0000100493-17-000108.txt : 20170815 0000100493-17-000108.hdr.sgml : 20170815 20170815163738 ACCESSION NUMBER: 0000100493-17-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161221 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEATHERBY DENNIS CENTRAL INDEX KEY: 0001019048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 171034295 MAIL ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 4 1 wf-form4_150282944417837.xml FORM 4 X0306 4 2016-12-21 0 0000100493 TYSON FOODS INC TSN 0001019048 LEATHERBY DENNIS 2200 W DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 Chief Financial Officer Class A Common Stock 2016-12-21 4 J 0 5777 0 D 375.2356 I Employee Stock Purchase Plan Class A Common Stock 2016-12-21 4 J 0 5777 0 A 155020.115 D Class A Common Stock 2016-12-21 4 G 0 9000 0 D 146020.115 D Class A Common Stock 2016-12-21 4 G 0 1000 0 D 145020.115 D Class A Common Stock 2017-06-19 4 J 0 252.87 0 A 145272.985 D Class A Common Stock 2017-08-10 4 J 0 1050.926 0 A 1426.1616 I Employee Stock Purchase Plan Class A Common Stock 2017-08-14 4 M 0 70600 19.36 A 215872.985 D Class A Common Stock 2017-08-14 4 S 0 70600 65.988 D 145272.985 D Class A Common Stock 2017-08-14 4 M 0 74500 31.82 A 219772.985 D Class A Common Stock 2017-08-14 4 S 0 74500 65.956 D 145272.985 D Non-Qualified Stock Options (Right to Buy) 19.36 2017-08-14 4 M 0 70600 19.36 D 2013-11-26 2022-11-26 Class A Common Stock 70600.0 0 D Non-Qualified Stock Options (Right to Buy) 31.82 2017-08-14 4 M 0 74500 31.82 D 2014-11-22 2023-11-22 Class A Common Stock 74500.0 0 D The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct. Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. /s/ Dennis Leatherby 2017-08-15