012214 FINLAND 015 D022214 FIN-00101 015 E042214 X 015 A002215 DEUTSCHE BANK A.G. 015 B002215 S 015 C012215 PARIS 015 D012215 FRANCE 015 D022215 75081 015 E042215 X 015 A002216 STATE STREET BANK & TRUST COMPANY, UK BRANCH 015 B002216 S 015 C012216 EDINBURGH 015 D012216 SCOTLAND 015 D022216 EH5 2AW 015 E012216 X 015 A002217 NATIONAL BANK OF GREECE S.A. 015 B002217 S 015 C012217 ATHENS 015 D012217 GREECE 015 D022217 105 62 015 E042217 X 015 A002218 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B002218 S 015 C012218 KWUN TONG PAGE 130 015 D012218 HONG KONG 015 E042218 X 015 A002219 UNICREDIT BANK HUNGARY ZRT. 015 B002219 S 015 C012219 BUDAPEST 015 D012219 HUNGARY 015 D022219 H-1054 015 E042219 X 015 A002220 DEUTSCHE BANK AG 015 B002220 S 015 C012220 JAKARTA 015 D012220 INDONESIA 015 D022220 10310 015 E042220 X 015 A002221 BANK OF IRELAND 015 B002221 S 015 C012221 DUBLIN 015 D012221 IRELAND 015 D022221 1 015 E042221 X 015 A002222 BANK HAPOALIM B.M. 015 B002222 S 015 C012222 TEL AVIV 015 D012222 ISRAEL 015 D022222 66883 015 E042222 X 015 A002223 DEUTSCHE BANK S.P.A. MILAN 015 B002223 S 015 C012223 MILAN 015 D012223 ITALY 015 D022223 20126 015 E042223 X 015 A002224 MIZUBO CORPORATE BANK, LTD. 015 B002224 S 015 C012224 TOKYO 015 D012224 JAPAN 015 D022224 103-0026 015 E042224 X 015 A002225 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B002225 S 015 C012225 SEOUL 015 D012225 KOREA 015 E042225 X 015 A002226 BANCO NACIONAL DE MEXICO, S.A. 015 B002226 S 015 C012226 COL. SANTA FE 015 D012226 MEXICO 015 D022226 DF 01210 015 E042226 X 015 A002227 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B002227 S PAGE 131 015 C012227 KUALA LUMPUR 015 D012227 MALAYSIA 015 D022227 50250 015 E042227 X 015 A002228 DEUTSCHE BANK AG 015 B002228 S 015 C012228 AMSTERDAM 015 D012228 NETHERLANDS 015 D022228 1017 CA 015 E042228 X 015 A002229 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002229 S 015 C012229 OSLO 015 D012229 NORWAY 015 D022229 NO-0185 015 E042229 X 015 A002230 THE HONGKONG & SHANGHAI BANKING CORP. LTD. 015 B002230 S 015 C012230 AUCKLAND 015 D012230 NEW ZEALAND 015 D022230 1010 015 E042230 X 015 A002231 CITIBANK DEL PERU, S.A. 015 B002231 S 015 C012231 LIMA 015 D012231 PERU 015 D022231 27 015 E012231 X 015 A002232 STANDARD CHARTERED BANK 015 B002232 S 015 C012232 MAKATI CITY 015 D012232 PHILIPPINES 015 E042232 X 015 A002233 BANK HANDLOWY W WARSZAWIE S.A. 015 B002233 S 015 C012233 WARSAW 015 D012233 POLAND 015 D022233 00-923 015 E042233 X 015 A002234 BANCO COMERCIAL PORTUGUES S.A. 015 B002234 S 015 C012234 LISBOA 015 D012234 PORTUGAL 015 D022234 1099-007 015 E042234 X 015 A002235 DBS BANK LIMITED 015 B002235 S 015 C012235 SINGAPORE 015 D012235 SINGAPORE 015 D022235 239922 015 E042235 X PAGE 132 015 A002236 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B002236 S 015 C012236 BANGKOK 015 D012236 THAILAND 015 D022236 10500 015 E042236 X 015 A002237 CITIBANK, A.S. 015 B002237 S 015 C012237 ISTANBUL 015 D012237 TURKEY 015 D022237 34768 015 E012237 X 015 A002238 STANDARD CHARTERED BANK TAIPEI 015 B002238 S 015 C012238 TAIPEI 015 D012238 TAIWAN, R.O.C. 015 D022238 105 015 E042238 X 015 A002239 NEDBANK LIMITED 015 B002239 S 015 C012239 JOHANNESBURG 015 D012239 REP. OF SOUTH AFRICA 015 E042239 X 015 A002240 SKANDINAVISKA ENSKILDA BANKEN AB 015 B002240 S 015 C012240 STOCKHOLM 015 D012240 SWEDEN 015 D022240 SE-106 40 015 E042240 X 024 002200 Y 025 A002201 BANK OF AMERICA LLC 025 B002201 56-2058405 025 C002201 E 025 D002201 1055 025 A002202 JP MORGAN CHASE 025 B002202 13-3379014 025 C002202 E 025 D002202 680 025 A002203 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 025 B002203 13-5674085 025 C002203 E 025 D002203 371 025 A002204 MORGAN STANLEY 025 B002204 13-2655998 025 C002204 E 025 D002204 134 025 A002205 UBS AG 025 B002205 13-2638166 025 C002205 E 025 D002205 377 025 A002206 CITICORP SECURITIES SERVICES INC. PAGE 133 025 B002206 13-3214963 025 C002206 E 025 D002206 546 025 A002207 CREDIT SUISSE FIRST BOSTON CORP. 025 B002207 13-5659485 025 C002207 E 025 D002207 557 025 A002208 WELLS FARGO 025 B002208 94-3379992 025 C002208 E 025 D002208 444 025 A002209 DEUTSCHE BANK 025 B002209 13-2730828 025 C002209 E 025 D002209 567 025 A002210 BARCLAYS BANK PLC 025 B002210 13-4942190 025 C002210 E 025 D002210 445 025 A002211 UBS AG 025 B002211 13-2638166 025 C002211 D 025 D002211 980 025 D002212 0 025 D002213 0 025 D002214 0 025 D002215 0 025 D002216 0 028 A012200 0 028 A022200 0 028 A032200 0 028 A042200 0 028 B012200 0 028 B022200 0 028 B032200 0 028 B042200 0 028 C012200 0 028 C022200 0 028 C032200 0 028 C042200 0 028 D012200 466 028 D022200 0 028 D032200 0 028 D042200 1250 028 E012200 321 028 E022200 0 028 E032200 0 028 E042200 957 028 F012200 407 028 F022200 7228 028 F032200 0 PAGE 134 028 F042200 1392 028 G012200 1194 028 G022200 7228 028 G032200 0 028 G042200 3599 028 H002200 768 029 002200 Y 030 A002200 3 030 B002200 5.75 030 C002200 0.00 031 A002200 0 031 B002200 0 032 002200 3 033 002200 0 034 002200 Y 035 002200 1 036 A002200 N 036 B002200 0 042 A002200 0 042 B002200 0 042 C002200 21 042 D002200 79 042 E002200 0 042 F002200 0 042 G002200 0 042 H002200 0 043 002200 89 044 002200 0 045 002200 Y 046 002200 N 047 002200 Y 048 002200 0.000 048 A012200 1000000 048 A022200 0.850 048 B012200 1000000 048 B022200 0.800 048 C012200 0 048 C022200 0.000 048 D012200 0 048 D022200 0.000 048 E012200 0 048 E022200 0.000 048 F012200 0 048 F022200 0.000 048 G012200 0 048 G022200 0.000 048 H012200 0 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 PAGE 135 048 J022200 0.000 048 K012200 2000000 048 K022200 0.750 049 002200 N 050 002200 N 051 002200 N 052 002200 N 053 A002200 N 055 A002200 N 055 B002200 N 056 002200 Y 057 002200 N 058 A002200 N 059 002200 Y 060 A002200 Y 060 B002200 Y 061 002200 25 062 A002200 N 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 0.0 062 P002200 0.0 062 Q002200 0.0 062 R002200 0.0 063 A002200 0 063 B002200 0.0 066 A002200 Y 066 B002200 N 066 C002200 Y 066 D002200 N 066 E002200 N 066 F002200 N 066 G002200 N 067 002200 N 068 A002200 N 068 B002200 Y 069 002200 N 070 A012200 Y 070 A022200 N 070 B012200 Y PAGE 136 070 B022200 N 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 Y 070 E022200 N 070 F012200 Y 070 F022200 N 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 N 070 I022200 N 070 J012200 Y 070 J022200 Y 070 K012200 Y 070 K022200 Y 070 L012200 Y 070 L022200 Y 070 M012200 Y 070 M022200 Y 070 N012200 Y 070 N022200 Y 070 O012200 Y 070 O022200 N 070 P012200 Y 070 P022200 N 070 Q012200 Y 070 Q022200 N 070 R012200 Y 070 R022200 N 071 A002200 17896 071 B002200 19297 071 C002200 120578 071 D002200 15 072 A002200 3 072 B002200 15 072 C002200 633 072 D002200 0 072 E002200 20 072 F002200 259 072 G002200 26 072 H002200 0 072 I002200 46 072 J002200 33 072 K002200 0 072 L002200 16 072 M002200 3 072 N002200 10 PAGE 137 072 O002200 0 072 P002200 0 072 Q002200 0 072 R002200 15 072 S002200 1 072 T002200 88 072 U002200 0 072 V002200 0 072 W002200 3 072 X002200 500 072 Y002200 0 072 Z002200 168 072AA002200 1843 072BB002200 0 072CC012200 228 072CC022200 0 072DD012200 772 072DD022200 25 072EE002200 7100 073 A012200 0.0000 073 A022200 0.0000 073 B002200 0.7000 073 C002200 0.0000 074 A002200 1 074 B002200 0 074 C002200 980 074 D002200 0 074 E002200 0 074 F002200 122257 074 G002200 0 074 H002200 0 074 I002200 24900 074 J002200 1107 074 K002200 0 074 L002200 416 074 M002200 882 074 N002200 150543 074 O002200 1517 074 P002200 142 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 25099 074 S002200 0 074 T002200 123785 074 U012200 10097 074 U022200 650 074 V012200 0.00 074 V022200 0.00 074 W002200 0.0000 PAGE 138 074 X002200 7779 074 Y002200 0 075 A002200 0 075 B002200 122168 076 002200 0.00 SIGNATURE W.PATRICK BRADLEY TITLE CFO & TREASURER EX-99.77B ACCT LTTR 2 pxot77b.txt Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of The Phoenix Opportunities Trust In planning and performing our audits of the financial statements of The Phoenix Opportunities Trust, (hereafter referred to as "the Trust") as of and for the year ended September 30, 2007, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust's internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Trust's internal control over financial reporting. