-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2WvzrxkCRf6MGroXAZGn6zfSBfJxshz2xavko+OCq8VP4cDejS/uQOPmL2S+Rwo Hgex7Ontzfcdc6WRbEbq2w== 0000929638-07-000553.txt : 20070927 0000929638-07-000553.hdr.sgml : 20070927 20070926210528 ACCESSION NUMBER: 0000929638-07-000553 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070927 DATE AS OF CHANGE: 20070926 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARNWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000010048 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 720496921 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-05103 FILM NUMBER: 071137606 BUSINESS ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 808-531-8400 MAIL ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 FORMER COMPANY: FORMER CONFORMED NAME: BMA CORP/TN DATE OF NAME CHANGE: 19770324 FORMER COMPANY: FORMER CONFORMED NAME: BARNWELL OFFSHORE INC DATE OF NAME CHANGE: 19671101 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Gifford Russell M CENTRAL INDEX KEY: 0001305303 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: BUSINESS PHONE: 808-531-8400 MAIL ADDRESS: STREET 1: 1100 ALAKEA STREET, SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 144 1 barn14420dec05.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. ________________________________________________________________________________ 1(a) NAME OF ISSUER (Please type or print)| (b) IRS IDENT. NO. |(c) SEC FILE NO. | | Barnwell Industries, Inc. | 72-0496921 | 001-05103 - ------------------------------------------------------------------------------- 1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE | 1(e) TELEPHONE | AREA CODE |NUMBER 1100 Alakea Street, Suite 2900, Honolulu, HI 96813 | | | 808 |531-8400 - ------------------------------------------------------------------------------- 2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Russell M. Gifford - ------------------------------------------------------------------------------- 2(b) SOCIAL SECURITY NO. (c) RELATIONSHIP TO ISSUER OR IRS IDENT. NO. Director, EVP, CFO, Treasurer, Secretary - ------------------------------------------------------------------------------- 2(d) ADDRESS STREET CITY STATE ZIP CODE 1100 Alakea St., Ste. 2900, Honolulu, HI 96813 - ------------------------------------------------------------------------------- INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
SEC USE 3(a) (b) ONLY (c) (d) (e) (f) (g) Title of the Name and Address of Broker- Number of Aggregate Number of Shares Approximate Name Class of Broker Through Dealer Shares or Market or Other Units Date of Sale of Securities Whom the Securities File Other Units Value Outstanding (See instr. 3(e)) Each to be Sold are to be Offered Number to be Sold (See instr. 3(d))(See instr. 3(e)) (MO. DAY YR.)Securities or Each Market Maker (See instr. 3(c)) Exchange who is Acquiring (See instr. 3(g)) the Securities - --------------------------------------------------------------------------------------------------------------------------- Common Stock Charles Schwab 15,000 $225,000 8,278,160 20 days AMEX & Co., Inc. 700 Bishop Street Suite 100 Honolulu, HI 96813 - ----------------------------------------------------------------------------------------------------------------------------
INSTRUCTIONS: 1.(a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2.(a) Name of person for whose account the securities are to be sold (b) Such person's I.R.S. identification number, if such person is an entity (c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3.(a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debit securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Name of Person from Whom Acquired Amount of Nature Title of Date You Nature of (If gift, also give date Securities Date of of the Class Acquired Acquisition Transaction donor acquired) Acquired Payment Payment - ---------------------------------------------------------------------------------------------------------- Common Stock 05/2007 Stock Option Exercise Barnwell Industries, Inc. 7,500 05/2007 Cash Common Stock 08/2007 Stock Option Exercise Barnwell Industries, Inc. 7,500 08/2007 Cash - ---------------------------------------------------------------------------------------------------------
INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Amount of Gross Name and Address of Seller Title of Securities Sold Date of Sale Securities Proceeds - -------------------------------------------------------------------------------------------------- Russell Gifford Common Stock 08/30/2007 616 10,911 1100 Alakea St., Ste. 2900 08/31/2007 4,100 71,689 Honolulu, HI 96813 09/04/2007 2,100 36,626 09/05/2007 100 1,750 09/06/2007 900 15,231 09/07/2007 500 8,546 09/24/2007 14,100 210,760 09/26/2007 1,184 17,783 - --------------------------------------------------------------------------------------------------
REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. September 27, 2007 /s/ Russell M. Gifford ___________________________________ ________________________________________ (DATE OF NOTICE) (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----