-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hv7liWhw0Bw+dx0ypTC7D/zYGVbL4BtHI4KOBv9F8DHsTXXC5vWnDs206HTKl9zU YOuCFU0MCA8zlPraMTGJHA== 0000929638-06-000349.txt : 20060821 0000929638-06-000349.hdr.sgml : 20060821 20060821173119 ACCESSION NUMBER: 0000929638-06-000349 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060817 FILED AS OF DATE: 20060821 DATE AS OF CHANGE: 20060821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000010048 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 720496921 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 808-531-8400 MAIL ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 FORMER COMPANY: FORMER CONFORMED NAME: BMA CORP/TN DATE OF NAME CHANGE: 19770324 FORMER COMPANY: FORMER CONFORMED NAME: BARNWELL OFFSHORE INC DATE OF NAME CHANGE: 19671101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steckley Warren Douglas CENTRAL INDEX KEY: 0001370538 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05103 FILM NUMBER: 061047180 BUSINESS ADDRESS: BUSINESS PHONE: 403-531-1560 MAIL ADDRESS: STREET 1: 900, 639 5TH AVENUE S.W. CITY: CALGARY STATE: A0 ZIP: T2P 0M9 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2006-08-17 2006-08-18 0 0000010048 BARNWELL INDUSTRIES INC BRN 0001370538 Steckley Warren Douglas 900, 639 5TH AVENUE S.W. CALGARY A0 T2P 0M9 ALBERTA, CANADA 0 1 0 0 V.P.-Canadian Operations Common Stock 2006-08-17 4 M 0 60000 2.6042 A 60000 D Common Stock 2006-08-17 4 D 0 60000 21.93 D 0 D Stock Appreciation Right 2.6042 2006-08-17 4 M 0 60000 0 D 2003-06-01 2008-06-01 Common Stock 60000 120000 D As adjusted for all stock splits from the date of grant through the date hereof. Twenty percent of the Stock Appreciation Rights (or 36,000 rights) vested on each of the first five anniversaries of the date of grant, and thus all rights became execiseable as of 06/01/2003. The Form 4, as originally filed, incorrectly reported the exercise date and the disposition price. The Form 4, as amended by this Form 4/A, correctly reports such information. In addition, note that the Form 4 as originally filed included a line item reporting the grant on 6/1/98 of 180,000 stock appreciation rights. This transaction never needed to be reported on Form 4, as the 180,000 stock appreciation rights had already been granted to the filer when he became an executive officer of the company and subject to the Section 16 reporting system in December 1998, and thus should have been reported on Form 3 at such time. These 180,000 stock appreciation rights were reported as part of the filer's holdings in the Form 3 filed on 8/18/06. The Form 4 as originally filed is hereby amended to delete the second line item in Table II, which reported the grant of 180,000 stock appreciation rights on 6/1/98. /s/ Warren Douglas Steckley 2006-08-21 -----END PRIVACY-ENHANCED MESSAGE-----