SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
VAN BEBBER DAVID L

(Last) (First) (Middle)
2200 W DON TYSON PARKWAY

(Street)
SPRINGDALE AR 72762

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TYSON FOODS INC [ TSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
11/30/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/30/2017 J(1) 33.7318 A $0 1,855.9263 I Employee Stock Purchase Plan
Class A Common Stock 12/06/2017 M 10,508 A $58.34 208,182.4873(2) D
Class A Common Stock 12/06/2017 S 10,508 D $83.244(3) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 24,507 A $50 222,181.4873(2) D
Class A Common Stock 12/06/2017 S 24,507 D $83.243(4) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 2,500 A $4.9 200,174.4873(2) D
Class A Common Stock 12/06/2017 S 2,500 D $83.428(5) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 2,500 A $12.02 200,174.4873(2) D
Class A Common Stock 12/06/2017 S 2,500 D $83.372(6) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 2,500 A $16.19 200,174.4873(2) D
Class A Common Stock 12/06/2017 S 2,500 D $83.354(7) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 2,500 A $19.63 200,174.4873(2) D
Class A Common Stock 12/06/2017 S 2,500 D $83.291(8) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 10,000 A $19.36 207,674.4873(2) D
Class A Common Stock 12/06/2017 S 10,000 D $83.253(9) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 34,833 A $31.82 232,507.4873(2) D
Class A Common Stock 12/06/2017 S 34,833 D $83.242(10) 197,674.4873(2) D
Class A Common Stock 12/06/2017 M 74,500 A $42.26 272,174.4873(2) D
Class A Common Stock 12/06/2017 S 74,500 D $83.257(11) 197,674.4873(2) D
Class A Common Stock 1,150 I By Son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $58.34 12/06/2017 M 10,508 11/28/2017 11/28/2026 Class A Common Stock 10,508 $58.34 21,014 D
Non-Qualified Stock Options (Right to Buy) $50 12/06/2017 M 24,507 11/30/2016 11/30/2025 Class A Common Stock 24,507 $50 12,252 D
Non-Qualified Stock Options (Right to Buy) $4.9 12/06/2017 M 2,500 11/14/2010 11/14/2018 Class A Common Stock 2,500 $4.9 0 D
Non-Qualified Stock Options (Right to Buy) $12.02 12/06/2017 M 2,500 11/30/2010 11/30/2019 Class A Common Stock 2,500 $12.02 0 D
Non-Qualified Stock Options (Right to Buy) $16.19 12/06/2017 M 2,500 11/29/2011 11/29/2020 Class A Common Stock 2,500 $16.19 0 D
Non-Qualified Stock Options (Right to Buy) $19.63 12/06/2017 M 2,500 11/28/2012 11/28/2021 Class A Common Stock 2,500 $19.63 0 D
Non-Qualified Stock Options (Right to Buy) $19.36 12/06/2017 M 10,000 11/26/2013 11/26/2022 Class A Common Stock 10,000 $19.36 0 D
Non-Qualified Stock Options (Right to Buy) $31.82 12/06/2017 M 34,833 11/22/2014 11/22/2023 Class A Common Stock 34,833 $31.82 0 D
Non-Qualified Stock Options (Right to Buy) $42.26 12/06/2017 M 74,500 11/21/2015 11/21/2024 Class A Common Stock 74,500 $42.26 0 D
Explanation of Responses:
1. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
2. Includes 8,634.783 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2018 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 5,167.035 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
3. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.11 to $83.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
4. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.10 to $83.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
5. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.35 to $83.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
6. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.27 to $83.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
7. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.28 to $83.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
8. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.28 to $83.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
9. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.12 to $83.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
10. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.12 to $83.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
11. This is a weighted average price. These shares were sold in multiple transactions on December 6, 2017 at prices ranging from $83.09 to $83.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Remarks:
/s/ David L. Van Bebber 12/07/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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