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Such internal control over financial reporting includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the company's ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the company's annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a control deficiency, or combination of control deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected. Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2007. This report is intended solely for the information and use of management and the Board of Trustees of The Phoenix Opportunities Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP November 20, 2007 2 2 EX-99.77C VOTES 3 pxot77c1.txt RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST October 31, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Opportunities Trust (the "Trust") held on October 31, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: To elect eleven Trustees to serve on the Board of Trustees until the next meeting of shareholders at which Trustees are elected. For Against E. Virgil Conway 121,064,64 625,812 Harry Dalzell-Payne 121,064,647 625,812 Daniel T. Geraci 121,051,683 638,777 Francis E. Jeffries 121,064,647 625,812 Leroy Keith, Jr. 121,064,647 625,812 Marilyn E. LaMarche 121,063,658 626,802 Philip R. McLoughlin 121,064,647 625,812 Geraldine M. McNamara 121,063,658 626,802 James M. Oates 121,064,647 625,812 Richard E. Segerson 121,064,647 625,812 Ferdinand L. J. Verdonck 121,064,647 625,812 For Against Abstain To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Trusts 120,692,791 177,364 820,305 [PAGE BREAK] RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST November 21, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Bond Fund, Phoenix CA Tax-Exempt Bond Fund, Phoenix Core Bond Fund, Phoenix Diversifier PHOLIO, Phoenix Earnings Driven Growth Fund, Phoenix Emerging Markets Bond Fund, Phoenix Global Utilities Fund, Phoenix Growth Opportunities Fund, Phoenix High Yield Fund, Phoenix International Strategies Fund, Phoenix Market Neutral Fund, Phoenix Money Market Fund, Phoenix Multi-Sector Fixed Income Fund, Phoenix Wealth Accumulator PHOLIO, Phoenix Wealth Builder PHOLIO, Phoenix Wealth Guardian PHOLIO and Phoenix Worldwide Strategies Fund (each a "Fund"), series of Phoenix Opportunities Trust (the "Trust") held on November 21, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: To approve a proposal to permit Phoenix Investment Counsel, Inc. ("PIC") to hire and replace subadvisers or to modify subadvisory agreements without shareholder approval. The information will be in the following order: For Against Abstain Broker Non-Votes Phoenix Bond Fund 7,684,290 148,429 37,867 1,259,749 Phoenix CA Tax-Exempt Bond Fund 1,912,042 195,451 74,932 562,021 Phoenix Core Bond Fund 4,710,946 279,061 183,486 980,275 Phoenix Diversifier PHOLIO 127,473 0 14,464 35,569 Phoenix Global Utilities Fund 1,312,372 15,454 51,100 87,183 Phoenix High Yield Fund 15,409,334 1,090,217 767,003 3,281,118 Phoenix International Strategies Fund 3,880,989 146,326 223,679 777,002 Phoenix Market Neutral Fund 5,057,708 167,895 139,851 4,291,290 Phoenix Money Market Fund 50,388,385 3,473,539 1,453,689 2,513,133 Phoenix Multi-Sector Fixed Income Fund 6,393,533 351,748 279,441 1,989,024 Phoenix Wealth Accumulator PHOLIO 208,842 10,931 15,080 49,845 Phoenix Wealth Builder PHOLIO 3,443,616 379,567 117,294 1,734,959 Phoenix Wealth Guardian PHOLIO 2,086,843 84,748 110,659 622,128 Phoenix Worldwide Strategies Fund 5,472,680 487,664 177,804 1,661,608 To approve the amendment of fundamental restrictions of the Fund with respect to loans. Phoenix Bond Fund 7,734,068 79,671 56,846 1,259,749 Phoenix CA Tax-Exempt Bond Fund 1,914,755 165,826 101,844 562,021 Phoenix Core Bond Fund 4,680,828 277,386 215,279 980,275 Phoenix Diversifier PHOLIO 127,473 1,448 13,016 35,569 Phoenix Emerging Markets Bond Fund 2,258,847 202,797 85,045 989,641 Phoenix Global Utilities Fund 1,320,886 6,895 51,145 87,183 Phoenix Growth Opportunities Fund 402,298 5,203 3,469 139,938 Phoenix High Yield Fund 15,338,128 1,075,824 852,602 3,281,118 Phoenix International Strategies Fund 3,888,358 124,237 238,398 777,002 Phoenix Market Neutral Fund 5,026,188 185,697 153,569 4,291,290 Phoenix Money Market Fund 50,527,502 3,140,624 1,647,487 2,513,133 Phoenix Multi-Sector Fixed Income Fund 6,437,994 283,823 302,905 1,989,024 Phoenix Wealth Accumulator PHOLIO 204,576 15,068 15,210 49,845 Phoenix Wealth Builder PHOLIO 3,426,540 385,268 128,670 1,734,959 Phoenix Wealth Guardian PHOLIO 2,098,870 61,969 121,412 622,128 Phoenix Worldwide Strategies Fund 5,464,190 425,749 248,209 1,661,608 To approve a proposal to reclassify the investment objective of the Investment Objective Funds from fundamental to non-fundamental. Phoenix Bond Fund 5,233,743 2,581,524 55,319 1,259,749 Phoenix Core Bond Fund 4,653,188 248,186 272,119 980,275 Phoenix CA Tax-Exempt PHOLIO 1,883,615 168,515 130,295 562,021 Phoenix Emerging Markets Bond Fund 2,356,069 119,872 70,748 989,641 Phoenix High Yield Fund 15,502,861 1,030,275 733,419 3,281,118 Phoenix International Strategies Fund 3,903,318 107,600 240,074 777,002 Phoenix Money Market Fund 51,155,724 2,522,855 1,637,033 2,513,133 Phoenix Multi-Sector Fixed Income Fund 6,396,398 339,542 288,782 1,989,024 Phoenix Wealth Builder PHOLIO 3,411,694 398,714 130,069 1,734,959 Phoenix Wealth Guardian PHOLIO 2,094,128 71,926 116,196 622,128 Phoenix Worldwide Strategies Fund 5,511,375 407,893 218,879 1,661,608 Shareholders did not approve these proposals for the Phoenix Market Neutral Fund and Phoenix Wealth Builder PHOLIO. EX-99.77C VOTES 4 pxot77c2.txt RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST October 31, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Opportunities Trust (the "Trust") held on October 31, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: For Against To elect eleven Trustees to serve on the Board of Trustees until the next meeting of shareholders at which Trustees are elected. E. Virgil Conway 121,064,647 625,812 Harry Dalzell-Payne 121,064,647 625,812 Daniel T. Geraci 121,051,683 638,777 Francis E. Jeffries 121,064,647 625,812 Leroy Keith, Jr. 121,064,647 625,812 Marilyn E. LaMarche 121,063,658 626,802 Philip R. McLoughlin. 121,064,647 625,812 Geraldine M. McNamara 121,063,658 626,802 James M. Oates 121,064,647 625,812 Richard E. Segerson 121,064,647 625,812 Ferdinand L. J. Verdonck 121,064,647 625,812 For Against Abstain To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Trusts. 120,692,791 177,364 820,305 [PAGE BREAK] RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST November 21, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Multi-Sector Short Term Bond Fund (each a "Fund"), a series of Phoenix Opportunities Trust (the "Trust") held on November 21, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: The information will be in the following order: For Against Abstain Broker Non-Votes To approve a proposal to permit Phoenix Investment Counsel, Inc. to hire and replace subadvisers or to modify subadvisory agreements without shareholder approval 96,624,869 6,459,990 4,160,324 51,785,755 To approve the amendment of fundamental restrictions of the Fund with respect to loans 96,776,666 5,839,796 4,628,722 51,785,755 To approve a proposal to reclassify the investmentobjective of the Investment Objective Funds from fundamental to non-fundamental 95,672,405 6,716,041 4,856,737 51,785,755 Shareholders of Phoenix Multi-Sector Short Term Bond Fund did not approve these proposals. EX-99.77C VOTES 5 pxot77c3.txt RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST October 31, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Opportunities Trust (the "Trust") held on October 31, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: For Against To elect eleven Trustees to serve on the Board of Trustees until the next meeting of shareholders at which Trustees are elected. E. Virgil Conway 121,064,647 625,812 Harry Dalzell-Payne 121,064,647 625,812 Daniel T. Geraci 121,051,683 638,777 Francis E. Jeffries 121,064,647 625,812 Leroy Keith, Jr. 121,064,647 625,812 Marilyn E. LaMarche 121,063,658 626,802 Philip R. McLoughlin. 121,064,647 625,812 Geraldine M. McNamara 121,063,658 626,802 James M. Oates 121,064,647 625,812 Richard E. Segerson 121,064,647 625,812 Ferdinand L. J. Verdonck 121,064,647 625,812 For Against Abstain To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Trusts. 