-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IATMCReZzHQZ7f636hXDNszchAda9yIOEMxEioX3M696DqIyv+okpHOG/0Eglj4H 2dDscFDEoHD0NOn8seHkLg== 0000940400-98-000281.txt : 19981126 0000940400-98-000281.hdr.sgml : 19981126 ACCESSION NUMBER: 0000940400-98-000281 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 18 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA FUNDS CENTRAL INDEX KEY: 0001005020 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07455 FILM NUMBER: 98759591 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4156771570 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94133 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 09/30/98 000 C000000 0001005020 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 PHOENIX-SENECA FUNDS 001 B000000 811-7455 001 C000000 3027913197 002 A000000 909 MONTGOMERY STREET 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94133 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 4 007 C010100 1 007 C020100 PHOENIX-SENECA GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 PHOENIX-SENECA MID-CAP "EDGE" FUND 007 C030200 N 007 C010300 3 007 C020300 PHOENIX-SENECA BOND FUND 007 C030300 N 007 C010400 4 007 C020400 PHOENIX-SENECA REAL ESTATE SECURITIES FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 PHOENIX INVESTMENT COUNSEL, INC. 008 B00AA01 A 008 C00AA01 801-5995 008 D01AA01 HARTFORD 008 D02AA01 CT 008 D03AA01 06115 008 A00AA02 SENECA CAPITAL MANAGEMENT LLC 008 B00AA02 S 008 C00AA02 801-35374 008 D01AA02 SAN FRANCISCO 008 D02AA02 CA PAGE 2 008 D03AA02 94133 010 A00AA01 PHOENIX EQUITY PLANNING CORPORATION 010 B00AA01 84-5491 010 C01AA01 ENFIELD 010 C02AA01 CT 010 C03AA01 06083 010 C04AA01 2200 010 A00AA02 DELETE 011 A00AA01 PHOENIX EQUITY PLANNING CORPORATION 011 B00AA01 8-45491 011 C01AA01 ENFIELD 011 C02AA01 CT 011 C03AA01 06083 011 C04AA01 2200 012 A00AA01 PHOENIX EQUITY PLANNING CORPORATION 012 B00AA01 84-5491 012 C01AA01 ENFIELD 012 C02AA01 CT 012 C03AA01 06083 012 C04AA01 2200 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 PHOENIX EQUITY PLANNING CORPORATION 014 B00AA01 8-45491 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02101 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 61 019 C00AA00 PHOENIX-DP 020 A000001 LEHMAN BROTHERS 020 B000001 13-2518466 020 C000001 30 020 A000002 SMITH BARNEY 020 B000002 13-1912900 020 C000002 23 020 A000003 ALEX BROWN & SONS, INC. 020 B000003 52-1319768 020 C000003 19 020 A000004 MORGAN STANLEY 020 B000004 13-2655998 020 C000004 19 020 A000005 GOLDMAN SACHS & COMPANY 020 B000005 13-5108880 020 C000005 15 PAGE 3 020 A000006 MERRILL LYNCH, PIERCE, FENNER & SMITH 020 B000006 13-5674085 020 C000006 11 020 A000007 INSTINET 020 B000007 13-3443395 020 C000007 10 020 A000008 PAINE, WEBER, JACKSON & CURTIS, INC. 020 B000008 13-2638166 020 C000008 8 020 A000009 SOUNDVIEW FINANCIAL GROUP 020 C000009 7 020 A000010 ROYAL ALLIANCE 020 C000010 7 021 000000 214 022 A000001 STATE STREET BANK & TRUST CO. 022 C000001 328199 022 D000001 0 022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH 022 B000002 13-5674085 022 C000002 39023 022 D000002 1913 022 A000003 GOLDMAN SACHS & COMPANY 022 B000003 13-5108880 022 C000003 19249 022 D000003 6518 022 A000004 FIRST BOSTON 022 B000004 13-5659485 022 C000004 19378 022 D000004 45 022 A000005 JP MORGAN 022 B000005 13-3224016 022 C000005 7864 022 D000005 5098 022 A000006 ALEX BROWN & SONS, INC. 022 B000006 52-1319768 022 C000006 7260 022 D000006 4508 022 A000007 MORGAN STANLEY 022 B000007 13-2655998 022 C000007 8000 022 D000007 2581 022 A000008 HSBC SECURITIES, INC. 022 C000008 7097 022 D000008 0 022 A000009 DONALDSON LUFKIN & JENRETTE 022 B000009 13-2741729 022 C000009 5261 022 D000009 1583 022 A000010 LEHMAN BROTHERS 022 B000010 13-2518466 022 C000010 4951 PAGE 4 022 D000010 745 023 C000000 935839 023 D000000 40142 026 A000000 Y 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 Y 030 A00AA00 15 030 B00AA00 4.75 030 C00AA00 0.00 031 A00AA00 2 031 B00AA00 0 032 00AA00 13 033 00AA00 0 034 00AA00 Y 035 00AA00 0 036 A00AA00 N 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 Y 041 00AA00 Y 042 A00AA00 0 042 B00AA00 0 042 C00AA00 62 042 D00AA00 38 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 37 044 00AA00 0 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 N 054 C00AA00 N 054 D00AA00 N PAGE 5 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 NAT'L UNION