0000100493-19-000103.txt : 20190821 0000100493-19-000103.hdr.sgml : 20190821 20190821094718 ACCESSION NUMBER: 0000100493-19-000103 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190812 FILED AS OF DATE: 20190821 DATE AS OF CHANGE: 20190821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Mara Noelle CENTRAL INDEX KEY: 0001785802 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 191041381 MAIL ADDRESS: STREET 1: 400 S JEFFERSON ST CITY: CHICAGO STATE: IL ZIP: 60607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS, INC. CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 FORMER COMPANY: FORMER CONFORMED NAME: TYSON FOODS INC DATE OF NAME CHANGE: 19920703 3 1 wf-form3_156639522145480.xml FORM 3 X0206 3 2019-08-12 0 0000100493 TYSON FOODS, INC. TSN 0001785802 O'Mara Noelle 400 S. JEFFERSON ST. CHICAGO IL 60607 0 1 0 0 Group President Prepared Foods Class A Common Stock 6222.374 D Non-Qualified Stock Options (Right to Buy) 58.34 2017-11-28 2026-11-28 Class A Common Stock 2515.0 D Non-Qualified Stock Options (Right to Buy) 77.97 2018-11-17 2027-11-17 Class A Common Stock 4115.0 D Non-Qualified Stock Options (Right to Buy) 59.42 2019-11-19 2028-11-19 Class A Common Stock 6608.0 D Performance Shares Class A Common Stock 578.505 D Performance Shares Class A Common Stock 1923.817 D Performance Shares Class A Common Stock 2524.403 D Includes 1,213.586 shares of Class A Common Stock which vest on November 28, 2019; 1,484.135 shares which vest on May 12, 2020; 994.765 shares of Class A Common Stock which vest on November 17, 2020; 1,283.765 shares of Class A Common Stock which vest on November 19, 2021; and 1,246.123 shares of Class A Common stock which vest on May 10, 2022. The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Award of performance Class A Common Stock which vests on November 18, 2019 if the performance criteria described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance criteria are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the total shareholder return of the Issuer's Class A Common Stock to a peer group of publicly traded companies over a three year (fiscal 2017-2019) period, as more particularly described in the SIA. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50%-200% and are reported as derivative securities as the 200% level. If neither of the performance criteria are achieved, the award expires. Award of performance Class A Common Stock which vests on November 20, 2020 if the performance criteria described in the applicable SIA are achieved. The performance criteria set forth in the SIA are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50% to 200% and are reported as derivative securities at the 200% level. If neither of the performance criteria are achieved, the award expires. Award of performance Class A Common Stock which vests on November 29, 2021 if the performance criteria described in the SIA are achieved. The performance criteria set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50% to 200% and are reported as derivative securities at the 200% level. If neither of the performance criteria are achieved, the award expires. /s/ Noelle O'Mara 2019-08-21