120,692,791 177,364 820,305 [PAGE BREAK] RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST November 21, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Real Estate Securities Fund (each a "Fund"), a series of Phoenix Opportunities Trust (the "Trust") held on November 21, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: The information will be in the following order: For Against Abstain Broker Non-Votes To permit PIC to hire and replace subadvisers or to modify subadvisory agreements without shareholder approval 12,002,345 740,722 299,828 5,946,651 Amendment of fundamental restrictions of the Funds with respect to loans 11,905,288 796,266 341,341 5,946,651 To reclassify the investment objective of the Investment Objective Funds from fundamental to non-fundamental 11,446,743 974,502 621,650 5,946,651 Shareholders of Phoenix Real Estate Securities Fund did not approve these proposals. EX-99.77C VOTES 6 pxot77c4.txt RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST October 31, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Opportunities Trust (the "Trust") held on October 31, 2006, shareholders voted on the Following proposals: Number of Eligible Units Voted: For Against To elect eleven Trustees to serve on the Board of Trustees until the next meeting of shareholders at which Trustees are elected. E. Virgil Conway 121,064,647 625,812 Harry Dalzell-Payne 121,064,647 625,812 Daniel T. Geraci 121,051,683 638,777 Francis E. Jeffries 121,064,647 625,812 Leroy Keith, Jr. 121,064,647 625,812 Marilyn E. LaMarche 121,063,658 626,802 Philip R. McLoughlin. 121,064,647 625,812 Geraldine M. McNamara 121,063,658 626,802 James M. Oates 121,064,647 625,812 Richard E. Segerson 121,064,647 625,812 Ferdinand L. J. Verdonck 121,064,647 625,812 For Against Abstain T o ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Trusts. 120,692,791 177,364 820,305 [PAGE BREAK] RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST November 21, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Foreign Opportunities Fund (each a "Fund"), a series of Phoenix Opportunities Trust (the "Trust") held on November 21, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: The information is in the following order: For Against Abstain Broker Non-Votes To amend the fundamental investment restrictions of the funds of the Phoenix Adviser Trust to conform to the standard fundamental investment restrictions of the Phoenix Funds. Investment of more than 25% of assets in companies engaged in one industry.............. 5,788,484 124,514 93,584 1,058,787 Limits on borrowing ............................... 5,855,820 69,461 81,302 1,058,787 Issuance of senior securities ...................... 5,808,658 83,555 114,370 1,058,787 Underwriting activities............................. 5,826,009 74,933 105,641 1,058,787 Purchase and sale of real estate................... 5,435,828 475,226 95,528 1,058,787 Limits on lending................................... 5,836,697 82,653 87,232 1,058,787 EX-99.77M MERGERS 7 pxot77m.txt SUB-ITEM 77M: Mergers (a) Phoenix CA Tax-Exempt Bond Fund, formerly a standalone trust; Phoenix Core Bond Fund, formerly a series of Phoenix Series Fund; Phoenix Diversifier PHOLIO, formerly a series of Phoenix PHOLIOs(SM); Phoenix Emerging Markets Bond Fund, formerly a series of Phoenix Multi-Portfolio Fund; Phoenix Foreign Opportunities Fund, formerly a series of Phoenix Adviser Trust; Phoenix Global Utilities Fund, formerly a series of Phoenix Investment Series Fund; Phoenix High Yield Fund, formerly a series of Phoenix Series Fund; Phoenix International Strategies Fund, formerly a series of Phoenix Multi-Portfolio Fund; Phoenix Market Neutral Fund, formerly a series of Phoenix Portfolios; Phoenix Money Market Fund, formerly a series of Phoenix Series Fund; Phoenix Multi-Sector Fixed Income Fund, formerly a series of Phoenix Multi-Series Trust; Phoenix Multi-Sector Short Term Bond Fund, formerly a series of Phoenix Multi-Series Trust; Phoenix Real Estate Securities Fund, formerly a series of Phoenix Multi-Portfolio Fund; Phoenix Wealth Accumulator PHOLIO, formerly a series of Phoenix PHOLIOs(SM); Phoenix Wealth Builder PHOLIO, formerly a series of Phoenix PHOLIOs(SM); Phoenix Wealth Guardian PHOLIO, formerly a series of Phoenix PHOLIOs(SM) and Phoenix Worldwide Strategies Fund, formerly a series of Phoenix Equity Trust (Each, a "Fund"). (b) On May 31, 2007, the Board of Trustees approved the tax- free reorganization of each of the above-referenced Funds into an identical counterpart fund having the same name in Phoenix Opportunities Trust. The reorganization occurred in two phases. Phase one of the reorganization took place on June 27, 2007 and involved: Phoenix CA Tax-Exempt Bond Fund; Phoenix Core Bond Fund; Phoenix Emerging Markets Bond Fund; Phoenix Global Utilities Fund; Phoenix High Yield Fund; Phoenix Market Neutral Fund; Phoenix Money Market Fund; Phoenix Multi-Sector Fixed Income Fund; Phoenix Multi-Sector Short Term Bond Fund and Phoenix Real Estate Securities Fund. Phase two of the reorganization took place on September 24, 2007 and involved: Phoenix Diversifier PHOLIO; Phoenix Foreign Opportunities Fund; Phoenix International Strategies PHOLIO; Phoenix Wealth Accumulator; Phoenix Wealth Builder PHOLIO; Phoenix Wealth Guardian PHOLIO; Phoenix Worldwide Opportunities Fund. These reorganizations were conducted in order to consolidate the number of trusts within the Phoenix Funds family. EX-99.77Q1 OTHR EXHB 8 pxot77q11.txt Exhibit 77Q1(e)(1) - Second Amendment to Amended and Restated Investment Advisory Agreement between Registrant and Phoenix Investment Counsel, Inc., dated June 27, 2007, on behalf of Phoenix CA-Tax Exempt Bond Fund, Phoenix Core Bond Fund, Phoenix Emerging Markets Bond Fund, Phoenix Global Utilities Fund, Phoenix High Yield Fund, Phoenix Market Neutral Fund, Phoenix Money Market Fund, Phoenix Multi-Sector Fixed Income Fund, Phoenix Multi-Sector Short Term Bond Fund and Phoenix Real Estate Securities Fund, filed via EDGAR with Post-Effective Amendment No. 27 (File No. 033-65137) on September 24, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(2) - Third Amendment to Amended and Restated Investment Advisory Agreement between Registrant and Phoenix Investment Counsel, Inc., dated September 24, 2007, on behalf of Phoenix Diversifier PHOLIO, Phoenix Foreign Opportunities Fund, Phoenix International Real Estate Securities Fund, Phoenix International Strategies Fund, Phoenix Wealth Accumulator PHOLIO, Phoenix Wealth Builder PHOLIO, Phoenix Wealth Guardian PHOLIO and Phoenix Worldwide Strategies Fund, filed via EDGAR with Post- Effective Amendment No. 28 (File No. 033-65137) on November 14, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(3) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and New Star Institutional Managers Limited, dated September 24, 2007, on behalf of Phoenix International Strategies Fund and Phoenix Worldwide Strategies Fund, filed via EDGAR herewith. Exhibit 77Q1(e)(4) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Acadian Asset Management, Inc., dated September 24, 2007, on behalf of Phoenix International Strategies Fund and Phoenix Worldwide Strategies Fund, filed via EDGAR with Post-Effective Amendment No. 28 (File No. 033-65137) on November 14, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(5) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Vontobel Asset Management, Inc., dated September 24, 2007, on behalf of Phoenix Foreign Opportunities Fund, filed via EDGAR with Post-Effective Amendment No. 28 (File No. 033-65137) on November 14, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(6) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Halbis Capital Management (USA) Inc., dated June 27, 2007, on behalf of Phoenix Emerging Markets Bond Fund, filed via EDGAR with Post-Effective Amendment No. 27 (File No. 033-65137) on September 24, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(7) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Duff & Phelps Investment Management Co., on behalf of Phoenix Global Utilities Fund and Phoenix Real Estate Securities Fund, filed via EDGAR with Post-Effective Amendment No. 27 (File No. 033-65137) on September 24, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(8) - First