0000899681-17-000199.txt : 20170605 0000899681-17-000199.hdr.sgml : 20170605 20170605144116 ACCESSION NUMBER: 0000899681-17-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170602 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNWELL INDUSTRIES INC CENTRAL INDEX KEY: 0000010048 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 720496921 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 808-531-8400 MAIL ADDRESS: STREET 1: 1100 ALAKEA ST. STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 FORMER COMPANY: FORMER CONFORMED NAME: BMA CORP/TN DATE OF NAME CHANGE: 19770324 FORMER COMPANY: FORMER CONFORMED NAME: BARNWELL OFFSHORE INC DATE OF NAME CHANGE: 19671101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINZLER ALEXANDER C CENTRAL INDEX KEY: 0001276245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05103 FILM NUMBER: 17890872 MAIL ADDRESS: STREET 1: 1100 ALAKEA STREET STREET 2: SUITE 2900 CITY: HONOLULU STATE: HI ZIP: 96813 4 1 p17-0134_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-02 0 0000010048 BARNWELL INDUSTRIES INC BRN 0001276245 KINZLER ALEXANDER C C/O BARNWELL INDUSTRIES, INC. 1100 ALAKEA STREET, SUITE 2900 HONOLULU HI 96813 1 1 0 0 President and CEO Common Stock 2017-06-02 4 W 0 182897 0 A 182897 I By R. David Sudarsky Testamentary Charitable Trust Common Stock 317000 D Common Stock 3000 I By children Non-qualified Stock Options / SARs 12.92 2007-12-11 4 A 0 100000 0 A 2017-12-11 Common Stock 100000 100000 D Non-qualified Stock Options / SARs 4.32 2009-12-11 4 A 0 125000 0 A 2019-12-11 Common Stock 125000 125000 D Includes the 182,897 shares owned by the R. David Sudarsky Testamentary Charitable Trust, for which Mr. Kinzler serves as co-trustee. On December 12, 2007, the reporting person was granted non-qualified stock options to purchase 100,000 shares of common stock of the issuer in tandem with stock appreciation rights pursuant to the issuer's 2008 Equity Incentive Plan (the "2007 Award"), which was subject to stockholder approval. The 2008 Equity Incentive Plan and the 2007 Award received stockholder approval on March 3, 2008. All 100,000 shares of common stock have vested. On December 11, 2009, the reporting person was granted non-qualified stock options to purchase 125,000 shares of common stock of the issuer in tandem with stock appreciation rights pursuant to the issuer's 2008 Equity Incentive Plan (the "2009 Award"). The 2009 Award was granted pursuant to action by the compensation committee of the board of directors of the issuer. All 125,000 shares of common stock have vested. /s/ Alexander C. Kinzler 2017-06-02