0000100493-21-000149.txt : 20211123
0000100493-21-000149.hdr.sgml : 20211123
20211123173301
ACCESSION NUMBER: 0000100493-21-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211119
FILED AS OF DATE: 20211123
DATE AS OF CHANGE: 20211123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Soderstrom Johanna
CENTRAL INDEX KEY: 0001628361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14704
FILM NUMBER: 211439966
MAIL ADDRESS:
STREET 1: 2200 W DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYSON FOODS, INC.
CENTRAL INDEX KEY: 0000100493
STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015]
IRS NUMBER: 710225165
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1002
BUSINESS ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762-6999
BUSINESS PHONE: 479-290-4000
MAIL ADDRESS:
STREET 1: P O BOX 2020
STREET 2: P O BOX 2020
CITY: SPRINGDALE
STATE: AR
ZIP: 72765-2020
FORMER COMPANY:
FORMER CONFORMED NAME: TYSON FOODS INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_163770675758973.xml
FORM 4
X0306
4
2021-11-19
0
0000100493
TYSON FOODS, INC.
TSN
0001628361
Soderstrom Johanna
2200 W. DON TYSON PARKWAY
SPRINGDALE
AR
72762
0
1
0
0
EVP & Chief People Officer
Class A Common Stock
2021-11-19
4
F
0
401
0
D
13770.929
D
Class A Common Stock
2021-11-19
4
A
0
5060.729
0
A
18831.658
D
Class A Common Stock
274.445
I
Employee Stock Purchase Plan
Performance Shares
2021-11-19
4
A
0
20242.915
A
Class A Common Stock
20242.915
20242.915
D
Non-Qualified Stock Options (Right to Buy)
81.51
2021-11-19
4
A
0
24955
0
A
2022-11-19
2031-11-19
Class A Common Stock
24955.0
24955
D
On November 20, 2021, 885.13 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 401 shares were withheld by the Issuer to satisfy tax withholding obligations.
Restricted Stock award of Class A Common Stock which vests on November 19, 2024.
Includes 332.863 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.
These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
/s/ Mark Liberman by Power of Attorney for Johanna Soderstrom
2021-11-23