Amendment to Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Duff & Phelps Investment Management Co., on behalf of Phoenix International Real Estate Securities Fund, filed via EDGAR with Post-Effective Amendment No. 28 (File No. 033-65137) on November 14, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(9) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Euclid Advisors LLC, dated June 27, 2007, on behalf of Phoenix Market Neutral Fund, filed via EDGAR with Post-Effective Amendment No. 27 (File No. 033-65137) on September 24, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(10) - Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Goodwin Capital Advisers, Inc., dated June 27, 2007, on behalf of Phoenix CA Tax-Exempt Bond Fund, Phoenix Core Bond Fund, Phoenix Money Market Fund, Phoenix Multi- Sector Fixed Income Fund and Phoenix Multi-Sector Short Term Bond Fund, filed via EDGAR with Post-Effective Amendment No. 27 (File No. 033-65137) on September 24, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(11) - First Amendment to Subadvisory Agreement between Phoenix Investment Counsel, Inc. and Goodwin Capital Advisers, Inc., dated September 24, 2007, on behalf of Phoenix Diversifier PHOLIO, Phoenix Wealth Accumulator PHOLIO, Phoenix Wealth Builder PHOLIO and Phoenix Wealth Guardian PHOLIO, filed via EDGAR with Post-Effective Amendment No. 28 (File No. 033- 65137) on November 14, 2007 and incorporated herein by reference. Exhibit 77Q1(e)(12) - Fourth Amendment to Subadvisory Agreement between Phoenix Investment Counsel, Inc. and SCM Advisors, LLC, dated June 27, 2007, on behalf of Phoenix High Yield Fund, filed via EDGAR with Post-Effective Amendment No. 27 (File No. 033- 65137) on September 24, 2007 and incorporated herein by reference. EX-99.77Q1 OTHR EXHB 9 pxot77q12.txt PHOENIX OPPORTUNITIES TRUST Phoenix International Strategies Fund Phoenix Worldwide Strategies Fund SUBADVISORY AGREEMENT September 24, 2007 New Star Institutional Managers Limited 1 Knightsbridge Green London SW1X 7NE RE: Subadvisory Agreement Ladies and Gentlemen: Phoenix Opportunities Trust (the "Fund") is an open-end investment company of the series type registered under the Investment Company Act of 1940 (the "Act"), and is subject to the rules and regulations promulgated thereunder. The shares of the Fund are offered or may be offered in several series, including the Phoenix International Strategies Fund and Phoenix Worldwide Strategies Fund (collectively, sometimes hereafter referred to as the "Series"). Phoenix Investment Counsel, Inc. (the "Adviser") evaluates and recommends series advisers for the Series and is responsible for the day-to-day management of the Series. This Subadvisory Agreement replaces those certain Subadvisory Agreements among: 1) Phoenix Equity Trust, on behalf of its series Phoenix Worldwide Strategies Fund, Phoenix Investment Counsel, Inc. and New Star Institutional Managers Limited, dated July 1, 2005 and, 2) Phoenix Multi-Portfolio Fund, on behalf of its series Phoenix International Strategies Fund, Phoenix Investment Counsel, Inc. and New Star Institutional Managers Limited, dated July 1, 2005. 1. Employment as a Subadviser. The Adviser, being duly authorized, hereby employs New Star Institutional Managers Limited (the "Subadviser") as a discretionary series adviser to invest and reinvest that discrete portion of the assets of the Series designated by the Adviser as set forth on Schedule F attached hereto (the "Designated Series") on the terms and conditions as set forth herein. The services of the Subadviser hereunder are not to be deemed exclusive; the Subadviser may render services to others and engage in other activities that do not conflict in any material manner in the Subadviser's performance hereunder. The Subadviser is regulated by the UK Financial Services Authority in the conduct of its regulated activities. The Adviser is classified as an Intermediate Customer within the meaning of the Financial Services and Markets Act 2000 and from November 1, 2007 shall be a Professional Client within the meaning of the Financial Services Authority's Conduct of Business Sourcebook and the Subadviser will provide its services hereunder on that basis. 2. Acceptance of Employment; Standard of Performance. The Subadviser accepts its employment as a discretionary series adviser of the Designated Series and agrees to use its best professional judgment to make investment decisions for the Designated Series in accordance with the provisions of this Agreement and as set forth in Schedule D attached hereto and made a part hereof. 3. Services of Subadviser. In providing management services to the Designated Series, the Subadviser shall be subject to the investment objectives, policies and restrictions of the Fund as they apply to the Designated Series and as set forth in the Fund's then current prospectus ("Prospectus") and statement of additional information ("Statement of Additional Information") filed with the Securities and Exchange Commission (the "SEC") as part of the Fund's Registration Statement, as may be periodically amended and provided to the Subadviser by the Adviser, and to the investment restrictions set forth in the Act and the Rules thereunder, to the supervision and control of the Trustees of the Fund (the "Trustees"), and to instructions from the Adviser. The Subadviser shall not, without the Fund's prior written approval, effect any transactions that would cause the Designated Series at the time of the transaction to be out of compliance with any of such restrictions or policies. 4. Transaction Procedures. All series transactions for the Designated Series shall be consummated by payment to, or delivery by, the Custodian(s) from time to time designated by the Fund (the "Custodian"), or such depositories or agents as may be designated by the Custodian in writing, of all cash and/or securities due to or from the Designated Series. The Subadviser shall not have possession or custody of such cash and/or securities or any responsibility or liability with respect to such custody. The Subadviser shall advise the Custodian and confirm in writing to the Fund all investment orders for the Designated Series placed by it with brokers and dealers at the time and in the manner set forth in Schedule A hereto (as amended from time to time). The Fund shall issue to the Custodian such instructions as may be appropriate in connection with the settlement of any transaction initiated by the Subadviser. The Fund shall be responsible for all custodial arrangements and the payment of all custodial charges and fees, and, upon giving proper instructions to the Custodian, the Subadviser shall have no responsibility or liability with respect to custodial arrangements or the act, omissions or other conduct of the Custodian. 5. Allocation of Brokerage. The Subadviser shall have authority and discretion to select brokers and dealers to execute Designated Series transactions initiated by the Subadviser, and to select the markets on or in which the transactions will be executed. A. In placing orders for the sale and purchase of Designated Series securities for the Fund, the Subadviser's primary responsibility shall be to seek the best execution of orders at the most favorable prices. However, this responsibility shall not obligate the Subadviser to solicit competitive bids for each transaction or to seek the lowest available commission cost to the Fund, so long as the Subadviser reasonably believes that the broker or dealer selected by it can be expected to obtain a "best execution" market price on the particular transaction and determines in good faith that the commission cost is reasonable in relation to the value of the brokerage and research services (as defined in Section 28(e)(3) of the Securities Exchange Act of 1934) provided by such broker or dealer to the Subadviser, viewed in terms of either that particular transaction or of the Subadviser's overall responsibilities with respect to its clients, including the Fund, as to which the Subadviser exercises investment discretion, notwithstanding that the Fund may not be the direct or exclusive beneficiary of any such services or that another broker may be willing to charge the Fund a lower commission on the particular transaction. B. The Subadviser may manage other portfolios and expects that the Fund and other portfolios it manages will, from time to time, purchase or sell the same securities. The Subadviser may aggregate orders for the purchase or sale of securities on behalf of the Fund with orders on behalf of other portfolios the Subadviser manages. Securities purchased or proceeds of securities sold through aggregated orders shall be allocated to the account of each portfolio managed by the Subadviser that bought or sold such securities at the average execution price. If less than the total of the aggregated orders is executed, purchased securities or proceeds shall generally be allocated pro rata among the participating portfolios in proportion to their planned participation in the aggregated orders. C. The Subadviser shall not execute any Series transactions for the Designated Series with a broker or dealer that is an "affiliated person" (as defined in the Act) of the Fund, the Subadviser or the Adviser without the prior written approval of the Fund. The Fund shall provide the Subadviser with a list of brokers and dealers that are "affiliated persons" of the Fund or the Adviser. 