0000100493-18-000071.txt : 20180705 0000100493-18-000071.hdr.sgml : 20180705 20180705135458 ACCESSION NUMBER: 0000100493-18-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180619 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Noel W CENTRAL INDEX KEY: 0001340962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 18940269 MAIL ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 4 1 wf-form4_153081328279289.xml FORM 4 X0306 4 2018-06-19 0 0000100493 TYSON FOODS INC TSN 0001340962 White Noel W 2200 W DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 Grp Pres FM & Intl Class A Common Stock 2018-06-19 4 J 0 708.882 0 A 117291.1397 D Class A Common Stock 2018-06-28 4 J 0 890.5766 0 A 13571.8113 I Employee Stock Purchase Plan Class A Common Stock 2018-07-01 4 S 0 9012 68.85 D 108279.1397 D Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Includes 24,194.2832 shares of Class A Common Stock which vested as described in footnote 4; 12,985.7 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 11,228.283 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved; 2,629.984 shares of Class A Common Stock which vest on February 14, 2020 if the performance metrics described in the applicable SIA are achieved; and 8,761.033 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable SIA are achieved. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. On July 1, 2018, 24,194.2832 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 9,012 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. Includes 12,985.7 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement ("SIA") are achieved; 11,228.283 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable SIA are achieved; 2,629.984 shares of Class A Common Stock which vest on February 14, 2020 if the performance metrics described in the applicable SIA are achieved; and 8,761.033 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable SIA are achieved. /s/ Brett Worlow by Power of Attorney for Noel White 2018-07-05