0000100493-17-000108.txt : 20170815
0000100493-17-000108.hdr.sgml : 20170815
20170815163738
ACCESSION NUMBER: 0000100493-17-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161221
FILED AS OF DATE: 20170815
DATE AS OF CHANGE: 20170815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEATHERBY DENNIS
CENTRAL INDEX KEY: 0001019048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14704
FILM NUMBER: 171034295
MAIL ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYSON FOODS INC
CENTRAL INDEX KEY: 0000100493
STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015]
IRS NUMBER: 710225165
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762-6999
BUSINESS PHONE: 479-290-4000
MAIL ADDRESS:
STREET 1: P O BOX 2020
STREET 2: P O BOX 2020
CITY: SPRINGDALE
STATE: AR
ZIP: 72765-2020
4
1
wf-form4_150282944417837.xml
FORM 4
X0306
4
2016-12-21
0
0000100493
TYSON FOODS INC
TSN
0001019048
LEATHERBY DENNIS
2200 W DON TYSON PARKWAY
SPRINGDALE
AR
72762
0
1
0
0
Chief Financial Officer
Class A Common Stock
2016-12-21
4
J
0
5777
0
D
375.2356
I
Employee Stock Purchase Plan
Class A Common Stock
2016-12-21
4
J
0
5777
0
A
155020.115
D
Class A Common Stock
2016-12-21
4
G
0
9000
0
D
146020.115
D
Class A Common Stock
2016-12-21
4
G
0
1000
0
D
145020.115
D
Class A Common Stock
2017-06-19
4
J
0
252.87
0
A
145272.985
D
Class A Common Stock
2017-08-10
4
J
0
1050.926
0
A
1426.1616
I
Employee Stock Purchase Plan
Class A Common Stock
2017-08-14
4
M
0
70600
19.36
A
215872.985
D
Class A Common Stock
2017-08-14
4
S
0
70600
65.988
D
145272.985
D
Class A Common Stock
2017-08-14
4
M
0
74500
31.82
A
219772.985
D
Class A Common Stock
2017-08-14
4
S
0
74500
65.956
D
145272.985
D
Non-Qualified Stock Options (Right to Buy)
19.36
2017-08-14
4
M
0
70600
19.36
D
2013-11-26
2022-11-26
Class A Common Stock
70600.0
0
D
Non-Qualified Stock Options (Right to Buy)
31.82
2017-08-14
4
M
0
74500
31.82
D
2014-11-22
2023-11-22
Class A Common Stock
74500.0
0
D
The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
Includes 7,620.824 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,605.818 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,329.581 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved.
Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
This is a weighted average price. These shares were sold in multiple transactions on August 14, 2017 at prices ranging from $65.83 to $66.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
/s/ Dennis Leatherby
2017-08-15