-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GGoFzrRc9T3LJxfVyoNamsI5m+wzbed+YcaqvaWx3oteJL3wlT94q9HrMOKlTvSz sw83eTfbkuMBuYUDK3ngdg== 0000929638-09-001649.txt : 20091217 0000929638-09-001649.hdr.sgml : 20091217 20091217193359 ACCESSION NUMBER: 0000929638-09-001649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091211 FILED AS OF DATE: 20091217 DATE AS OF CHANGE: 20091217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gifford Russell M CENTRAL INDEX KEY: 0001305303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05103 FILM NUMBER: 091248351 MAIL ADDRESS: STREET 1: 1100 ALAKEA STREET, SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000010048 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 720496921 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 808-531-8400 MAIL ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 FORMER COMPANY: FORMER CONFORMED NAME: BMA CORP/TN DATE OF NAME CHANGE: 19770324 FORMER COMPANY: FORMER CONFORMED NAME: BARNWELL OFFSHORE INC DATE OF NAME CHANGE: 19671101 4 1 rgifford_frm411dec09ex.xml X0303 4 2009-12-11 0 0000010048 BARNWELL INDUSTRIES INC BRN 0001305303 Gifford Russell M 1100 ALAKEA STREET, SUITE 2900 HONOLULU HI 96813 1 1 0 0 EVP, CFO, Treas., Secy Non-qualified Stock Options/SARs 4.32 2009-12-11 4 A 0 90000 0 A 2010-12-11 2019-12-11 Common Stock 90000 90000 D The exercise price is the closing price of the issuer's common stock on the NYSE Amex on December 11, 2009. On December 11, 2009, the reporting person was granted non-qualified stock options to purchase 90,000 shares of common stock of the issuer in tandem with stock appreciation rights pursuant to the issuer's 2008 Equity Incentive plan (the "2009 Award"). The 2009 Award was granted pursuant to action by the compensation committee of the board of directors of the issuer. Exercise of the 2009 Award is subject to vesting over four years from the date of the grant, with 25% becoming exercisable on each anniversary of the date of the grant. /s/ Russell M. Gifford 2009-12-17 -----END PRIVACY-ENHANCED MESSAGE-----