-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PGA9GH/Lr68+Y6qfN6PFzYSZxfj1Pf5+u/BRrShiOie/Qu3Qu0m/66vnPpiL582u poF3h5nSUVzHCaQj3LscWQ== 0000940400-07-000205.txt : 20070529 0000940400-07-000205.hdr.sgml : 20070528 20070529164724 ACCESSION NUMBER: 0000940400-07-000205 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070529 DATE AS OF CHANGE: 20070529 EFFECTIVENESS DATE: 20070529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX OPPORTUNITIES TRUST CENTRAL INDEX KEY: 0001005020 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 07884195 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 415 677-1570 MAIL ADDRESS: STREET 1: 56 PROSPECT STREET STREET 2: P.O. BOX 150480 CITY: HARTFORD STATE: CT ZIP: 06115-0480 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX SENECA FUNDS DATE OF NAME CHANGE: 19990122 FORMER COMPANY: FORMER CONFORMED NAME: SENECA FUNDS DATE OF NAME CHANGE: 19951218 0001005020 S000001336 PHOENIX BOND FUND C000003572 CLASS A SAVAX C000003573 CLASS B SAVBX C000003574 CLASS C SAVCX C000003575 CLASS I SAVYX 0001005020 S000001338 PHOENIX EARNINGS DRIVEN GROWTH FUND C000003580 CLASS A EDGEX C000003581 CLASS B EDBEX C000003582 CLASS C EDBCX C000003583 CLASS I EDGIX 0001005020 S000013160 Phoenix Growth Opportunities Fund C000035425 Class A TLCGX C000035426 Class C TGOCX 0001005020 S000018001 Phoenix CA Tax-Exempt Bond Fund C000049899 Class A C000049900 Class I 0001005020 S000018002 Phoenix Real Estate Securities Fund C000049901 Class A C000049902 Class B C000049903 Class C C000049904 Class I 0001005020 S000018003 Phoenix Core Bond Fund C000049905 Class A C000049906 Class B C000049907 Class C 0001005020 S000018004 Phoenix Emerging 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F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y PAGE 14 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 158777 071 B000300 166278 071 C000300 92771 071 D000300 171 072 A000300 6 072 B000300 2485 072 C000300 4 072 D000300 0 072 E000300 0 072 F000300 237 072 G000300 39 072 H000300 0 072 I000300 30 072 J000300 11 072 K000300 0 072 L000300 43 072 M000300 2 072 N000300 29 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 21 072 S000300 0 072 T000300 68 072 U000300 0 072 V000300 0 072 W000300 8 072 X000300 488 072 Y000300 0 072 Z000300 2001 072AA000300 681 072BB000300 0 072CC010300 0 072CC020300 77 072DD010300 636 PAGE 15 072DD020300 1614 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 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000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 1000000 048 A020500 0.750 048 B010500 1000000 048 B020500 0.700 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 2000000 048 K020500 0.650 049 000500 N PAGE 18 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 055 A000500 Y 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 N 060 B000500 N 061 000500 25 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y PAGE 19 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 6576 071 B000500 5468 071 C000500 9174 071 D000500 60 072 A000500 6 072 B000500 3 072 C000500 24 072 D000500 0 072 E000500 0 072 F000500 34 072 G000500 3 072 H000500 0 072 I000500 5 072 J000500 9 072 K000500 0 072 L000500 4 072 M000500 0 072 N000500 19 072 O000500 0 072 P000500 0 PAGE 20 072 Q000500 0 072 R000500 16 072 S000500 0 072 T000500 12 072 U000500 0 072 V000500 0 072 W000500 1 072 X000500 103 072 Y000500 44 072 Z000500 -32 072AA000500 188 072BB000500 0 072CC010500 430 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 10056 074 G000500 0 074 H000500 0 074 I000500 85 074 J000500 52 074 K000500 2 074 L000500 487 074 M000500 20 074 N000500 10702 074 O000500 0 074 P000500 3 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 30 074 S000500 0 074 T000500 10669 074 U010500 804 074 U020500 10 074 V010500 13.11 074 V020500 