FIRE INS CO. OF PITTSBURGH, PA 080 B00AA00 N/A 080 C00AA00 25000 081 A00AA00 Y 081 B00AA00 39 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 024 000100 N 025 D000101 0 025 D000102 0 PAGE 6 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 282 028 A020100 0 028 A030100 0 028 A040100 307 028 B010100 399 028 B020100 0 028 B030100 0 028 B040100 2039 028 C010100 14959 028 C020100 0 028 C030100 0 028 C040100 489 028 D010100 877 028 D020100 0 028 D030100 0 028 D040100 102 028 E010100 1418 028 E020100 0 028 E030100 0 028 E040100 3999 028 F010100 1266 028 F020100 0 028 F030100 0 028 F040100 675 028 G010100 19201 028 G020100 0 028 G030100 0 028 G040100 7611 028 H000100 834 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.700 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 PAGE 7 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y PAGE 8 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 73682 071 B000100 69548 071 C000100 41803 071 D000100 166 072 A000100 12 072 B000100 84 072 C000100 429 072 D000100 0 072 E000100 0 072 F000100 307 072 G000100 55 072 H000100 0 072 I000100 39 072 J000100 50 072 K000100 0 072 L000100 6 072 M000100 18 072 N000100 25 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 7 PAGE 9 072 S000100 1 072 T000100 22 072 U000100 10 072 V000100 0 072 W000100 5 072 X000100 545 072 Y000100 8 072 Z000100 -24 072AA000100 5787 072BB000100 0 072CC010100 0 072CC020100 3716 072DD010100 28 072DD020100 0 072EE000100 3095 073 A010100 0.0000 073 A020100 0.0000 073 B000100 1.2380 073 C000100 0.0000 074 A000100 0 074 B000100 2732 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 45562 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 1106 074 K000100 0 074 L000100 248 074 M000100 33 074 N000100 49681 074 O000100 841 074 P000100 60 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 59 074 S000100 0 074 T000100 48721 074 U010100 1866 074 U020100 1110 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 403 074 Y000100 0 075 A000100 0 075 B000100 43891 PAGE 10 076 000100 0.00 024 000200 N 025 D000201 0 025 D000202 0 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 269 028 A020200 0 028 A030200 0 028 A040200 63 028 B010200 166 028 B020200 0 028 B030200 0 028 B040200 222 028 C010200 278 028 C020200 0 028 C030200 0 028 C040200 60 028 D010200 1840 028 D020200 0 028 D030200 0 028 D040200 262 028 E010200 570 028 E020200 0 028 E030200 0 028 E040200 237 028 F010200 365 028 F020200 0 028 F030200 0 028 F040200 189 028 G010200 3488 028 G020200 0 028 G030200 0 028 G040200 1033 028 H000200 1309 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.800 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 PAGE 11 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 500 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 066 A000200 Y 066 B000200 Y 066 C000200 N 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y PAGE 12 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 24754 071 B000200 23862 071 C000200 11604 071 D000200 206 072 A000200 12 072 B000200 41 072 C000200 39 072 D000200 0 072 E000200 0 072 F000200 100 072 G000200 56 072 H000200 0 072 I000200 41 072 J000200 45 072 K000200 0 072 L000200 6 072 M000200 18 072 N000200 23 PAGE 13 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 8 072 S000200 1 072 T000200 8 072 U000200 10 072 V000200 0 072 W000200 3 072 X000200 319 072 Y000200 37 072 Z000200 -202 072AA000200 896 072BB000200 0 072CC010200 0 072CC020200 1613 072DD010200 0 072DD020200 0 072EE000200 1381 073 A010200 0.0000 073 A020200 0.0000 073 B000200 1.8500 073 C000200 0.0000 074 A000200 0 074 B000200 1362 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 11672 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 117 074 K000200 0 074 L000200 12 074 M000200 26 074 N000200 13189 074 O000200 276 074 P000200 31 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 27 074 S000200 0 074 T000200 12855 074 U010200 647 074 U020200 285 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 PAGE 14 074 X000200 402 074 Y000200 0 075 A000200 0 075 B000200 12548 076 000200 0.00 024 000300 Y 025 A000301 DONALDSON, LUFKIN & JENRETTE 025 B000301 13-2741729 025 C000301 D 025 D000301 1619 025 A000302 LEHMAN BROTHERS 025 B000302 13-2518466 025 C000302 D 025 D000302 164 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 264 028 A020300 47 028 A030300 0 028 A040300 82 028 B010300 989 028 B020300 39 028 