0000100493-16-000248.txt : 20160817
0000100493-16-000248.hdr.sgml : 20160817
20160817152221
ACCESSION NUMBER: 0000100493-16-000248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160620
FILED AS OF DATE: 20160817
DATE AS OF CHANGE: 20160817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYSON FOODS INC
CENTRAL INDEX KEY: 0000100493
STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015]
IRS NUMBER: 710225165
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762-6999
BUSINESS PHONE: 479-290-4000
MAIL ADDRESS:
STREET 1: P O BOX 2020
STREET 2: P O BOX 2020
CITY: SPRINGDALE
STATE: AR
ZIP: 72765-2020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Donald
CENTRAL INDEX KEY: 0001423581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14704
FILM NUMBER: 161838425
MAIL ADDRESS:
STREET 1: 2200 DON TYSON PARKWAY
CITY: SPRINGDALE
STATE: AR
ZIP: 72762
4
1
wf-form4_147146172853395.xml
FORM 4
X0306
4
2016-06-20
0
0000100493
TYSON FOODS INC
TSN
0001423581
Smith Donald
2200 DON TYSON PARKWAY
SPRINGDALE
AR
72762
0
1
0
0
President & CEO
Class A Common Stock
2016-06-20
4
J
0
427.692
0
A
215070.8987
D
Class A Common Stock
2016-08-11
4
J
0
1022.4213
0
A
2742.5885
I
Employee Stock Purchase Plan
Class A Common Stock
2016-08-15
4
M
0
35206
15.06
A
250276.8987
D
Class A Common Stock
2016-08-15
4
S
0
35206
75.202
D
215070.8987
D
Class A Common Stock
2016-08-15
4
M
0
2800
4.90
A
217870.8987
D
Class A Common Stock
2016-08-15
4
S
0
2800
75.201
D
215070.8987
D
Non-Qualified Stock Options (Right to Buy)
15.06
2016-06-20
4
M
0
35206
15.06
D
2009-11-16
2017-11-16
Class A Common Stock
35206.0
4794
D
Non-Qualified Stock Options (Right to Buy)
4.9
2016-08-15
4
M
0
2800
4.90
D
2010-11-14
2018-11-14
Class A Common Stock
2800.0
37200
D
Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Includes 32,237.717 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 27,085.075 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 31,490.831 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
This is a weighted average price. These shares were sold in multiple transactions on August 15, 2016 at prices ranging from $75.20 to $75.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
/s/Donald Smith
2016-08-17