6. Proxies. The Subadviser, or a third party designee acting under the authority and supervision of the Subadviser, shall review all proxy solicitation materials and be responsible for voting and handling all proxies in relation to the assets of the Designated Series. Unless the Adviser or the Fund gives the Subadviser written instructions to the contrary, the Subadviser will, in compliance with the proxy voting procedures of the Designated Series then in effect, vote or abstain from voting, all proxies solicited by or with respect to the issuers of securities in which assets of the Designated Series may be invested. The Adviser shall cause the Custodian to forward promptly to the Subadviser all proxies upon receipt, so as to afford the Subadviser a reasonable amount of time in which to determine how to vote such proxies. The Subadviser agrees to provide the Adviser in a timely manner with a record of votes cast containing all of the voting information required by Form N-PX in an electronic format to enable the Fund to file Form N-PX as required by Rule 30b1-4 under the Act. 7. Prohibited Conduct. In providing the services described in this Agreement, the Subadviser will not consult with any other investment advisory firm that provides investment advisory services to any investment company sponsored by Phoenix Investment Partners, Ltd. regarding transactions for the Fund in securities or other assets. In addition, the Subadviser shall not, without the prior written consent of the Fund and the Adviser, delegate any obligation assumed pursuant to this Agreement to any affiliated or unaffiliated third party save that the Subadviser shall be entitled to sub-contract trade matching, trade distribution and foreign exchange settlement instructions (the "Sub-Contracted Services") to HSBC Institutional Fund Services Limited, in which case the Subadviser shall remain primarily liable to the Adviser for the provision of the Sub-Contracted Services for all the purposes of this Agreement notwithstanding that such services shall be provided by HSBC Institutional Fund Services Limited. 8. Information and Reports. A. The Subadviser shall keep the Fund and the Adviser informed of developments relating to its duties as subadviser of which the Subadviser has, or should have, knowledge that would materially affect the Designated Series. In this regard, the Subadviser shall provide the Fund, the Adviser and their respective officers with such periodic reports concerning the obligations the Subadviser has assumed under this Agreement as the Fund and the Adviser may from time to time reasonably request. In addition, prior to each meeting of the Trustees, the Subadviser shall provide the Adviser and the Trustees with reports regarding the Subadviser's management of the Designated Series during the most recently completed quarter, to include written communication that the Fund is in compliance with its investment objectives and practices, the Act and applicable rules and regulations under the Act, and the requirements of Subchapter M under the Internal Revenue Code of 1986, as amended, and otherwise in such form as may be mutually agreed upon by the Subadviser and the Adviser. B. Each of the Adviser and the Subadviser shall provide the other party with a list, to the best of the Adviser's or the Subadviser's respective knowledge, of each affiliated person (and any affiliated person of such of affiliated person) of the Adviser or the Subadviser, as the case may be, and each of the Adviser and the Subadviser agrees promptly to update such list whenever the Adviser or the Subadviser becomes aware of any changes that should be added to or deleted from the list of affiliated persons. C. The Subadviser shall also provide the Adviser with any information reasonably requested regarding its management of the Designated Series required for any shareholder report, amended registration statement, or Prospectus supplement to be filed by the Fund with the SEC. 9. Fees for Services. The compensation of the Subadviser for its services under this Agreement shall be calculated and paid by the Adviser in accordance with the attached Schedule C. Pursuant to the Investment Advisory Agreement between the Fund and the Adviser, the Adviser is solely responsible for the payment of fees to the Subadviser. 10. Limitation of Liability. The Subadviser shall not be liable for any action taken, omitted or suffered to be taken by it in its best professional judgment, in good faith and believed by it to be authorized or within the discretion or rights or powers conferred upon it by this Agreement, or in accordance with specific directions or instructions from the Fund, provided, however, that such acts or omissions shall not have constituted a breach of the investment objectives, policies and restrictions applicable to the Designated Series and that such acts or omissions shall not have resulted from the Subadviser's willful misfeasance, bad faith or gross negligence, a violation of the standard of care established by and applicable to the Subadviser in its actions under this Agreement or a breach of its duty or of its obligations hereunder (provided, however, that the foregoing shall not be construed to protect the Subadviser from liability under the Act). 11. Confidentiality. Subject to the duty of the Subadviser and the Fund to comply with applicable law, including any demand of any regulatory or taxing authority having jurisdiction, the parties hereto shall treat as confidential all information pertaining to the Designated Series and the actions of the Subadviser and the Fund in respect thereof. Notwithstanding the foregoing, the Fund and the Adviser agree that the Subadviser may (i) disclose in marketing materials and similar communications that the Fund has engaged Subadviser pursuant to this Agreement, and (ii) include performance statistics regarding the Series in composite performance statistics regarding one or more groups of Subadviser's clients published or included in any of the foregoing communications, provided that the Subadviser does not identify any performance statistics as relating specifically to the Series. 12. Assignment. This Agreement shall terminate automatically in the event of its assignment, as that term is defined in Section 2(a)(4) of the Act. The Subadviser shall notify the Fund in writing sufficiently in advance of any proposed change of control, as defined in Section 2(a)(9) of the Act, as will enable the Fund to consider whether an assignment as defined in Section 2(a)(4) of the Act will occur, and to take the steps necessary to enter into a new contract with the Subadviser. 