13.03 074 W000500 0.0000 074 X000500 335 074 Y000500 0 PAGE 21 075 A000500 0 075 B000500 9184 076 000500 0.00 SIGNATURE W.PATRICK BRADLEY TITLE TREASURER EX-99.77C VOTES 2 pxseneca77c.txt RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST October 31, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Opportunities Trust (the "Trust") held on October 31, 2006, shareholders voted on the following proposals: Number of Eligible Units Voted: To elect eleven Trustees to serve on the Board of Trustees until the next meeting of shareholders at which Trustees are elected. For Against E. Virgil Conway 121,064,647 625,812 Harry Dalzell-Payne 121,064,647 625,812 Daniel T. Geraci 121,051,683 638,777 Francis E. Jeffries 121,064,647 625,812 Leroy Keith, Jr. 121,064,647 625,812 Marilyn E. LaMarche 121,063,658 626,802 Philip R. McLoughlin. 121,064,647 625,812 Geraldine M. McNamara 121,063,658 626,802 James M. Oates 121,064,647 625,812 Richard E. Segerson 121,064,647 625,812 Ferdinand L. J. Verdonck121,064,647 625,812 To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Trusts. For Against Abstain 120,692,791 177,364 820,305 RESULTS OF SHAREHOLDER MEETING PHOENIX OPPORTUNITIES TRUST November 21, 2006 (Unaudited) At a special meeting of shareholders of Phoenix Bond Fund, Phoenix Earnings Driven Growth Fund and Phoenix Growth Opportunities Fund (each a "Fund"), a series of Phoenix Opportunities Trust (the "Trust") held on November 21, 2006, shareholders voted on the following proposals: To approve a proposal to permit Phoenix Investment Counsel, Inc. ("PIC") to hire and replace subadvisers or to modify subadvisory agreements without shareholder approval. Number of Eligible Units Voted: Phoenix Bond Fund For Against 7,684,290 148,429 Abstain Broker Non-Votes 37,867 1,259,749 Phoenix Earnings Driven Growth Fund For Against 909,781 43,947 Abstain Broker Non-Votes 21,763 496,307 To approve the amendment of fundamental restrictions of the Fund with respect to loans. Phoenix Bond Fund. For Against 7,734,068 79,671 Abstain Broker Non-Votes 56,846 1,259,749 Phoenix Earnings Driven Growth Fund For Against 915,784 35,993 Abstain Broker Non-Votes 23,714 496,307 Phoenix Growth Opportunities Fund For Against 402,298 5,503 Abstain Broker Non-Votes 3,469 139,938 To approve a proposal to reclassify the investment objective of the Investment Objective Funds from fundamental to non-fundamental. Phoenix Bond Fund For Against 5,233,743 2,581,524 Abstain Broker Non-Votes 55,319 1,259,749 Phoenix Earnings Driven Growth Fund For Against 757,016 189,940 Abstain Broker Non-Votes 28,534 496,307 Shareholders did not approve these proposals for the Phoenix Bond Fund and Phoenix Earnings Driven Growth Fund. EX-99 3 pxseneca77q3.txt EXHIBIT 77Q3 TO FORM N-SAR Registrant Name: Phoenix-Opportunities Trust File Number: 811-7455 Registrant CIK Number: 0001005020 Sub-Item 77Q3 Because the electronic format for filing Form NSAR does not provide adequate space for responding to Items 72DD1, 72DD2, 73A1, 73A2,74U1, 74U2, 74V1, and 74V2 correctly, the correct answers are as follows: 72DD1/72DD2- Series 2 - Class A $0, Class B $0, Class C $0, Class I $0 Series 3 - Class A $636, Class B $108, Class C $29, Class I $1478. 72EE Series 2 - Class A $0, Class B $0, Class C $0, Class I $0 Series 3 - Class A $0, Class B $0, Class C $0, Class I $0 73A1/73A2- Series 2 - Class A $0.00, Class B $0.00, Class C $0.00, Class I $0.00 Series 3 - Class A $0.239, Class B $0.202, Class C $0.202, Class I $0.254 74U1/74U2- Series 2 - Class A 711, Class B 517, Class C 384, Class I 175 Series 3 - Class A 2667, Class B 517, Class C 157, Class I 5677 74V1/74V2- Series 2 - Class A $18.62, Class B $17.31, Class C $17.31, Class I $19.23. Series 3 - Class A $10.30, Class B $10.10, Class C $10.12, Class I $10.40 -----END PRIVACY-ENHANCED MESSAGE-----