0000100493-21-000149.txt : 20211123 0000100493-21-000149.hdr.sgml : 20211123 20211123173301 ACCESSION NUMBER: 0000100493-21-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soderstrom Johanna CENTRAL INDEX KEY: 0001628361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 211439966 MAIL ADDRESS: STREET 1: 2200 W DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS, INC. CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1002 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 FORMER COMPANY: FORMER CONFORMED NAME: TYSON FOODS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_163770675758973.xml FORM 4 X0306 4 2021-11-19 0 0000100493 TYSON FOODS, INC. TSN 0001628361 Soderstrom Johanna 2200 W. DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 EVP & Chief People Officer Class A Common Stock 2021-11-19 4 F 0 401 0 D 13770.929 D Class A Common Stock 2021-11-19 4 A 0 5060.729 0 A 18831.658 D Class A Common Stock 274.445 I Employee Stock Purchase Plan Performance Shares 2021-11-19 4 A 0 20242.915 A Class A Common Stock 20242.915 20242.915 D Non-Qualified Stock Options (Right to Buy) 81.51 2021-11-19 4 A 0 24955 0 A 2022-11-19 2031-11-19 Class A Common Stock 24955.0 24955 D On November 20, 2021, 885.13 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 401 shares were withheld by the Issuer to satisfy tax withholding obligations. Restricted Stock award of Class A Common Stock which vests on November 19, 2024. Includes 332.863 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. /s/ Mark Liberman by Power of Attorney for Johanna Soderstrom 2021-11-23