13. Representations, Warranties and Agreements of the Subadviser. The Subadviser represents, warrants and agrees that: A. It is registered as an "Investment Adviser" under the Investment Advisers Act of 1940, as amended ("Advisers Act"). B. It will maintain, keep current and preserve on behalf of the Fund, in the manner required or permitted by the Act and the Rules thereunder including the records identified in Schedule B (as Schedule B may be amended from time to time). The Subadviser agrees that such records are the property of the Fund, and shall be surrendered to the Fund or to the Adviser as agent of the Fund promptly upon request of either. The Fund acknowledges that Subadviser may retain copies of all records required to meet the record retention requirements imposed by law and regulation. C. It shall maintain a written code of ethics (the "Code of Ethics") complying with the requirements of Rule 204A-1 under the Advisers Act and Rule 17j-l under the Act and shall provide the Fund and the Adviser with a copy of the Code of Ethics and evidence of its adoption. It shall institute procedures reasonably necessary to prevent Access Persons (as defined in Rules 204A-1 and 17j-1) from violating its Code of Ethics. Each calendar quarter while this Agreement is in effect, a duly authorized compliance officer of the Subadviser shall certify to the Fund and to the Adviser that the Subadviser has complied with the requirements of Rules 204A-1 and 17j-l during the previous calendar quarter and that there has been no violation of its Code of Ethics, or if such a violation has occurred, that appropriate action was taken in response to such violation. Annually, the Subadviser shall furnish a written report which complies with the requirements of Rules 204A-1(b) and 17j-1 concerning the Subadviser's Code of Ethics to the Fund and the Adviser. The Subadviser shall permit the Fund and the Adviser to examine the reports required to be made by the Subadviser under Rules 204A-1(b) and 17j-l(d)(1) and this subparagraph. D. It has adopted and implemented, and throughout the term of this Agreement shall maintain in effect and implement, policies and procedures reasonably designed to prevent, detect and correct violations by the Subadviser and its supervised persons, and, to the extent the activities of the Subadviser in respect to the Fund could affect the Fund, by the Fund, of "federal securities laws" (as defined in Rule 38a-1 under the Act), and that the Subadviser has provided the Fund with true and complete copies of its policies and procedures (or summaries thereof) and related information requested by the Fund. The Subadviser agrees to cooperate with periodic reviews by the Fund's compliance personnel of the Subadviser's policies and procedures, their operation and implementation and other compliance matters and to provide to the Fund from time to time such additional information and certifications in respect of the Subadviser's policies and procedures, compliance by the Subadviser with federal securities laws and related matters as the Fund's compliance personnel may reasonably request. The Subadviser agrees to promptly notify the Adviser of any material compliance violations which affect the Designated Series. E. Reference is hereby made to the Declaration of Trust establishing the Fund, a copy of which has been filed with the Secretary of the State of Delaware and elsewhere as required by law, and to any and all amendments thereto so filed with the Secretary of the State of Delaware and elsewhere as required by law, and to any and all amendments thereto so filed or hereafter filed. The name "Phoenix Opportunities Trust" refers to the Trustees under said Declaration of Trust, as Trustees and not personally, and no Trustee, shareholder, officer, agent or employee of the Fund shall be held to any personal liability in connection with the affairs of the Fund; only the trust estate under said Declaration of Trust is liable. Without limiting the generality of the foregoing, neither the Subadviser nor any of its officers, directors, partners, shareholders or employees shall, under any circumstances, have recourse or cause or willingly permit recourse to be had directly or indirectly to any personal, statutory, or other liability of any shareholder, Trustee, officer, agent or employee of the Fund or of any successor of the Fund, whether such liability now exists or is hereafter incurred for claims against the trust estate. 14. Amendment. This Agreement may be amended at any time, but only by written agreement among the Subadviser, the Adviser and the Fund, which amendment, other than amendments to Schedules A, B, D, E and F, is subject to the approval of the Trustees and the shareholders of the Fund as and to the extent required by the Act. 15. Effective Date; Term. This Agreement shall become effective on the date set forth on the first page of this Agreement, and shall continue in effect until December 31, 2007. The Agreement shall continue from year to year thereafter only so long as its continuance has been specifically approved at least annually by the Trustees in accordance with Section 15(a) of the Act, and by the majority vote of the disinterested Trustees in accordance with the requirements of Section 15(c) thereof. 16. Termination. This Agreement may be terminated by any party, without penalty, immediately upon written notice to the other parties in the event of a breach of any provision thereof by a party so notified, or otherwise upon thirty (30) days' written notice to the other parties, but any such termination shall not affect the status, obligations or liabilities of any party hereto to the other parties. In particular, termination of this Agreement shall be without prejudice to the completion of transactions already initiated which will be completed by the Subadviser as soon as practicable. 17. Applicable Law. To the extent that state law is not preempted by the provisions of any law of the United States heretofore or hereafter enacted, as the same may be amended from time to time, this Agreement shall be administered, construed and enforced according to the laws of the State of Delaware. 18. Severability. If any term or condition of this Agreement shall be invalid or unenforceable to any extent or in any application, then the remainder of this Agreement shall not be affected thereby, and each and every term and condition of this Agreement shall be valid and enforced to the fullest extent permitted by law. 19. Notices. Any notice or other communication required to be given pursuant to this Agreement shall be deemed duly given if delivered personally or by overnight delivery service or mailed by certified or registered mail, return receipt requested and postage prepaid, or sent by facsimile addressed to the parties at their respective addresses set forth below, or at such other address as shall be designated by any party in a written notice to the other party. (a) To Phoenix at: Phoenix Investment Counsel, Inc. 56 Prospect Street Hartford, CT 06115 Attn: John H. Beers, Vice President and Clerk Telephone: (860) 403-5050 Facsimile: (860) 403-7251 Email: john.beers@phoenixwm.com (b) To New Star Institutional Managers Limited at: New Star Institutional Managers Limited 1 Knightsbridge Green London SW1X 7NE Attn: Anna Kirk Telephone: 011 44 207 225 9259 Facsimile: 011 44 207 225 9359 Email: akirk@newstaram.com 20. Certifications. The Subadviser hereby warrants and represents that it will, to the extent that it is reasonably able, provide the requisite certifications requested by the chief executive officer and chief financial officer of the Fund necessary for those named officers to fulfill their reporting and certification obligations on Form N-CSR as required under the Sarbanes-Oxley Act of 2002 to the extent that such reporting and certifications relate to the Subadviser's duties and responsibilities under this Agreement. Subadviser shall provide a quarterly certification in a form substantially similar to the attached as Schedule E. 21. Indemnification. The Adviser agrees to indemnify and hold harmless the Subadviser and the Subadviser's directors, officers, employees and agents from and against any and all losses, liabilities, claims, damages, and expenses whatsoever, including reasonable attorneys' fees (collectively, "Losses"), arising out of or relating to (i) any breach by the Adviser of any provision of this Agreement; (ii) the negligence, willful misconduct, bad faith, or breach of fiduciary duty of the Adviser; (iii) any violation by the Adviser of any law or regulation relating to its activities under this Agreement; and (iv) any dispute between the Adviser and any Fund shareholder, except to the extent that such Losses result from the gross negligence, willful misconduct, bad faith, or breach of fiduciary duty of the Subadviser. [signature page follows] PHOENIX