-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FstA8yzElLAMZyu05fof7/vm1cFo9aWSUM6s0vp9cwcTDjg7MVpHAoZJcUa0EFxP 9g6IeN6BVDz1kmbdOkDf4A== 0000912057-95-011288.txt : 19951220 0000912057-95-011288.hdr.sgml : 19951220 ACCESSION NUMBER: 0000912057-95-011288 CONFORMED SUBMISSION TYPE: N-8A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951219 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA FUNDS CENTRAL INDEX KEY: 0001005020 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-8A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07455 FILM NUMBER: 95602552 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4156771570 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94133 N-8A 1 N-8A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information: Name: SENECA FUNDS Address of Principal Business Office (No. & Street, City, State Zip Code): 909 MONTGOMERY STREET SAN FRANCISCO, CALIFORNIA 94133 Telephone Number (including area code): (415) 677-1500 Name and address of agent for service of process: DELAWARE CORPORATION ORGANIZERS, INC. 1201 NORTH MARKET STREET WILMINGTON, DELAWARE 19801 Check Appropriate Box: Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A: YES (X) NO ( ) SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has caused this Notification of Registration to be duly signed on its behalf in the City of San Francisco and the State of California on the 18th day of December 1995. SENECA FUNDS (Name of Registrant) By: /s/ PHILIP C. STAPLETON ------------------------------ Philip C. Stapleton President Attest: /s/ ERIC L. MUNSON -------------------------- Eric L. Munson -----END PRIVACY-ENHANCED MESSAGE-----