B030300 0 028 B040300 80 028 C010300 15853 028 C020300 47 028 C030300 0 028 C040300 239 028 D010300 701 028 D020300 63 028 D030300 0 028 D040300 408 028 E010300 744 028 E020300 144 028 E030300 0 028 E040300 1060 028 F010300 1726 028 F020300 291 028 F030300 0 028 F040300 355 028 G010300 20277 028 G020300 631 028 G030300 0 028 G040300 2224 028 H000300 311 045 000300 Y 046 000300 N PAGE 15 047 000300 Y 048 000300 0.500 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 500 062 A000300 Y 062 B000300 0.0 062 C000300 0.7 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 5.7 062 N000300 4.0 062 O000300 0.0 062 P000300 83.3 062 Q000300 0.0 062 R000300 4.5 063 A000300 0 063 B000300 13.0 064 A000300 N 064 B000300 N PAGE 16 066 A000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 N 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 33946 071 B000300 15773 071 C000300 14039 071 D000300 112 072 A000300 12 072 B000300 1029 072 C000300 18 072 D000300 0 072 E000300 0 072 F000300 70 PAGE 17 072 G000300 50 072 H000300 0 072 I000300 27 072 J000300 36 072 K000300 0 072 L000300 2 072 M000300 18 072 N000300 19 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 7 072 S000300 0 072 T000300 1 072 U000300 10 072 V000300 0 072 W000300 3 072 X000300 243 072 Y000300 12 072 Z000300 816 072AA000300 273 072BB000300 0 072CC010300 0 072CC020300 53 072DD010300 816 072DD020300 11 072EE000300 158 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.1800 073 C000300 0.0000 074 A000300 49 074 B000300 0 074 C000300 200 074 D000300 25555 074 E000300 1047 074 F000300 175 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 481 074 M000300 26 074 N000300 27533 074 O000300 0 074 P000300 29 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 PAGE 18 074 R040300 28 074 S000300 0 074 T000300 27476 074 U010300 2477 074 U020300 96 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 135 074 Y000300 0 075 A000300 0 075 B000300 13949 076 000300 0.00 024 000400 N 028 A010400 340 028 A020400 209 028 A030400 0 028 A040400 413 028 B010400 176 028 B020400 0 028 B030400 0 028 B040400 615 028 C010400 763 028 C020400 0 028 C030400 0 028 C040400 214 028 D010400 488 028 D020400 306 028 D030400 0 028 D040400 460 028 E010400 44 028 E020400 0 028 E030400 0 028 E040400 626 028 F010400 20 028 F020400 202 028 F030400 0 028 F040400 765 028 G010400 1831 028 G020400 717 028 G030400 0 028 G040400 3093 028 H000400 11 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.850 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 PAGE 19 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 058 A000400 N 059 000400 Y 060 A000400 N 060 B000400 N 061 000400 500 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 Y 067 000400 N 068 A000400 N 068 B000400 N PAGE 20 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 N 070 M010400 Y 070 M020400 N 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 15199 071 B000400 14760 071 C000400 27721 071 D000400 53 072 A000400 12 072 B000400 24 072 C000400 1567 072 D000400 0 072 E000400 0 072 F000400 242 072 G000400 55 072 H000400 0 072 I000400 42 072 J000400 44 PAGE 21 072 K000400 0 072 L000400 4 072 M000400 18 072 N000400 22 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 9 072 S000400 2 072 T000400 6 072 U000400 10 072 V000400 0 072 W000400 7 072 X000400 461 072 Y000400 9 072 Z000400 1139 072AA000400 551 072BB000400 0 072CC010400 0 072CC020400 7262 072DD010400 928 072DD020400 64 072EE000400 1248 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.5800 073 C000400 0.0000 074 A000400 0 074 B000400 281 074 C000400 0 074 D000400 0 074 E000400 1126 074 F000400 21800 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 0 074 K000400 0 074 L000400 202 074 M000400 29 074 N000400 23438 074 O000400 0 074 P000400 58 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 50 074 S000400 0 074 T000400 23330 074 U010400 1962 PAGE 22 074 U020400 140 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 197 074 Y000400 0 075 A000400 0 075 B000400 28493 076 000400 0.00 SIGNATURE BILL BESTON TITLE ASST. VICE PRESIDENT EX-27 2
6 0001005020 PHOENIX-SENECA FUNDS 011 PHOENIX-SENECA GROWTH FUND - CLASS A 1000 YEAR SEP-30-1998 SEP-30-1998 46385 48294 1354 33 0 49681 841 0 119 960 0 41788 1070 370 0 0 5024 0 1909 48721 429 84 0 (537) (24) 5787 (3716) 2047 0 0 (457) 0 903 (233) 30 11350 28 2357 0 0 307 0 545 43891 16.28 (.06) 1.24 0 (1.23) 0 16.23 1.55 0 0