OPPORTUNITIES TRUST By: /s/ Francis G. Waltman Name: Francis G. Waltman Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By: /s/ Kevin J. Carr Name: Kevin J. Carr Title: Vice President and Assistant Clerk ACCEPTED: NEW STAR INSTITUTIONAL MANAGERSLIMITED By: /s/ Ian J. Beattie Name: Ian J. Beattie Title: Director SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series ACKNOWLEDGMENT OF RECEIPT I acknowledge receipt of the New Star Institutional Managers Limited Form ADV, Part II and the Disclosure Statement regarding the relationship between New Star Institutional Managers Limited and Frontier Partners, Inc., having received these at the time of solicitation and at least forty-eight hours prior to the signing of a contract. Acknowledged /s/ Kevin J. Carr Date 10/31/07 Title Vice President and Asst. Clerk SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub- Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade (subject to confirmation received from broker). The necessary information can be sent via facsimile machine to the Custodian and the Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable); 4. Number of shares and sales price per share; 5. Executing broker; 6. Settlement agent; 7. Trade date; 8. Settlement date; 9. Aggregate commission or if a net trade; 10. Interest purchased or sold from interest bearing security; 11. Other fees; 12. Net proceeds of the transaction; 13. Exchange where the trade was executed (applicable only to derivative instruments); and 14. Trade commission reason: best execution, soft dollar or research. When opening accounts with brokers for, and in the name of, the Fund, the account must be a cash account. No margin accounts are to be maintained in the name of the Fund. Delivery instructions are as specified by the Custodian. The Custodian will supply the Subadviser daily with a cash availability report via access to the Custodian website, or by email or facsimile and the Sub-Accounting Agent will provide a five day cash projection. This will normally be done by facsimile machine so that the Subadviser will know the amount available for investment purposes. The Subadviser acknowledges that securities lending activity may be carried out on this account by parties engaged by the Adviser. The Subadviser will be provided in writing with the time requirements for reporting sales of securities to the Custodian in order that timely notice to obtain the return of loaned securities may be given. The Subadviser shall use its best efforts to comply with such time requirements. SCHEDULE B RECORDS TO BE MAINTAINED BY THE SUBADVISER 1. (Rule 31a-1(b)(5)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Fund for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include: A. The name of the broker; B. The terms and conditions of the order and of any modifications or cancellations thereof; C. The time of entry or cancellation; D. The price at which executed; E. The time of receipt of a report of execution; and F. The name of the person who placed the order on behalf of the Fund. 2. (Rule 31a-1(b)(9)) A record for each fiscal quarter, completed within ten (10) days after the end of the quarter, showing specifically the basis or bases upon which the allocation of orders for the purchase and sale of series securities to named brokers or dealers was effected, and the division of brokerage commissions or other compensation on such purchase and sale orders. Such record: A. Shall include the consideration given to: (i) The sale of shares of the Fund by brokers or dealers. (ii) The supplying of services or benefits by brokers or dealers to: (a) The Fund, (b) The Adviser, (c) The Subadviser, and (d) Any person other than the foregoing. (iii) Any other consideration other than the technical qualifications of the brokers and dealers as such. B. Shall show the nature of the services or benefits made available. C. Shall describe in detail the application of any general or specific formula or other determinant used in arriving at such allocation of purchase and sale orders and such division of brokerage commissions or other compensation. D. The name of the person responsible for making the determination of such allocation and such division of brokerage commissions or other compensation. 3. (Rule 31a-1(b)(10)) A record in the form of an appropriate memorandum identifying the person or persons, committees or groups authorizing the purchase or sale of series securities. Where a committee or group makes an authorization, a record shall be kept of the names of its members who participate in the authorization. There shall be retained as part of this record: any memorandum, recommendation or instruction supporting or authorizing the purchase or sale of series securities and such other information as is appropriate to support the authorization.* 4. (Rule 31a-1(f)) Such accounts, books and other documents as are required to be maintained by registered investment advisers by rule adopted under Section 204 of the Advisers Act, to the extent such records are necessary or appropriate to record the Subadviser's transactions for the Fund. 5. Records as necessary under Board approved Phoenix Funds' valuation policies and procedures. SCHEDULE C SUBADVISORY FEE (a) For services provided to the Fund, the Adviser will pay to the Subadviser, on or before the 10th day of each month, a fee, payable in arrears, at the annual rate stated below. The fees shall be prorated for any month during which this Agreement is in effect for only a portion of the month. In computing the fee to be paid to the Subadviser, the net asset value of the Fund and each Series shall be valued as set forth in the then current registration statement of the Fund. (b) The fee to be paid to the Subadviser is the combined average daily net asset value of the Phoenix International Strategies Fund and the Phoenix Worldwide Strategies Fund, managed by the Subadviser. The fee is as follows: Average Daily Net Assets Annual Rate Percentage (%) First $100 Million 0.50% Over $100 Million 0.40% SCHEDULE D SUBADVISER FUNCTIONS With respect to managing the investment and reinvestment of the Designated Series' assets, the Subadviser shall provide, at its own expense: (a) An investment program for the Designated Series consistent with its investment objectives based upon the development, review and adjustment of buy/sell strategies approved from time to time by the Board of Trustees and the Adviser; (b) Implementation of the investment program for the Designated Series based upon the foregoing criteria; (c) Periodic reports, on at least a quarterly basis, in form and substance acceptable to the Adviser, with respect to: i) compliance with the Code of Ethics and the Fund's code of ethics; ii) compliance with procedures adopted from time to time by the Trustees of the Fund relative to securities eligible for resale under Rule 144A under the Securities Act of 1933, as amended; iii) diversification of Designated Series assets in accordance with the then prevailing Prospectus and Statement of Additional Information pertaining to the Designated Series and governing laws; iv) compliance with governing restrictions relating to the fair valuation of securities for which market quotations are not readily available or considered "illiquid" for the purposes of complying with the Designated Series' limitation on acquisition of illiquid securities; v) any and all other reports reasonably requested in accordance with or described in this Agreement; and, vi) the implementation of the Designated Series' investment program, including, without limitation, analysis of Designated Series performance; (d) Promptly after filing with the SEC an amendment to its Form ADV, a copy of such amendment to the Adviser and the Trustees; (e) Attendance by appropriate representatives of the Subadviser at meetings requested by the Adviser or Trustees at such time(s) and location(s) as reasonably requested by the Adviser or Trustees; and (f) Notice to the Trustees and the Adviser of the occurrence of any event which would disqualify the Subadviser from serving as an investment adviser of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise. (g) Provide reasonable assistance in the valuation of securities including the participation of appropriate representatives at fair valuation committee