0000100493-16-000248.txt : 20160817 0000100493-16-000248.hdr.sgml : 20160817 20160817152221 ACCESSION NUMBER: 0000100493-16-000248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160620 FILED AS OF DATE: 20160817 DATE AS OF CHANGE: 20160817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYSON FOODS INC CENTRAL INDEX KEY: 0000100493 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 710225165 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762-6999 BUSINESS PHONE: 479-290-4000 MAIL ADDRESS: STREET 1: P O BOX 2020 STREET 2: P O BOX 2020 CITY: SPRINGDALE STATE: AR ZIP: 72765-2020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Donald CENTRAL INDEX KEY: 0001423581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14704 FILM NUMBER: 161838425 MAIL ADDRESS: STREET 1: 2200 DON TYSON PARKWAY CITY: SPRINGDALE STATE: AR ZIP: 72762 4 1 wf-form4_147146172853395.xml FORM 4 X0306 4 2016-06-20 0 0000100493 TYSON FOODS INC TSN 0001423581 Smith Donald 2200 DON TYSON PARKWAY SPRINGDALE AR 72762 0 1 0 0 President & CEO Class A Common Stock 2016-06-20 4 J 0 427.692 0 A 215070.8987 D Class A Common Stock 2016-08-11 4 J 0 1022.4213 0 A 2742.5885 I Employee Stock Purchase Plan Class A Common Stock 2016-08-15 4 M 0 35206 15.06 A 250276.8987 D Class A Common Stock 2016-08-15 4 S 0 35206 75.202 D 215070.8987 D Class A Common Stock 2016-08-15 4 M 0 2800 4.90 A 217870.8987 D Class A Common Stock 2016-08-15 4 S 0 2800 75.201 D 215070.8987 D Non-Qualified Stock Options (Right to Buy) 15.06 2016-06-20 4 M 0 35206 15.06 D 2009-11-16 2017-11-16 Class A Common Stock 35206.0 4794 D Non-Qualified Stock Options (Right to Buy) 4.9 2016-08-15 4 M 0 2800 4.90 D 2010-11-14 2018-11-14 Class A Common Stock 2800.0 37200 D Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Includes 32,237.717 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 27,085.075 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 31,490.831 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. /s/Donald Smith 2016-08-17