EX-27 3
6 0001005020 PHOENIX-SENECA FUNDS 012 PHOENIX-SENECA GROWTH FUND - CLASS B 1000 YEAR SEP-30-1998 SEP-30-1998 46385 48294 1354 33 0 49681 841 0 119 960 0 41788 32 0 0 0 5024 0 1909 48721 429 84 0 (537) (24) 5787 (3716) 2047 0 0 0 0 32 0 0 519 28 2357 0 0 307 0 545 43891 18.71 (.04) (2.48) 0 0 0 16.19 2.60 0 0

EX-27 4
6 0001005020 PHOENIX-SENECA FUNDS 013 PHOENIX-SENECA GROWTH FUND - CLASS C 1000 YEAR SEP-30-1998 SEP-30-1998 46385 48294 1354 33 0 49681 841 0 119 960 0 41788 8 0 0 0 5024 0 1909 48721 429 84 0 (537) (24) 5787 (3716) 2047 0 0 0 0 8 0 0 126 28 2357 0 0 307 0 545 43891 18.71 (.06) (2.47) 0 0 0 16.18 2.60 0 0

EX-27 5
6 0001005020 PHOENIX-SENECA FUNDS 017 PHOENIX-SENECA GROWTH FUND - CLASS X 1000 YEAR SEP-30-1998 SEP-30-1998 46385 48294 1354 33 0 49681 841 0 119 960 0 41788 1866 2075 0 0 5024 0 1909 48721 429 84 0 (537) (24) 5787 (3716) 2047 0 (28) (2638) 0 285 (670) 176 (3380) 28 2357 0 0 307 0 545 43891 16.43 .00 1.28 (.02) (1.23) 0 16.46 1.14 0 0