meetings. SCHEDULE E FORM OF SUB-CERTIFICATION To: Re: Subadviser's Form N-CSR and Form N-Q Certification for the [Name of Designated Series]. From: [Name of Subadviser] Representations in support of Investment Company Act Rule 30a-2 certifications of Form N-CSR and Form N-Q. [Name of Designated Series]. In connection with your certification responsibility under Rule 30a-2 and Sections 302 and 906 of the Sarbanes-Oxley Act of 2002, I have reviewed the following information presented in the schedule of investments for the period ended [Date of Reporting Period] (the "Report") which forms part of the N-CSR or N-Q, as applicable, for the Fund. Schedule of Investments Our organization has designed, implemented and maintained internal controls and procedures, designed for the purpose of ensuring the accuracy and completeness of relevant portfolio trade data transmitted to those responsible for the preparation of the Schedule of Investments. As of the date of this certification there have been no material modifications to these internal controls and procedures. In addition, our organization has: a. Designed such internal controls and procedures to ensure that material information is made known to the appropriate groups responsible for servicing the above-mentioned mutual fund. b. Evaluated the effectiveness of our internal controls and procedures, as of a date within 90 days prior to the date of this certification and we have concluded that such controls and procedures are effective. c. In addition, to the best of my knowledge there has been no fraud, whether, or not material, that involves our organization's management or other employees who have a significant role in our organization's control and procedures as they relate to our duties as subadviser to the Designated Series. I have read the draft of the Report which I understand to be current as of [Date of Reporting Period] and based on my knowledge, such draft of the Report does not, with respect to the Designated Series, contain any untrue statement of a material fact or omit to state a material fact necessary to make the information contained therein, in light of the circumstances under which such information is presented, not misleading with respect to the period covered by such draft Report. I have disclosed, based on my most recent evaluation, to the Designated Series' Chief Accounting Officer: a. All significant changes, deficiencies and material weakness, if any, in the design or operation of the Subadviser's internal controls and procedures which could adversely affect the Registrant's ability to record, process, summarize and report financial data with respect to the Designated Series in a timely fashion; b. Any fraud, whether or not material, that involves the Subadviser's management or other employees who have a significant role in the Subadviser's internal controls and procedures for financial reporting. I certify that to the best of my knowledge: a. The Subadviser's Portfolio Manager(s) has/have complied with the restrictions and reporting requirements of the Code of Ethics (the "Code"). The term Portfolio Manager is as defined in the Code. b. The Subadviser has complied with the Prospectus and Statement of Additional Information of the Designated Series and the Policies and Procedures of the Designated Series as adopted by the Designated Series Board of Trustees. c. I have no knowledge of any compliance violations except as disclosed in writing to the Phoenix Compliance Department by me or by the Subadviser's compliance administrator. d. The Subadviser has complied with the rules and regulations of the 33 Act and 40 Act, and such other regulations as may apply to the extent those rules and regulations pertain to the responsibilities of the Subadviser with respect to the Designated Series as outlined above. This certification relates solely to the Designated Series named above and may not be relied upon by any other fund or entity. The Subadviser does not maintain the official books and records of the above Designated Series. The Subadviser's records are based on its own portfolio management system, a record-keeping system that is not intended to serve as the Designated Series official accounting system. The Subadviser is not responsible for the preparation of the Report. _______________________________ __________________________ [Name of Subadviser] Date [Name of Authorized Signer] [Title of Authorized Signer] SCHEDULE F DESIGNATED SERIES Phoenix International Strategies Fund Phoenix Worldwide Strategies Fund * Such information might include: current financial information, annual and quarterly reports, press releases, reports by analysts and from brokerage firms (including their recommendation; i.e., buy, sell, hold) or any internal reports or subadviser review. EX-99 10 pxot77q3.txt EXHIBIT 77Q3 TO FORM N-SAR Registrant Name: Phoenix-Opportunities Trust File Number: 811-7455 Registrant CIK Number: 0001005020 Sub-Item 77Q3 Because the electronic format for filing Form NSAR does not provide adequate space for responding to Items 72DD1, 72DD2, 73A1, 73A2, 74U1, 74U2, 74V1, and 74V2 correctly, the correct answers are as follows: 72DD1/72DD2- Series 2 - Class A $0, Class B $0, Class C $0, Class I $0 Series 3 - Class A $1,223, Class B $185, Class C $54, Class I $2,660 Series 7 - Class A $1,038, Class B $55, Class C $194 Series 8 - Class A $11,397, Class B $120, Class C $203, Class I $166 Series 14 - Class A $2,823, Class B $60, Class C $47 Series 15 - Class A $1,821, Class B $319, Class C $57 Series 16 - Class A $8,219, Class B $198, Class C $109 Series 18 - Class A $5,563, Class B $581, Class C $815 Series 19 - Class A $57,792, Class B $1,076, Class C $8,376, Class T $6,070 Series 20 - Class A $1,345, Class C $130, Class I $1,056 Series 21 - Class A $1,186, Class B $53, Class C $19 Series 22 - Class A $772, Class B $18, Class C $7 73A1/73A2- Series 2 - Class A $0.00, Class B $0.00, Class C $0.00, Class I $0.00 Series 3 - Class A $0.4500, Class B $0.3720, Class C $0.3720, Class I $0.4770 Series 7 - Class A $0.2240, Class B $0.1430, Class C $0.1430 Series 8 - Class A $0.3180, Class B $0.0670, Class C $0.0640, Class I $0.3100 Series 14 - Class A $0.3600, Class B $0.3070, Class C $0.3050 Series 15 - Class A $0.4500, Class B $0.3970, Class C $0.3970 Series 16 - Class A $0.3120, Class B $0.2790, Class C $0.2790 Series 18 - Class A $0.5244, Class B $0.4492, Class C $0.4487 Series 19 - Class A $0.2198, Class B $0.1983, Class C $0.2089, Class T $0.1871 Series 20 - Class A $0.0590, Class C $0.0390, Class I $0.0670 Series 21 - Class A $0.1970, Class B $0.1040, Class C $0.1040 Series 22 - Class A $0.0810, Class B $0.0400, Class C $0.0420 74U1/74U2- Series 2 - Class A 605, Class B 422, Class C 336, Class I 99 Series 3 - Class A 2,847, Class B 429, Class C 153, Class I 5,045 Series 8 - Class A 33,342, Class B 1,482, Class C 2,944, Class I 965 Series 7 - Class A 5,188, Class B 261, Class C 710 Series 14 - Class A 7,590, Class B 194, Class C 148 Series 15 - Class A 3,800, Class B 598, Class C 147 Series 16 - Class A 25,603, Class B 539, Class C 430 Series 18 - Class A 10,414, Class B 1,306, Class C 1,890 Series 19 - Class A 305,698, Class B 4,593, Class C 37,877, Class T 32,913 Series 20 - Class A 23,364, Class C 3,774, Class I 15,099 Series 21 - Class A 6,013, Class B 453, Class C 176 Series 22 - Class A 10,097, Class B 472, Class C 178 74V1/74V2- Series 2 - Class A $19.77, Class B $18.30, Class C $18.30, Class I $20.43. Series 3 - Class A $10.21, Class B $10.01, Class C $10.04, Class I $10.32 Series 7 - Class A $10.53, Class B $10.17, Class C $10.12 Series 8 - Class A $34.10, Class B $33.72, Class C $34.07, Class I $34.08 Series 14 - Class A $8.32, Class B $8.26, Class C $8.29 Series 15 - Class A $8.74, Class B $8.51, Class C $8.57 Series 16 - Class A $4.89, Class B $4.81, Class C $4.84 Series 18 - Class A $10.89, Class B $10.88, Class C $10.94 Series 19 - Class A $4.70, Class B $4.68, Class C $4.73, Class T 4.72 Series 20 - Class A $28.58, Class C $28.31, Class I $28.61 Series 21 - Class A $15.88, Class B $14.56, Class C $14.51 Series 22 - Class A $11.59, Class B $10.48, Class C $10.44 72EE- Series 8 - Class A $50,916, Class B $2,794, Class C $4,461, Class I $6 73B- Series 8 - Class A $1.4890, Class B $1.4890, Class C $1.4890, Class I $0.0110 -----END PRIVACY-ENHANCED MESSAGE-----