EX-27 6
6 0001005020 PHOENIX-SENECA FUNDS 021 PHOXNIX-SENECA MID CAP EDGE FUND - CLASS A 1000 YEAR SEP-30-1998 SEP-30-1998 13259 13034 129 26 0 13189 276 0 58 334 0 12540 266 147 0 0 540 0 (225) 12855 39 41 0 (282) (202) 896 (1613) (919) 0 0 (289) 0 160 (62) 22 1247 0 1228 0 0 100 0 319 12548 16.49 (.30) (.59) 0 (1.85) 0 13.75 2.70 0 0

EX-27 7
6 0001005020 PHOENIX-SENECA FUNDS 022 PHOENIX-SENECA MID CAP EDGE FUND - CLASS B 1000 YEAR SEP-30-1998 SEP-30-1998 13259 13034 129 26 0 13189 276 0 58 334 0 12540 11 0 0 0 540 0 (225) 12855 39 41 0 (282) (202) 896 (1613) (919) 0 0 0 0 11 0 0 145 0 1228 0 0 100 0 319 12548 17.15 (.09) (3.33) 0 0 0 13.73 3.45 0 0

EX-27 8
6 0001005020 PHOENIX-SENECA FUNDS 023 PHOENIX-SENECA MID CAP EDGE FUND - CLASS C 1000 YEAR SEP-30-1998 SEP-30-1998 13259 13034 129 26 0 13189 276 0 58 334 0 12540 8 0 0 0 540 0 (225) 12855 39 41 0 (282) (202) 896 (1613) (919) 0 0 0 0 8 0 0 103 0 1228 0 0 100 0 319 12548 17.15 (.09) (3.34) 0 0 0 13.72 3.45 0 0

EX-27 9
6 0001005020 PHOENIX-SENECA FUNDS 027 PHOENIX-SENECA MID CAP EDGE FUND - CLASS X 1000 YEAR SEP-30-1998 SEP-30-1998 13259 13034 129 26 0 13189 276 0 58 334 0 12540 647 570 0 0 540 0 (225) 12855 39 41 0 (282) (202) 896 (1613) (919) 0 0 (1092) 0 135 (142) 84 (450) 0 1228 0 0 100 0 319 12548 16.47 (.23) (.58) 0 (1.85) 0 13.81 2.10 0 0

EX-27 10
6 0001005020 PHOENIX-SENECA FUNDS 031 PHOENIX-SENECA BOND FUND - CLASS A 1000 YEAR SEP-30-1998 SEP-30-1998 26791 26977 481 75 0 27533 0 0 57 57 0 27072 33 0 0 (12) 229 0 186 27476 18 1029 0 (231) 816 273 (53) 1036 0 (5) 0 0 48 (16) 0 348 4 110 0 0 70 0 243 13949 10.79 .13 (.07) (.17) 0 0 10.68 2.45 0 0

EX-27 11
6 0001005020 PHOENIX-SENECA FUNDS 032 PHOENIX-SENECA BOND FUND - CLASS B 1000 YEAR SEP-30-1998 SEP-30-1998 26791 26977 481 75 0 27533 0 0 57 57 0 27072 22 0 0 (12) 229 0 186 27476 18 1029 0 (231) 816 273 (53) 1036 0 (2) 0 0 24 (2) 0 233 4 110 0 0 70 0 243 13949 10.79 .11 (.08) (.15) 0 0 10.67 3.20 0 0

EX-27 12
6 0001005020 PHOENIX-SENECA FUNDS 033 PHOENIX-SENECA BOND FUND - CLASS C 1000 YEAR SEP-30-1998 SEP-30-1998 26791 26977 481 75 0 27533 0 0 57 57 0 27072 41 0 0 (12) 229 0 186 27476 18 1029 0 (231) 816 273 (53) 1036 0 (4) 0 0 41 0 0 439 4 110 0 0 70 0 243 13949 10.79 .10 (.07) (.15) 0 0 10.67 3.20 0 0

EX-27 13
6 0001005020 PHOENIX-SENECA FUNDS 037 PHOENIX-SENECA BOND FUND - CLASS X 1000 YEAR SEP-30-1998 SEP-30-1998 26791 26977 481 75 0 27533 0 0 57 57 0 27072 2477 853 0 (12) 229 0 186 27476 18 1029 0 (231) 816 273 (53) 1036 0 (816) (158) 0 1870 (335) 89 17533 4 110 0 0 70 0 243 13949 10.47 .56 .40 (.57) (.18) 0 10.68 1.66 0 0

EX-27 14
6 0001005020 PHOENIX-SENECA FUNDS 041 PHOENIX-SENECA REAL ESTATE SECURITIES FUND - CLASS A 1000 YEAR SEP-30-1998 SEP-30-1998 26583 23207 202 29 0 23438 0 0 108 108 0 26009 123 216 170 0 527 0 (3376) 23330 1567 24 0 (452) 1139 551 (7262) (5572) 0 (63) (124) 0 32 (138) 14 (1819) 23 1223 0 0 242 0 461 28493 14.68 .35 (3.08) (.37) (.58) 0 11.00 2.76 0 0

EX-27 15
6 0001005020 PHOENIX-SENECA FUNDS 042 PHOENIX-SENECA REAL ESTATE SECURITIES FUND - CLASS B 1000 YEAR SEP-30-1998 SEP-30-1998 26583 23207 202 29 0 23438 0 0 108 108 0 26009 8 0 170 0 527 0 (3376) 23330 1567 24 0 (452) 1139 551 (7262) (5572) 0 (1) 0 0 9 (1) 0 91 23 1223 0 0 242 0 461 28493 12.58 .07 (1.58) (.06) 0 0 11.01 3.80 0 0

EX-27 16
6 0001005020 PHOENIX-SENECA FUNDS 043 PHOENIX-SENECA REAL ESTATE SECURITIES FUND - CLASS C 1000 YEAR SEP-30-1998 SEP-30-1998 26583 23207 202 29 0 23438 0 0 108 108 0 26009 8 0 170 0 527 0 (3376) 23330 1567 24 0 (452) 1139 551 (7262) (5572) 0 (1) 0 0 8 0 0 88 23 1223 0 0 242 0 461 28493 12.58 .07 (1.58) (.06) 0 0 11.01 3.80 0 0

EX-27 17
6 0001005020 PHOENIX-SENECA FUNDS 047 PHOENIX-SENECA REAL ESTATE SECURITIES FUND - CLASS X 1000 YEAR SEP-30-1998 SEP-30-1998 26583 23207 202 29 0 23438 0 0 108 108 0 26009 1962 1916 170 0 527 0 (3376) 23330 1567 24 0 (452) 1139 551 (7262) (5572) 0 (928) (1123) 0 191 (298) 153 (6398) 23 1223 0 0 242 0 461 28493 14.71 .54 (3.10) (.46) (.58) 0 11.11 1.47 0 0

EX-99 18 EXHIBIT INDEX Exhibit A: Attachment to item 77B: Accountant's report on internal control - ------------------------------------------------------------------------- Exhibit A November 17, 1998 To the Shareholders and Trustees of Phoenix-Seneca Funds In planning and performing our audits of the financial statements of Phoenix-Seneca Funds (the "Funds") for the year ended September 30, 1998, we considered their internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 1998. This report is intended solely for the information and use of management and the Trustees of Phoenix-Seneca Funds and the Securities and Exchange Commission. PricewaterhouseCoopers LLP ~~-----END PRIVACY-ENHANCED MESSAGE-----~~